10Q Part 6
24
ASCEND COMMUNICATIONS, INC.
INDEX TO EXHIBITS
NO. DESCRIPTION
------------ ------------------------------------------------------------
/(6)/ 3.1 Certificate of Incorporation.
/(1)/ 3.2 By-Laws.
/(1)/ 10.1 First Amended and Restated 1989 Stock Option Plan and forms
of stock option agreements used thereunder.
/(1)/ 10.2 Ascend Communications, Inc. 1994 Employee Stock Purchase
Plan.
/(1)/ 10.3 Ascend Communications, Inc. 1994 Outside Directors Stock
Option Plan.
/(1)/ 10.4 Loan Agreement and related agreements, dated October 21,
1993, by and between the Registrant and First Interstate
Bank of California.
/(1)/ 10.5 Lease dated August 8, 1991, by and between the Registrant
and Harbor Bay Isle Associates, the First Addendum thereto,
dated August 8, 1991, and the Second Addendum thereto, dated
February 25, 1994.
/(1)/ 10.8 Form of Indemnity Agreement for directors and officers.
/(2)/ 10.9 Loan Agreement and related agreements, dated July 29, 1994,
by and between the Registrant and First Interstate Bank of
California.
/(3)/ 10.10 Lease Agreement, Lease Rider and Second Lease Rider, dated
May 17, 1995 by and between the Registrant and Resurgence
Properties, Inc.
/(4)/ 10.11 Loan Agreement and related agreements, dated November 30,
1995, by and between the Registrant and Wells Fargo Bank of
California.
/(5)/ 10.12 Lease agreement dated March 27, 1996, by and between the
registrant and Sumitomo Bank Leasing and Financing, Inc.
/(7)/ 10.13 Ascend Communications, Inc. 1996 Restricted Stock Plan.
/(8)/ 10.14 Cascade Communications Corp. Amended and Restated 1991
Stock Plan.
/(9)/ 10.15 Cascade Communications Corp. 1994 Employee Stock Purchase
Plan.
/(9)/ 10.16 Cascade Communications Corp. 1994 Non-Employee Director
Stock Plan.
/(9)/ 10.17 Letter of Employment dated March 12, 1992 between the
Registrant and Daniel E. Smith.
/(9)(10)(11)/ 10.18 Lease dated July 27, 1993 between Glenborough Corporation
and the Registrant; as amended by the first amendment
thereto dated February 24, 1994; as amended by the second
amendment thereto dated July 24, 1994; as amended by the
third amendment thereto dated November 10, 1994; as amended
by the fourth amendment thereto dated December 1, 1995.
/(12)/ 10.19 Lease dated November 14, 1996 between the Registrant and
Nashoba View Associated, LLC.
/(1)/ Incorporated by reference from the Company's Registration Statement
(No.33-77146), effective May 12, 1994.
/(2)/ Incorporated by reference from the Company's Form 10-Q for the quarter
ended September 30, 1994.
/(3)/ Incorporated by reference from the Company's Form 10-Q for the quarter
ended June 30, 1995.
/(4)/ Incorporated by reference from the Company's Form 10-K for the year ended
December 31, 1995.
/(5)/ Incorporated by reference from the Company's Form 10-Q for the quarter
ended March 31, 1996.
/(6)/ Incorporated by reference from the Company's Form 10-Q for the quarter
ended June 30, 1996.
/(7)/ Incorporated by reference from the Company's Form 10-K for the year ended
December 31, 1996.
/(8)/ Incorporated by references from Cascade Communications Corp.'s
Registration Statement on Form S-8 (File NO. 33-93152) filed with the
Securities Commission and Exchange Commission (the "Commission") on June
6, 1995.
/(9)/ Incorporated by reference from Cascade Communications Corp.'s
Registration Statement on Form S-1 (File No. 33-79330) filed with the
Commission on May 26, 1994, as amended, which Registration Statement
became effective on July 28, 1994.
/(10/ Incorporated by reference to the corresponding exhibit previously filed
as an exhibit to Cascade Communications Corp.'s Form 10-K filed for the
fiscal year ended December 31, 1994 on March 29, 1995.
/(11)/ Incorporated by reference to the corresponding exhibit previously filed
as an exhibit to Cascade Communications Corp.'s Form 10-K filed for the
fiscal year ended December 31, 1995 on March 1, 1996.
/(12)/ Incorporated by reference to the corresponding exhibit previously filed
as an exhibit to Cascade Communications Corp.'s Form 10-K filed for the
fiscal year ended December 31, 1996 on March 14, 1997.
Reports on Form 8K:
The Company filed a report on Form 8-K on July 11, 1997 announcing the
completion of the merger with Cascade. On July 30, 1997, the Company filed on
Form 8-K/A an amendment to the Form 8-K previously filed on July 11, 1997 to
include, as exhibits, historical financial statements of Cascade and Pro Form
Financial Information.
In connection with the merger with Cascade, the Company filed a Report on Form
8-K on August 11, 1997 announcing consolidated net sales and net income for the
month ended July 31, 1997.
25
Index to Exhibits (continued)
NO. DESCRIPTION
------------ ------------------------------------------------------------
11.1 Statement regarding computation of earnings per share
included in notes to condensed consolidation financial
statements page 8.
27.0 Financial Data Schedule.
/(1)/ Incorporated by reference from the Company's Registration Statement
(No.33-77146), effective May 12, 1994.
/(2)/ Incorporated by reference from the Company's Form 10-Q for the quarter
ended September 30, 1994.
/(3)/ Incorporated by reference from the Company's Form 10-Q for the quarter
ended June 30, 1995.
/(4)/ Incorporated by reference from the Company's Form 10-K for the year ended
December 31, 1995.
/(5)/ Incorporated by reference from the Company's Form 10-Q for the quarter
ended March 31, 1996.
/(6)/ Incorporated by reference from the Company's Form 10-Q for the quarter
ended June 30, 1996.
/(7)/ Incorporated by reference from the Company's Form 10-K for the year ended
December 31, 1996.
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