SI
SI
discoversearch

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor.  We ask that you disable ad blocking while on Silicon Investor in the best interests of our community.  If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.
Strategies & Market Trends : Anthony@Pacific & TRUTHSEEKER Expose Crims & Scammers!!!
 Public ReplyPrvt ReplyMark as Last ReadFilePrevious 10Next 10PreviousNext  
To: ravenseye who wrote (252)2/15/2006 10:22:38 AM
From: StockDung  Read Replies (2) of 5673
 
Good to see that NASD going after that broker dealor. The clients BTW have nothing to do with the trades. Its the broker dealor that allowed the transactions and not the client. In fact the client would be without knowledge of what even happened in the broker back office.

NASD will get tough. Watch them fine them a few thousand dollars and a primise of never doing it again. Maybe as part of settlement they also neither admit or denied they even did it.

Thats the way the system works.
Report TOU ViolationShare This Post
 Public ReplyPrvt ReplyMark as Last ReadFilePrevious 10Next 10PreviousNext  

HomeMailHotSubjectMarksPeopleMarksKeepersSettings
Terms Of UseContact UsCopyright/IP PolicyPrivacy PolicyAbout UsFAQAdvertise on SI
© 2026 Knight Sac Media.  Data provided by Twelve Data, Alpha Vantage, and CityFALCON News