Mish's Global Economic Trend Analysis Message Board

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Strategies & Market Trends : Mish's Global Economic Trend Analysis

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To: Sr K who wrote (94958)	3/5/2009 9:22:21 AM
From: The Reaper	Read Replies (1) of 116555

According to regulators, the improper trading activity was detected through examinations by the S.E.C.’s compliance staff and investigated by its enforcement division, with the cooperation of the Financial Industry Regulatory Authority, the securities industry’s self-regulatory organization, and compliance staff members at the various exchanges. SEC caught that but missed Madoff? I guess cuz Maddog didn't have any real trades to investigate.

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