GUIDE TO INSIDER CODES
Relationship with Issuer (more than one code may apply):
1 Reporting issuer that has acquired securities issued by itself (or by any of its affiliates - CBCA).
2 Subsidiary of the reporting issuer.
3 Security holder who beneficially owns or who exercises control or direction over more than 10% of the securities of the reporting issuer (Bank Act, CCAA, ICA, TLCA, CBCA, and Quebec Securities Act - 10% of a class of shares) to which are attached voting rights or an unlimited right to a share of the profits and to its assets in case of winding up.
4 Director of a reporting issuer.
5 Senior officer of a reporting issuer.
6 Director or senior officer of a security holder referred to in 3.
7 Director or senior officer of an affiliate (Bank Act, CCAA, ICA, TLCA and CBCA) or of a subsidiary of the reporting issuer, other than in 4, 5 and 6.
8 Deemed insider under the Bank Act, CCAA, ICA, TLCA and CBCA.
Classes of Securities:
BD Bonds OP Options
CA Class A Shares TO Private Option
CB Class B Shares CO Call Option
CC Class C Shares PO Put Option
CF Class F Shares PF Preferred Shares
CM Common Shares IR Initial Report
DB Debentures RT Rights
DD Dividends UT Units
WT Warrants SW Special Warrants
Nature of Ownership:
0 Direct Ownership
1 Indirect Ownership (identify the registered holder)
2 Control or Direction (identify the registered holder)
Nature of Transaction:
10 Acquisition or disposition carried out in the market, excluding the exercise of an option
11 Private placement (issuance from treasury)
20 Acquisition or disposition carried out privately (already issued)
21 Acquisition or disposition pursuant to a takeover bid or issuer bid
25 Change in the nature of ownership
30 Acquisition or disposition under a plan
35 Stock dividend
40 Acquisition or disposition of a call option
45 Acquisition or disposition of a put option
46 Expiration of an option
50 Acquisition or disposition by gift
55 Acquisition by inheritance or disposition by bequest
60 Short sale
65 Grant of warrants
66 Grant of rights
70 Exercise of warrants
71 Expiration of warrants
72 Expiration of rights
75 Exercise of rights
76 Exercise of options
77 Conversion or exchange
84 Stock split or consolidation
85 Redemption/retraction/cancellation/repurchase
90 Compensation for property
95 Compensation for services
96 Grant of options
97 Other than referred to above (please explain in Remarks)
99 Correction of information (please explain in Remarks)
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Last change: January 4, 1996 |