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Pastimes : Plastics to Oil - Pyrolysis and Secret Catalysts and Alterna
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To: bangBang602 who wrote (15555)12/19/2011 3:45:13 PM
From: arvitarRead Replies (1) of 53574
 
"Receiving a Wells Notice is hardly a positive event, as it signifies that you are the subject of an investigation and that enforcement proceedings are going to be commenced against you."
seclaw.com

bryancave.com
"SEC investigations have potentially serious legal and financial consequences for a public
company. An SEC investigation requires a prompt and comprehensive factually intensive examination by
company counsel. Following the making of important decisions regarding possible conflicts of interest in
the representation of the company and its key officers and employees, company counsel must endeavor
to maintain close coordination with other counsel in order to have maximum intelligence available as the
matter proceeds. It is important for the company and its counsel to develop a comprehensive strategy
for dealing with a matter which may include personnel decisions, assessment of corporate vulnerability,
possible remedial action and settlement options. The company response to the SEC at the early stages
of an investigation can be critical to a successful outcome. The careful and experienced preparation of
company witnesses and a comprehensive review of all documents to be produced are also essential.
Experienced SEC defense counsel can be most valuable in helping the company to make the critical and
difficult decisions regarding the matter under investigation and bringing the matter to a satisfactory
resolution."
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