GUMM - Eliminate the Common Cold Message Board

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Biotech / Medical : GUMM - Eliminate the Common Cold

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From: StockDung	6/19/2008 2:48:13 AM
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GunnAllen axes 65 brokers, several with black marks; Firm also fires exec who recruited many tainted reps.(News) Byline: Bruce Kelly NEW YORK - GunnAllen Financial Inc., one of the fastest- growing independent-contractor broker-dealers over the past few years, has overhauled a significant part of its business strategy and is cutting ties with some brokers who have had compliance problems in the past. Such brokers with multiple knocks on their compliance records have played a large role in the Tampa, Fla.-based firm's recent rapid expansion. It recently has cut 15 affiliated independent-contractor reps who were on heightened supervision and placed five more on the list, which ... findarticles.com

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