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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS)
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To: Jeff Harrington who wrote (17143)11/12/1997 11:16:00 AM
From: Steve Hursey  Read Replies (1) of 55532
 
Jeff,

I hate to throw a wet blanket here but I'm not sure if it forces the conversion to name. I believe, though I admit I'm no expert, that all it does is make the DTC move street name shares from the E*Trade ledger to the Waterhouse ledger. I did a DTC transfer from E*Trade to Waterhouse back in August when this whole thing started. I then had to ask Waterhouse to issue me name certs and they had to request DTC to do the conversion from street to name.

That was my experience. If you know of some way to do it differently I would be jubilant to hear what it is.

Steve
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