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Gold/Mining/Energy : Casavant Mining Kimberlite International (CMKM)
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From: StockDung9/26/2006 5:15:52 PM
   of 2595
 
Rule 144 Transactions, Stock Buybacks, and Other Special Circumstance Scenarios

Many clients come to NevWest because they need assistance with more than just a simple trade. Sometimes, in order to complete a securities trans-action, a client might need to obtain additional clearance from the issuer’s legal counsel or the transfer agent. Alternatively, certain transactions are subject to rules are regulations little known to the general public. The following are examples of special circumstance scenarios, in which a client would benefit from NevWest’s expertise:

Transactions in restricted or control securities in compliance with SEC Rule 144.
Structuring and management of an issuer’s stock buyback program in compliance with applicable rules.
Exercise of employee stock option awards.
nevwest.net
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