Pacer update 21 May 12 SEC v. U. S. Sustainable Energy Corp et al 5:08-cv-00245-DCB-JMR
ecf.mssd.uscourts.gov
Date Filed # Docket Text
05/21/2012 100 JUDGMENT: IT IS HEREBY ORDERED AND ADJUDGED that the defendants are liable to the Commission for violations as set out herein; FURTHER ORDERED AND ADJUDGED that the Commission is entitled to disgorgement against defendant Rivera's Estate and against relief defendant Price; FURTHER ORDERED AND ADJUDGED that Rivera's Estate and Price, jointly and severally, shall disgorge $1,492,687.53 together with prejudgment interest of $225,797.30, totaling $1,718,484.83, to the Commission; FURTHER ORDERED AND ADJUDGED that Rivera's Estate shall pay a civil penalty to the Commission in the amount of $130,000.00; FURTHER ORDERED AND ADJUDGED that defendant U.S. Sustainable Energy Corp. shall pay a civil penalty to the Commission in the amount of $650,000.00. FURTHER ORDERED AND ADJUDGED that U.S. Sustainable Energy Corp., Rivera's Estate, and Price are to pay all said amounts no later than thirty days after the entry of this Final Judgment. Signed by Honorable David C. Bramlette, III on 5/21/12 (PKM) (Entered: 05/21/2012)
Defendant U. S. Sustainable Energy Corp
Defendant John H. Rivera
Defendant Alice M. Price
ecf.mssd.uscourts.gov
SEC Office of the Whistleblower posted 11 new Notices of Covered Actions today:
Claim an Award
We post Notices of Covered Action for each Commission action where a final judgment or order, by itself or together with other prior judgments or orders in the same action issued after July 21, 2010, results in monetary sanctions exceeding $1 million.
The inclusion of a Notice means only that an order was entered with monetary sanctions exceeding $1 million. By posting a Notice for a particular case, we are not making any determinations either that (i) a whistleblower tip, complaint or referral led to the Commission opening an investigation or filing an action with respect to the case or (ii) an award to a whistleblower will be paid in connection with the case.
Subject to the Final Rules, individuals who voluntarily provided the Commission with original information after July 21, 2010 that led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award.
Once a Notice of Covered Action is posted, individuals have 90 calendar days to apply for an award by submitting a completed Form WB-APP to the Office of the Whistleblower by midnight on the claim due date listed for that action. Please send completed forms to the Office of the Whistleblower by mail at 100 F Street NE, Mail Stop 5971, Washington, DC 20549 or by fax at (703) 813-9322.
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SEC v. U.S. Sustainable Energy Corp., John H. Rivera
Case number: 08-cv-245 (United States District Court for the Southern District of Mississippi)
Case filed: July 17, 2008
Qualifying Judgment/Order: May 21, 2012
sec.gov |
