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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS)

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To: Dan Merfeld who wrote (23940)12/5/1997 11:31:00 AM
From: Shu-li Chao  Read Replies (1) of 55532
 
Dan, <<<As a license holder you cannot seperate yourself from them simply by saying 'this is my personal opinion', the NASD doesn't see it that way.>>> Can you point out any specific rules that he has broken? I hold a 6 license and registered with the NASD. Does this mean I can't participate in public forums and offer my opinions on stocks? How do you know the NASD doesn't "see it that way." Have you talked to them? Are you close in your efforts to banish M.K. from SI?

<<<His licenses, if he has any, are hanging in the wind!>>> I think that he has licenses(didn't Riley call his brokerage firm to complain)?
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