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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS)

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To: Typhoon who wrote (1843)10/6/1997 2:12:00 PM
From: Mike Boiko   of 55532
 
Typhoon, add to that list of problems many here have had with the old TA... When my certs were running late I traced the problem from Schawb to the TA...to the DTC...then BACK to the TA again! As it turns out, the DTC had to send my 3000 share/cert back to the TA because they were never signed by the old TA! The person at Schawb I spoke with admitted that in 10+ years on the job she hardly ever heard of certs going to the DTC from the TA WITHOUT having the TA signature on them.

So I for one am very glad to get away from the old TA...

"Trans In-Securities"

-mike-
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