Naked Shorting-Hedge Fund & Market Maker manipulation? Message Board

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Microcap & Penny Stocks : Naked Shorting-Hedge Fund & Market Maker manipulation?

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To: kimfay98 who wrote (2691)	8/20/2007 12:02:08 PM
From: ravenseye	Read Replies (1) of 5034

thanks for posting the federal register 8/14/07 link kimfay98! so the sec final rule eliminating the grandfather provision of regulation sho was dated 8/10/07, a day after my post about being irked how the sec catered to the journalists faster last year. i also see as of 8/10/07 the sec re-proposed amendments to regulation sho with the intent to further reduce the number of persistent fails to deliver by eliminating the options market maker exception, requesting comments be received by 09/13/07 and a proposal to require brokers and dealers marking a sale as “long” document the present location of the securities being sold. SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 242 [Release No. 34-56213; File No. S7-19-07] RIN 3235-AJ57 Amendments to Regulation SHO AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: The Securities and Exchange Commission (“Commission”) is re-proposing amendments to Regulation SHO under the Securities Exchange Act of 1934 (“Exchange Act”). The proposed amendments are intended to further reduce the number of persistent fails to deliver in certain equity securities by eliminating the options market maker exception. In addition, we are requesting comment regarding specific alternatives to our proposal to eliminate the options market maker exception. We are also proposing an amendment to the long sale marking provisions of Regulation SHO that would require that brokers and dealers marking a sale as “long” document the present location of the securities being sold. DATES: Comments should be received on or before September 13, 2007.... sec.gov Proposed Rule (Release No. 34-56213) SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 242 [Release No. 34-56213; File No. S7-19-07] RIN 3235-AJ57 Amendments to Regulation SHO AGENCY: Securities and Exchange Commission. ACTION: Proposed Size: 252163 Modified: 08/10/2007 sec.gov SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 242 [Release No. 34-56212; File No. S7-12-06] RIN 3235-AJ57 Amendments to Regulation SHO AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (“Commission”) is adopting amendments to Regulation SHO under the Securities Exchange Act of 1934 (“Exchange Act”). The amendments are intended to further reduce the number of persistent fails to deliver in certain equity securities by eliminating the grandfather provision of Regulation SHO. In addition, we are amending the close-out requirement of Regulation SHO for certain securities that a seller is “deemed to own.” The amendments also update the market decline limitation referenced in Regulation SHO. EFFECTIVE DATE: October 15, 2007.... sec.gov Final Rule: Amendments to Regulation SHO SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 242 [Release No. 34-56212; File No. S7-12-06] RIN 3235-AJ57 Amendments to Regulation SHO AGENCY: Securities and Exchange Commission. ACTION: Final rule. Size: 108925 Modified: 08/10/2007 sec.gov

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