Funds have been selling of late on Aos and Ele
NATIONAL INSTRUMENT 62-103
REPORT FILED BY ELIGIBLE INSTITUTIONAL INVESTOR
UNDER PART 4
1. Name and Address of Eligible Institutional Investor:
Wellington Management Company, LLP
Attn: Legal Services Department
75 State Street
Boston, MA 02109 USA
2. Description and number or principal amount of securities held and the security
holding percentage of the eligible institutional investor at the end of the month for
which the report is made:
Wellington Management Company, LLP ("Wellington Management") controls
16,114,799 common shares of Excelsior Energy Limited (the "Reporting Issuer")
representing a decrease in beneficial ownership of 2.92% of the outstanding
common shares of the Reporting Issuer since January 31, 2008.
3. Designation and number or principal amount of securities held and security
holding percentage of the outstanding securities referred to in which the eligible
institutional investor alone or jointly has:
(i) ownership and control
(ii) ownership but not control
(iii) control but not ownership
Wellington Management has dispositive power over 16,114,799 shares of
common stock, representing 11.26% of the shares outstanding of the
common stock of the Reporting Issuer.
4. The purpose of the eligible institutional investor acquiring or disposing of
ownership or control of the securities:
Wellington Management Company, LLP (" Wellington Management ") is an
investment adviser registered with the Securities and Exchange Commission under
Section 203 of the Investment Advisers Act of 1940, as amended.Wellington
Management, in its capacity as investment adviser, exercises discretionary
authority over securities owned of record by investment advisory clients subject to
general investment policies, guidelines, objectives and legal requirements of such
clients.
5. The general nature and material terms of any agreements with respect to the
securities of the reporting issuer entered into by the eligible institutional investor:
None
6. The name of any joint actors:
None
7. Any change in any material fact previously disclosed:
None
8. Eligibility:
I certify thatWellington Management Company, LLP is an eligible institutional
investor eligible to file reports under Part 4 of Proposed National Instrument
62-103.
_________________________________
Signature
Robert J. Toner
Vice President and Counsel
Name and Title
(617) 790-7084
Telephone
Wellington Management Company, LLP
Eligible Institutional Investor
Report for the period ending April 30, 2009 |
