Anthony @ Equity Investigations, Dear Anthony, Message Board

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Strategies & Market Trends : Anthony @ Equity Investigations, Dear Anthony,

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To: StockDung who wrote (100921)	10/18/2007 1:37:26 PM
From: Patchie	Read Replies (3) of 122087

Floyd, thanks for stopping by. I think before you jump you should check your parachute...Did I claim Citigroup was naked shorting? The actual statement Knucknehead Kev was responding to was this one. Gee, isn't that a naked short? And to think, it was treated as a 'compliance violation'. Tradestation Securities, Inc. (CRD #39473, Plantation, Florida) submitted a Letter of Acceptance,Waiver and Consent in which the firm was censured and fined $12,500. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that it accepted customer short sale orders and, for each order, failed to make an affirmative determination that the firm would receive delivery of the security on the customer’s behalf, or that the firm could borrow the security on the customer’s behalf for delivery by settlement date. (FINRA Case #20070090219-02) SPLAT!!!!!!!!!!

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