SUMMARY INFORMATION - COMPANIES WITH CLOSED DEALS - JUNE 15, 2007
NationsHealth, Inc. (formerly Millstream Acquisition Corporation)
Date of offering: August 25, 2003
Gross proceeds raised in offering: $24,150,000
Date of deal announcement: March 9, 2004
Number of days prior to announcement: 196
Date of deal close: August 31, 2004
Price per share (NHRX):: $1.55
Price per warrant: (NHRXW): $0.05
Strike price: $5.00
Price per unit (NHRXU): $1.62
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
etrials Worldwide, Inc. (formerly CEA Acquisition, Inc.)
Date of offering: February 13, 2004
Gross proceeds raised in offering: $24,150,000
Date of deal announcement: August 22, 2005
Number of days prior to announcement: 556
Date of deal close: February 9, 2006
Price per share (ETWC): $4.41
Price per warrant (ETWCW): $0.45
Strike price: $5.00
Price per unit (ETWCU): $5.75
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
ChinaCast Communication Holdings Limited (formerly Great Wall Acquisition Corporation)
Date of offering: March 19, 2004
Gross proceeds raised in offering: $27,095,850
Date of deal announcement: September 13, 2005
Number of days prior to announcement: 544
Date of deal close: December 22, 2006
Price per share (CEUC): $6.00
Price per warrant (CEUCW): $1.73
Strike price: $5.00
Price per unit (CEUCU): $9.85
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
Origin Agritech (formerly Chardan China Acquisition)
Date of offering: March 17, 2004
Gross proceeds raised in offering: $24,150,000
Date of deal announcement: December 20, 2004
Number of days prior to announcement of deal: 248
Date of deal close: November 9, 2005
Price per share (SEED): $8.13
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
RAM Energy Resources, Inc. (formerly Tremisis Energy Acquisition Corp.)
Date of offering: May 13, 2004
Gross proceeds raised in offering: $37,950,000
Date of deal announcement: October 21, 2005
Number of days prior to announcement: 526
Price per share (RAME): $5.37
Price per warrant (RAMW): $0.86
Strike price: $5.00
Price per unit (RAMU): $-
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
Hill International, Inc. (formerly Arpeggio Acquisition Corp.)
Date of offering: June 24, 2004
Gross proceeds raised in offering: $40,800,000
Date of deal announcement: December 5, 2005
Number of days prior to announcement: 529
Price per share (APGO): $7.16
Price per warrant (APGOW): $2.30
Strike price: $5.00
Price per unit (APGOU) $11.55
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: None specified
SEC filings: sec.gov
St. Bernard Software, Inc. (formerly Sand Hill IT Security Acquisition Corp.)
Date of offering: July 27, 2004
Gross proceeds raised in offering: $24,660,000
Date of deal announcement: October 27, 2005
Number of days prior to announcement: 457
Price per share (SHQC): $1.13
Price per warrant (SHQCW): $0.12
Strike price: $5.00
Price per unit (SHQCU): $1.40
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: IT security
SEC filings: sec.gov
FreeSeas, Inc. (formerly Trinity Partners Acquisition Company, Inc.)
Date offering: May 10, 2004
Gross proceeds raised in offering: $9,059,125
Date of deal announcement: January 18, 2005
Number of days prior to announcement of deal: 253
Date of deal close: December 15, 2005
Price per share (FREE): $6.36
Price per Class W warrant (FREEW): $1.49
Price per Class A warrant (FREEZ): $1.74
Strike price: $5.00
IPO price per Class A unit: $10.50
IPO price per Class B unit: $10.10
Original deal: Class A units: Two shares of common stock and ten Class W warrants;
Class B units: Two shares of common stock and two Class Z warrants
SEC filings: sec.gov
Rand Logistics, Inc. (formerly Rand Acquisition Corporation)
Date of offering: November 2, 2004
Gross proceeds raised in offering: $27,600,000
Date of deal announcement: September 6, 2005
Number of days prior to announcement: 308
Date of deal close: March 6, 2006
Price per share (RAQC): $6.95
Price per warrant (RAQCW): $2.43
Strike price: $5.00
Price per unit (RAQCU): $11.65
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
Yucheng Technologies (formerly China Unistone Acquisition Corporation)
Date of offering: November 24, 2004
Gross proceeds raised in offering: $20,700,000
Date of deal announcement: December 20, 2005
Number of days prior to announcement: 391
Date of deal close: November 24, 2006
Price per share (YCHTF): $8.40
Price per warrant (YCHW): $-
Strike price: $5.00
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
Navios Maritime Holdings, Inc. (formerly International Shipping Enterprises, Inc.)
Date of offering: December 14, 2004
Gross proceeds raised in offering: $196,650,000
Date of deal announcement: March 1, 2005
Number of days prior to announcement: 76
Date of deal close: August 25, 2005
Price per share (NM): $10.67
Price per warrant: (NM-WT): $5.70
Strike price: $5.00
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
Aventair, Inc. (formerly Ardent Acquisition Corporation)
Date of offering: February 24, 2005
Gross proceeds raised in offering: $41,400,000
Date of deal announcement: October 3, 2006
Number of days prior to announcement: 586
Date of deal close: February 22, 2007
Price per share (AACQ): $4.60
Price per warrant (AACQW): $0.65
Strike price: $5.00
Price per unit (AACQU): $5.65
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
Great Lakes Dredge & Dock (formerly Aldabra Acquisition Corporation)
Date of offering: February 24, 2005
Gross proceeds raised in offering: $55,200,000
Date of deal announcement: June 20, 2006
Number of days prior to announcement: 481
Date of deal close: January 4, 2007
Price per share (GLDD): $9.54
Price per warrant (GLDDW): $4.62
Strike price: $5.00
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: None specified
SEC filings: sec.gov
Global Telecom & Technology (formerly Mercator Partners Acquisition Corp.)
Date of offering: April 15, 2005
Gross proceeds raised in offering: $59,466,500
Date of deal announcement: May 24, 2006
Number of days prior to announcement: 404
Date of deal close: October 16, 2006
Price per share share (GTLT): $2.37
Price per Class A warrant (GTLTW): $0.30
Price per Class B warrant (GTLTZ): $0.37
Strike price: $5.00
Price per Class A unit (GTLTU):
Price per Class B unit (GTTBU):
IPO price per Class A unit: $10.50
IPO price per Class B unit: $10.10
Original deal: Class A units: Two shares of Class A common stock and ten warrants;
Class B units: Two shares of Class B common stock and two warrants
SEC filings: sec.gov
ClearPoint Business Resources, Inc. (formerly Terra Nova Acquisition Corporation)
Date of offering: April 19, 2005
Gross proceeds raised in offering: $33,120,000
Date of deal announcement: August 19, 2006
Number of days prior to announcement: 487
Date of deal close: February 12, 2007
Price per share (CPBR): $5.16
Price per warrant (CPBRW): $0.78
Strike price: $5.00
Price per unit (CPBRU): $7.00
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: None specified
SEC filings: sec.gov
Summer Infant, Inc. (formerly KBL Healthcare Acquisition Corp. II)
Date of offering: April 27, 2005
Gross proceeds raised in offering: $55,200,000
Date of deal announcement: September 5, 2006
Number of days prior to announcement: 512
Date of deal close: March 6, 2007
Price per share (SUMR): $5.26
Price per warrant (SUMRW): $0.92
Strike price: $5.00
Price per unit (SUMRU): $7.00
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: Healthcare
SEC filings: sec.gov
Jamba Juice Company (formerly Services Acquisition Corp. International)
Date of offering: June 30, 2005
Gross proceeds raised in offering: $138,000,000
Date of deal announcement: March 13, 2006
Number of days prior to announcement: 256
Date of deal close: November 29, 2006
Price per share (JMBA): $9.51
Price per warrant (JMBAW): $3.82
Strike price: $6.00
Price per unit (JMBAU): $13.81
IPO price per unit: $8.00
Original deal: One common share and one warrant
SEC filings: sec.gov
IXI Mobile, Inc. (formerly Israel Technology Acquisition Corp.)
Date of offering: July 14, 2005
Gross procees raised in offering: $37,908,000
Date of deal announcement: March 1, 2006
Number of days prior to announcement: 229
Date of deal close: June 6, 2007
Price per share (ISLT): $5.70
Price per warrant (ISLTW): $1.00
Strike price: $5.00
Price per unit (ISLTU): $7.92
IPO price per unit: $6.00
Original deal: One common share and two warrants
SEC filings: sec.gov
Juniper Content Corporation (formerly Juniper Partners Acquisition Corp.)
Date of offering: July 15, 2005
Gross procees raised in offering: $17,395,750
Date of deal announcement: August 16, 2006
Number of days prior to announcement: 397
Date of deal close: January 19, 2007
Price per share (JNPC): $2.88
Price per Class W warrant (JNPCW): $0.34
Price per Class Z warrant (JNPCZ): $0.40
Strike price: $5.00
Price per Class A unit (JNPCZ): $9.30
Price per Class B unit (JNPCU): $6.50
IPO price per Class A unit: $10.50
IPO price per Class B unit: $10.10
Original deal: Class A units: Two shares of Class A common stock and ten warrants;
Class B units: Two shares of Class B common stock and two warrants
Acquisition focus: Media and entertainment industires
SEC filings: sec.gov
Fortress International Group (formerly Fortress America Acquisition Corporation)
Date of offering: July 15, 2005
Gross procees raised in offering: $46,800,000
Date of deal announcement: June 6, 2006
Number of days prior to announcement: 326
Date of deal close: January 19, 2007
Price per share (FAAC): $4.97
Price per warrant (FAACW): $0.59
Strike price: $5.00
Price per unit (FAACU): $6.38
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: Homeland security
SEC filings: sec.gov
KapStone Paper and Packaging Corp. (formerly Stone Arcade Acquisition Corp.)
Date of offering: August 16, 2005
Gross proceeds raised in offering: $120,000,000
Date of deal announcement: June 26, 2006
Number of days prior to announcement: 314
Date of deal close: January 2, 2007
Price per share (SCDE): $7.47
Price per warrant (SCDEW): $2.70
Strike price: $5.00
Price per unit (SCDEU): $-
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: Paper, packaging and forest products
SEC filings: sec.gov
Equity Broadcasting Corporation (formerly Coconut Palm Acquisition Corp.)
Date of offering: September 9, 2005
Gross proceeds raised in offering: $69,000,000
Date of deal announcement: April 10, 2006
Number of days prior to announcement: 213
Date of deal close: April 2, 2007
Price per share (CNUT): $5.05
Price per warrant (CNUTW): $0.61
Strike price: $5.00
Price per unit (CNUTU): $6.25
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: Business and consumer services
SEC filings: sec.gov
ATS Corporation (formerly Federal Services Acquisition Corp.)
Date of offering: October 20, 2005
Gross proceeds raised in offering: $126,000,000
Date of deal announcement: April 20, 2006
Number of days prior to announcement: 182
Date of deal close: January 16, 2007
Price per share (ATCT): $3.55
Price per warrant (ATCTW): $0.40
Strike price: $5.00
Price per unit (ACTC): $4.10
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: Federal services and defense industries
SEC filings: sec.gov
Smart Balance, Inc. (formerly Boulder Specialty Brands, Inc.)
Date of offering: December 19, 2005
Gross proceeds raised in offering: $102,086,720
Date of deal announcement: September 26, 2006
Number of days prior to announcement: 281
Date of deal close: May 21, 2007
Price per share (BDSB): $9.95
Price per warrant (BDSBW): $4.20
Strike price: $6.00
Price per unit (BDSBU): $13.56
IPO price per unit: $8.00
Original deal: One common share and one warrant
Acquisition focus: Food and beverage industries
SEC filings: sec.gov
Highbury Financial, Inc.
Date of offering: January 25, 2006
Gross proceeds raised in offering: $47,460,000
Date of deal announcement: April 21, 2006
Number of days prior to announcement: 86
Date of deal close: November 30, 2006
Price per share (HBRF): $6.54
Price per warrant (HBRFW): $1.65
Strike price: $5.00
Price per unit (HBRFU): $9.98
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: Financial services, including investment management and securities firms
SEC filings: sec.gov
Jazz Technologies (formerly Acquicor Technology Inc.)
Date of offering: March 14, 2006
Gross proceeds raised in offering: $174,500,004
Date of deal announcement: September 26, 2006
Number of days prior to announcement: 197
Date of deal close: February 12, 2007
Price per share (JAZ): $3.16
Price per warrant (JAZ-WT): $0.61
Strike price: $5.00
Price per unit (JAZ-U): $4.35
IPO price per unit: $6.00
Original deal: One common share and two warrants
Acquisition focus: Technology
SEC filings: sec.gov
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