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Microcap & Penny Stocks : Naked Shorting-Hedge Fund & Market Maker manipulation?

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To: kknightmcc who wrote (4167)1/20/2009 7:11:07 PM
From: Hawkmoon3 Recommendations   of 5034
 
And his niece, Shana Madoff Swanson, who serves as a compliance attorney at his firm, is married to a former high-ranking Securities and Exchange Commission official, Eric Swanson.

Swanson was the assistant director in the SEC’s Office of Compliance Inspections and Examinations’ market oversight unit in Washington. According to his biography, Swanson “supervised and conducted inspections and examinations that involved a wide range of issues including best execution, order handling, insider trading [and] market manipulation.”


So.. if Madoff wasn't engaging in any transactions and didn't even have a trading operation, just what was she over-seeing and inspecting?

I suspect she's going to be likely needing an attorney as well, and possibly her husband.

Hawk
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