SI
SI
discoversearch

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor.  We ask that you disable ad blocking while on Silicon Investor in the best interests of our community.  If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.
Gold/Mining/Energy : Gold and Silver Juniors, Mid-tiers and Producers
 Public ReplyPrvt ReplyMark as Last ReadFilePrevious 10Next 10PreviousNext  
To: LLCF who wrote (60436)7/21/2008 1:55:12 PM
From: The Vet  Read Replies (2) of 78438
 
it does NOT prove they do nothing or that the rules are worthless.

The SEC publish their enforcement actions and the penalties (even when no liability is admitted).

Please list a couple of recent cases where the SEC has taken action in respect to these obvious infringements. There are hundreds of stocks on the Reg SHO lists. Many have been there for a long time; there have been thousands of complaints submitted..

Surely there would have been at least a few successful actions by the SEC in this regard. As I said before, the fact that even one stock is on the Reg SHO list PROVES the rules have been broken.

It can't be too difficult to know who has sold the stock and hasn't delivered even though the SEC in its wisdom refuses to disclose the rule breakers (but they are quite happy to publish the victim companies).
Report TOU ViolationShare This Post
 Public ReplyPrvt ReplyMark as Last ReadFilePrevious 10Next 10PreviousNext  

HomeMailHotSubjectMarksPeopleMarksKeepersSettings
Terms Of UseContact UsCopyright/IP PolicyPrivacy PolicyAbout UsFAQAdvertise on SI
© 2026 Knight Sac Media.  Data provided by Twelve Data, Alpha Vantage, and CityFALCON News