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Microcap & Penny Stocks : Universal Medical Sytems (UMSI)

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To: Jonathan Estabrook who wrote ()10/23/1997 11:02:00 AM
From: Andrew Payne  Read Replies (1) of 1672
 
Universal Medical Systems, Inc.

Alt
AKA - UMSI

Add
Universal Medical Systems, Inc.
14155 58th St. North
Clearwater, FL 34620
Tel
Tel: 813-535-2022 Toll Free: 800-356-6484 Fax: 813-536-9707
Web
aihomes.com
Own
Public U.S. company (Ticker symbol: UMSI).
Sales
$5m - $10 annual sales
CEO
Mike Baker, President
Ind
Medical (MED)
Desc
Universal Medical Systems, Inc. is a manufacturer of C-T simulators, N-infrared scanners
and vascular monitors. Formed in 1984.
This information was confirmed by telephone on 10-Apr-97.

Form NT 10-K for UNIVERSAL MEDICAL SYSTEMS INC filed on Sep 30 1997

UNITED STATES Commission
SECURITIES AND EXCHANGE COMMISSION File Number
Washington, D.C. 20549 1-129-31

FORM 12b-25

NOTIFICATION OF LATE FILING

(Check One) [X]Form 10-K and Form 10-KSB [ ]Form 20-F [ ]Form 11-K
[ ]Form 10-Q [ ]Form N-SAR

For Period Ended: June 30, 1997
-------------------------------
[ ] Transition Report on Form 10-K
[ ] Transition Report on Form 20-F
[ ] Transition Report on Form 11-K
[ ] Transition Report on Form 10-Q
[ ] Transition Report on Form N-SAR
For the Transition Period Ended:
---------------------------

READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM. PLEASE PRINT OR TYPE

Nothing in the form shall be construed to imply that the Commission has
verified any information contained herein.

If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:

--------------------------------------------------------------------------------

PART I - REGISTRANT INFORMATION

UNIVERSAL MEDICAL SYSTEMS, INC.
--------------------------------------------------------------------------------
Full Name of Registrant

N/A
--------------------------------------------------------------------------------
Former Name if Applicable

14155 58TH STREET NORTH
--------------------------------------------------------------------------------
Address of Principal Executive Office (STREET AND NUMBER)

CLEARWATER, FLORIDA 34620
--------------------------------------------------------------------------------
City, State and Zip Code

PART II - RULES 12b-25(b) and (c)

If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following
should be completed. (Check appropriate box)

[ ] (a) The reasons described in reasonable detail in Part III of this
form could not be eliminated without unreasonable effort or
expense;

[X] (b) The subject annual report, semi-annual report, transition
report on Form 10-K, Form 10-KSB, Form 20-F, 11-K, Form N-SAR,
or portion thereof, will be filed on or before the fifteenth
calendar day following the prescribed due date; or the
subject quarterly report or transition report on Form 10-Q,
10-QSB or portion thereof will be filed on or before the
fifth calendar day following the prescribed due date; and

[ ] (c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.

PART III - NARRATIVE

State below in reasonable detail the reasons why the Form 10-K, 10-KSB, 11-K,
20-F, 10-Q, 10-QSB, N-SAR, or the transition report or portion thereof, could
not be filed within the prescribed time period. (Attach Extra Sheets if Needed)

Registrant is waiting for a material financing package to close, which
would be a very significant subsequent event footnote to the financials.
PART IV - OTHER INFORMATION

(1) Name and telephone number of person to contact in regard to this
notification

DENNIS D. COLE (813) 535-2022
-------------------------- ----------- ------------------
(Name) (Area Code) (Telephone Number)

(2) Have all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter
period that the registrant was required to file such reports been
filed? If answer is no identify report(s).
[X] Yes [ ] No

(3) Is it anticipated that any significant change in results of operations
from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject
report or portion thereof? [ ] Yes [X] No

If so, attach an explanation of the anticipated change, both
narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made:

--------------------------------------------------------------------------------

UNIVERSAL MEDICAL SYSTEMS, INC.
------------------------------------------------------
(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.

Date 9/30/97 By /s/ DENNIS D. COLE
----------------------------- ----------------------------------------
Dennis D. Cole
Vice President and Secretary

INSTRUCTION: The form may be signed by an executive officer of the registrant
or by any other duly authorized representative. The name and title of the
persons signing the form shall be typed or printed beneath the signature. If
the statement is signed on behalf of the registrant by an authorized
representative (other than an executive officer), evidence of the
representative's authority to sign on behalf of the registrant shall be filed
with the form.

ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal
Violations (See 18 U.S.C. 1001).

GENERAL INSTRUCTION

1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the
General Rules and Regulations under the Securities Exchange Act of
1934.

2. One signed original and four conformed copies of this form and
amendments thereto must be completed and filed with the Securities and
Exchange Commission, Washington, D.C. 20549 in accordance with Rule
0-3 of the General Rules and Regulations under the Act. The
information contained in or filed with the form will be made a matter
of public record in the Commission files.

3. A manually signed copy of the form and amendments thereto shall be
filed with each national securities exchange on which any class of
securities of the registrant is registered.

4. Amendments to the notifications must also be filed on form 12b-25 but
need not restate information that has been correctly furnished. The
form shall be clearly identified as an amendment notification.

5. ELECTRONIC FILERS. This form shall not be used by electronic filers
unable to timely file a report solely due to electronic difficulties.
Filers unable to submit a report within the time period prescribed due
to difficulties in electronic filing should comply with either Rule
201 or Rule 202 of Regulation S-T (Section 232.201 or Section 232.202
of this chapter) or apply for an adjustment in filing date pursuant to
Rule 13(b) of Regulation S-T (Section 232.12(c) of this chapter).
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