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Strategies & Market Trends : Free Float Trading/ Portfolio Development/ Index Stategies

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From: dvdw©11/9/2008 9:10:41 AM
of 3821
 
Pro Active Sample Letter of Direct registration.

To: Investor Relations
XYZ Corporation

From: Your Name

Re: Letter of Instructions regarding the attached statement

Dear Sir,

As investors in XYZ Corp. We are providing our end of month broker dealer statement, showing the shares we own in XYZ Corp. We are providing this information to you with a request that you open a file within investor relations department, and maintain our information along with information from other investors.

We are concerned about the overall broker dealer community which apparently has created more shares than might be legally authorized.

Our concern stems from our growing awareness of the practice of naked short selling. This practice has been responsible for processing outcomes favorable to those engaged in it, against shareholder interests.

We have little confidence in the clearing and authentication of the daily volume within the broker dealer community, and hope that you will open a file on behalf of all investors who desire to maintain their investments of record by providing this direct form of registration.

Investor relations departments should take a more proactive view in demonstrating understanding of the floats actual ownership.

In doing so, the conflict that exists between investors as owners, and trading programs executed to private purposes are mutually exclusive. By taking these steps investor interests should become an elevated awareness, for management and the board of directors.

We will report future purchases the same way, and hope you will invite others to begin to take these steps as a matter of good business practice. We hope you will assist with a button at your home page that facilitates this process on line. Shareholder direct registration is one feature of ownership that management can encourage, providing management and shareholders a transparent view of actual ownership, against which most daily activity seemingly circumvents.

Thanks so much, for working for us.

Sincerely,
Xxxxxxxxxxxx
Attach pg 2 statement, black out other positions

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