SUMMARY INFORMATION - COMPANIES WITH CLOSED DEALS - DECEMBER 15, 2006
Companies With Completed Deals
NationsHealth, Inc. (formerly Millstream Acquisition Corporation)
Date of offering: August 25, 2003
Gross proceeds raised in offering: $24,150,000
Date of deal announcement: March 9, 2004
Number of days prior to announcement: 196
Date of deal close: August 31, 2004
Price per share (NHRX):: $1.30
Price per warrant: (NHRXW): $0.13
Strike price: $5.00
Price per unit (NHRXU): $1.57
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
etrials Worldwide, Inc. (formerly CEA Acquisition, Inc.)
Date of offering: February 13, 2004
Gross proceeds raised in offering: $24,150,000
Date of deal announcement: August 22, 2005
Number of days prior to announcement: 556
Date of deal close: February 9, 2006
Price per share (ETWC): $3.66
Price per warrant (ETWCW): $0.49
Strike price: $5.00
Price per unit (ETWCU): $4.55
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
Origin Agritech (formerly Chardan China Acquisition)
Date of offering: March 17, 2004
Gross proceeds raised in offering: $24,150,000
Date of deal announcement: December 20, 2004
Number of days prior to announcement of deal: 248
Date of deal close: November 9, 2005
Price per share (SEED): $11.60
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
RAM Energy Resources, Inc. (formerly Tremisis Energy Acquisition Corp.)
Date of offering: May 13, 2004
Gross proceeds raised in offering: $37,950,000
Date of deal announcement: October 21, 2005
Number of days prior to announcement: 526
Price per share (RAME): $5.58
Price per warrant (RAMW): $1.00
Strike price: $5.00
Price per unit (RAMU): $6.73
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
Hill International, Inc. (formerly Arpeggio Acquisition Corp.)
Date of offering: June 24, 2004
Gross proceeds raised in offering: $40,800,000
Date of deal announcement: December 5, 2005
Number of days prior to announcement: 529
Price per share (APGO): $6.81
Price per warrant (APGOW): $1.97
Strike price: $5.00
Price per unit (APGOU) $10.80
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: None specified
SEC filings: sec.gov
St. Bernard Software, Inc. (formerly Sand Hill IT Security Acquisition Corp.)
Date of offering: July 27, 2004
Gross proceeds raised in offering: $24,660,000
Date of deal announcement: October 27, 2005
Number of days prior to announcement: 457
Price per share (SHQC): $1.88
Price per warrant (SHQCW): $0.23
Strike price: $5.00
Price per unit (SHQCU): $2.40
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: IT security
SEC filings: sec.gov
FreeSeas, Inc. (formerly Trinity Partners Acquisition Company, Inc.)
Date offering: May 10, 2004
Gross proceeds raised in offering: $9,059,125
Date of deal announcement: January 18, 2005
Number of days prior to announcement of deal: 253
Date of deal close: December 15, 2005
Price per share (FREE): $3.29
Price per Class W warrant (FREEW): $0.24
Price per Class A warrant (FREEZ): $0.43
Strike price: $5.00
IPO price per Class A unit: $10.50
IPO price per Class B unit: $10.10
Original deal: Class A units: Two shares of common stock and ten Class W warrants;
Class B units: Two shares of common stock and two Class Z warrants
SEC filings: sec.gov
Rand Logistics, Inc. (formerly Rand Acquisition Corporation)
Date of offering: November 2, 2004
Gross proceeds raised in offering: $27,600,000
Date of deal announcement: September 6, 2005
Number of days prior to announcement: 308
Date of deal close: March 6, 2006
Price per share (RAQC): $6.90
Price per warrant (RAQCW): $2.05
Strike price: $5.00
Price per unit (RAQCU): $11.75
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
China Unistone Acquisition Corporation
Date of offering: November 24, 2004
Gross proceeds raised in offering: $20,700,000
Date of deal announcement: December 20, 2005
Number of days prior to announcement: 391
Date of deal close: November 24, 2006
Price per share (YCHTF): $7.22
Price per warrant (YCHW): $2.37
Strike price: $5.00
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
Navios Maritime Holdings, Inc. (formerly International Shipping Enterprises, Inc.)
Date of offering: December 14, 2004
Gross proceeds raised in offering: $196,650,000
Date of deal announcement: March 1, 2005
Number of days prior to announcement: 76
Date of deal close: August 25, 2005
Price per share (NMHIF): $5.23
Price per warrant (NMHWF):: $0.75
Strike price: $5.00
Price per unit (NMHUF): $6.70
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
Mercator Partners Acquisition Corp.
Date of offering: April 15, 2005
Gross proceeds raised in offering: $59,466,500
Date of deal announcement: May 24, 2006
Number of days prior to announcement: 404
Date of deal close: October 16, 2006
Price per share share (GTLT): $3.08
Price per Class A warrant (GTLTW): $0.41
Price per Class B warrant (GTLTZ): $0.44
Strike price: $5.00
Price per Class A unit (GTLTU): $10.40
Price per Class B unit (GTTBU): $6.80
IPO price per Class A unit: $10.50
IPO price per Class B unit: $10.10
Original deal: Class A units: Two shares of Class A common stock and ten warrants;
Class B units: Two shares of Class B common stock and two warrants
SEC filings: sec.gov
Jamba Juice Company (formerly Services Acquisition Corp. International)
Date of offering: June 30, 2005
Gross proceeds raised in offering: $138,000,000
Date of deal announcement: March 13, 2006
Number of days prior to announcement: 256
Date of deal close: November 29, 2006
Price per share (JMBA): $10.57
Price per warrant (JMBAW): $4.65
Strike price: $6.00
Price per unit (JMBAU): $14.88
IPO price per unit: $8.00
Original deal: One common share and one warrant
SEC filings: sec.gov
Highbury Financial, Inc.
Date of offering: January 25, 2006
Gross proceeds raised in offering: $47,460,000
Date of deal announcement: April 21, 2006
Number of days prior to announcement: 86
Date of deal close: November 30, 2006
Price per share (HBRF): $5.85
Price per warrant (HBRFW): $1.58
Strike price: $5.00
Price per unit (HBRFU): $9.00
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: Financial services, including investment management and securities firms
SEC filings: sec.gov |
