USXP Pacer NY Update 05 Dec 08
Date Filed # Docket Text
12/05/2008 376 REPLY to Response to Motion re: 358 MOTION To Set Disgorgement and Civil Penalties for Sandhu. Attached is Exhibit 356 omitted from previous filing. Document filed by U.S. Securities and Exchange Commission. (Hughes, Leslie) (Entered: 12/05/2008)
12/05/2008 375 REPLY MEMORANDUM OF LAW in Support re: 358 MOTION To Set Disgorgement and Civil Penalties for Sandhu.. Document filed by U.S. Securities and Exchange Commission. (Attachments: # 1 Affidavit of Leslie J. Hughes, # 2 Exhibit 3d Spiga LOA to IIG, # 3 Exhibit 81 USXP stock rights letter to Spiga, # 4 Exhibit 17s Spiga LOA Germinario, # 5 Exhibit 177 BEar Stearns LOAs, # 6 Exhibit 201 Oncar letter on shares issued, # 7 Exhibit 357 Oncar new account form, # 8 Exhibit 416b Morgan earlier summary Spiga trades, # 9 Exhibit 464 Sandhu account Spiga funds, # 10 Exhibit 11 Sandhu Consent, # 11 Exhibit 12 Sandhu transcript excerpt)(Hughes, Leslie) (Entered: 12/05/2008) |
