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Non-Tech : SLJB - Sulja Brothers Building Supply, Inc.
SLJB 0.000010000.0%Dec 5 9:30 AM EST
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To: scion who wrote (32)9/18/2006 3:05:26 PM
From: Done, gone.   of 1681
 
Unsolicited Quote
An unsolicited quote is one which represents an "Unsolicited Customer Order". Publishing unsolicited quotes allows a broker/dealer to meet an exception to Rule 15c2-11, which requires a broker to have in its possession current information, including financial information, about the issuer of the securities . To avail itself of this exception to SEC Rule 15c2-11, an NASD member firm must ensure that the quotation published or submitted: (1) is solely on behalf of a customer; (2) represents the customer's indication of interest; and (3) does not involve the solicitation of the customer's interest.

From: pinksheets.com
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