31. Robin Rushing, age 58, of Spokane, Washington, is a Moneyline employee.
Along with her brother, David Rushing, she generally worked from, and resided in Spokane,
Washington. She also sometimes worked in Moneyline's office in Costa Rica. Robin Rushing
previously held Series 7, 24, 27, and 63 licenses, and, prior to working at Moneyline, reported to
Gallison at La Jolla Capital, where she worked from March 20, 1992 to March 26, 1997, and
Burnett Grey, where she worked from March 21, 1990 to April 8, 1991 . She is a recidivist
securities law violator. Along with Gallison, she was subject to a cease-and-desist order in 1996
in connection with market making activities at Burnett Grey. In the Matter of Robin Rushing
and Harold ("B.J. ") Gallison, Jr., 1996 SEC Lexis 195 (Jan. 26, 1996). In 1999, while at
Amber Securities Corp., then a registered broker-dealer, Robin Rushing was censured and fmed
$5,000 in connection with the violation ofNASD rules and net capital requirements. NASD case
C02980089 (May 1999).
sec.gov
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