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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS)
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To: michael d kugler who wrote (20203)11/20/1997 12:17:00 AM
From: Riley G  Read Replies (2) of 55532
 
For a known Brokerage Firm Supervisor to imply that a shareholder SHOULD not Demand his certificates in NAME form may be against the law. The NASD & SEC may like that one as well.

RG
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To: John Gault (20197 )
From: michael d kugler Wednesday, Nov 19 1997 11:42PM EST
Reply #20203 of 20224

You might have a claim on both counts. Good luck.

Sorry to hear you had a problem selling. If the shares were simply long in your account, or in safekeeping, this wouldn't have happened.
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