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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS)

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To: Riley G who wrote (24068)12/5/1997 7:20:00 PM
From: Dan Merfeld  Read Replies (2) of 55532
 
That is exactly the way the NASD sees it. If you are a broker and mention a stock to a neighbor while mowing the grass and he buys it. If he has an attorney with blood in his eyes (don't know where you could ever find one of them, do you?) He can sue you,if it tanks. You can also sue him if he talks it down and convinces you to sell a stock that you own and miss out on a run up after you sold because of what he spewed. Registered Reps. whether they are 6, 63 or series 7 licensed carry Errors and Omissions Insurance just for those reasons.
I hope Mike's E&O's are paid up and current.
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