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Non-Tech : Littlefield Corporation (LTFD)

LTFD 0.170

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Jan 16 9:30 AM EST

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To: T.K. Allen who wrote (5671)	12/17/1997 12:45:00 PM
From: T.K. Allen	Read Replies (3) of 10368

Updated data on other warrant calls: SYMBOL CALL DATE END DATE EXERCISE FEE/1.0 shares of common KELLW 02/04/97 03/07/97 $5.00 YILDW 03/12/97 04/30/97* $7.00 GLASW 09/23/97 10/22/97 $3.75 DHSMW 02/18/97 03/21/97 $6.25 GUMMW 06/20/97 07/21/97 $7.50 PTIIW 06/04/97 07/16/97^ $7.50 NEOMW 11/10/97 12/18/97** $7.375 ASTXW 09/03/97 10/06/97 $14.83/1.015 shares of common * The original end date was 4/18 but was extended to 4/30 on 4/15. ** CALL PERIOD STILL OPEN! ^ There is some strange language associated with this one. The following is from a press release dated 7/2/97: "The last day to exercise PTI warrants will be July 16, 1997. It is NASDAQ's policy, however, to halt securities trading three days prior to the date of redemption or expiration due to T+3 clearance. In light of this policy, PTI warrants will cease to trade as of 4 p.m. on Friday, June 11th. Transactions conducted after this time will not be considered valid." I'm sure the reference to JUNE 11th is a typo because June 11th was a Wednesday but July 11th was a Friday. However, this is exactly how the language appeared. What the hell is "T+3 clearance"??? TKA

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