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Microcap & Penny Stocks : BCIT.... $1 or bust. Tale of "A broker's Plea for shares"

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From: M0NEYMADE5/4/2007 1:32:30 PM
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Lastly you were advised3) Any sales should be effected only to the extent the member organization is confident
that delivery can be made.
4) Member organizations are reminded of their responsibilities to comply with the sales
practices requirements applicable to “penny stocks” under Securities Exchange Act
Rules 15g-1 thru 15g-9, and with the requirements of Securities Exchange Act Rule
15c2-11.
1 See The Depository Trust Company, B #8418 dated August 16, 2005.
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