SUMMARY INFORMATION - COMPANIES WITHOUT DEALS - DECEMBER 11, 2009
Liberty Acquisition Holdings Corp.
Date of offering: December 8, 2007
Deadline for acquisition: June 12, 2010
Cash in escrow account: $1,022,356,689
Reporting date for escrow account: September 30, 2009
Price per share (LIA): $9.56
Cash per share: $9.88
Price per warrant (LIA-WT): $0.65
Strike price: $5.50
Price per unit (LIA-U): $10.05
IPO price per unit: $10.00
Original deal: One common share and one warrant to purchase one-half share
Acquisition focus: None
Percentage of non-insider shares that can block an acquisition: 30%
Expiration date for warrants: December 12, 2013
Performance since IPO: 2.10%
Nasdaq Composite: -19.06%
SEC filings: sec.gov
Sapphire Industrials Corporation
Date of offering: January 22, 2008
Deadline for acquisition: January 21, 2010
Cash in escrow account: $799,092,764
Reporting date for escrow account: September 30, 2009
Price per share (FYR): $10.04
Cash per share: $9.99
Price per warrant (FYR-WT): $0.20
Strike price: $7.00
Price per unit (FYR-U): $10.18
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: None
Percentage of non-insider shares that can block an acquisition: 33.33%
Expiration date for warrants: January 17, 2013
Performance since IPO: 2.40%
Nasdaq Composite: -6.40%
SEC filings: sec.gov
Navios Maritime Acquisition Corp.
Date of offering: June 26, 2008
Deadline for acquisition: June 26, 2010
Cash in escrow account: $252,201,007
Reporting date for escrow account: December 31, 2008
Price per share (NNA): $9.77
Cash per share: $9.97
Price per warrant (NNA-WT): $0.72
Strike price: $7.00
Price per unit (NNA-U): $10.20
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: Marine transportation and logisitcs industries
Percentage of non-insider shares that can block an acquisition: 40%
Expiration date for warrants: June 25, 2013
Performance since IPO: 4.90%
Nasdaq Composite: -5.64%
SEC filings: sec.gov
North Asia Investment Corp.
Date of offering: July 24, 2008
Deadline for acquisition: January 24, 2010
Cash in escrow account: $50,078,799
Reporting date for escrow account: December 31, 2008
Price per share (NHR): $9.80
Cash per share: $10.02
Price per warrant (NHR-WT): $0.36
Strike price: $7.50
Price per unit (NHR-U): $10.00
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: Asian, with a primary focus on China and Korea
Percentage of non-insider shares that can block an acquisition: 40%
Expiration date for warrants: July 23, 2013
Performance since IPO: 1.60%
Nasdaq Composite: -3.94%
SEC filings: sec.gov
GSME Acquisition Partners I
Date of offering: November 20, 2009
Deadline for acquisition: November 25, 2010
Cash in escrow account: $36,000,000
Reporting date for escrow account: November 20, 2010
Price per share (GSMXF): $9.66
Cash per share: $10.00
Price per warrant (GSMWF): $0.30
Strike price: $11.50
Price per unit (GSMEF): $9.96
IPO price per unit: $10.00
Original deal: One common share and one warrant
Acquisition focus: China
Percentage of non-insider shares that can block an acquisition: 81%
Expiration date for warrants: November 18, 2014
Performance since IPO: -0.40%
Nasdaq Composite: 1.55%
SEC filings: sec.gov
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