| | | | CSE Consolidated Short Position as of September 30, 2016 |
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| | COMPANY | SYMBOL | NO. OF SHARES | NET CHANGE | | Aurora Cannabis Inc. | ACB | 2,079,408 | 395,508 | | Alliance Growers Corp. | ACG | - | - | | Arcturus Growthstar Technologies Inc. | AGS | 250,000 | 250,000 | | Arctic Glacier Income Fund | AG.UN |
| - | | APAC Resources Inc. | APG | 500 | - | | Abattis Bioceuticals Corp | ATT | 550,000 | 550,000 | | Alta Vista Ventures Ltd. | AVV | - | - | | BacTech Environmental Corporation | BAC | 900 | 900 | | Beleave Inc. | BE | 380,500 | 380500 | | Cannabix Technologies Inc. | BLO | 226,000 | 226,000 | | Stompy Bot Corporation | BOT | - | - 15,000 | | Bravura Ventures Corp. | BVQ | 26,000 | 18,500 | | Copperbank Resources Corp. | CBK | - | - | | ChroMedX Corp. | CHX | 64,300 | 64,300 | | Carpathian Gold Inc. | CPN | - | - | | Earth Alive Clean Technologies Inc. | EAC | - | - | | Nutritional High International Inc. | EAT | - | - | | Far Resources Ltd. | FAT | - | - 880,000 | | Fandom Sports Media Corp. | FDM | - | - | | Drone Delivery Canada Corp. | FLT | - | - 1,000 | | Fundamental Applications Corp. | FUN | 800 | 800 | | GrowPros Cannabis Ventures Inc. | GCI | - | - | | Gravitas Financial Inc | GFI.DB.A | 2,000 | 2,000 | | Gravitas Financial Inc | GFI.DB.B | 2,000 | 2,000 | | Golden leaf Holdings | GLH | 450,000 | 450,000 | | Goldrea Resources Corp. | GOR | - | - 38,000 | | Heritage Global Inc. | HGP | - | - 33,300 | | Hello Pal International Inc. | HP | - | - 10,500 | | iAnthus Capital Holdings | IAN | 1,300 | - 2,600 | | InMed Pharmaceuticals | IN | 500 | 500 | | International Wastewater Systems Inc. | IWS | - | - | | Khan Resources Inc. | KRI | - | - | | Laguna Blends Inc. | LAG | 30,500 | 30,500 | | Lifestyle Delivery Systems Inc. | LDS | 131,500 | - 154,500 | | Lions Gate Metals Inc. | LGM | 20,000 | 20,000 | | Me Resources Corp. | MEC | 500 | 500 | | Marapharm Ventures Inc. | MDM | - | - | | Marret High Yield Strategies Fund A | MHY.UN | - | - | | Mint Corporation Series A 10% 16MAY19 | MIT.DB.C | 3,000 | 2,000 | | True Leaf Medicine International Ltd. | MJ | 1,500 | 1,000 | | Metalo Manufacturing Inc. | MMI | 6,000 | - | | Marret Multi-Strategy Income Fund A | MMF.UN | 2,000 | - | | M Pharmaceutical Inc. | MQ | 75,000 | 74,500 | | MYM Nutraceuticals Inc. | MYM | - | - | | Namaste Technologies Inc. | N | 20,000 | 20,000 | | Northern Sphere Mining Corp. | NSM | 17,500 | - 60,000 | | Nuran Wireless Inc. | NUR | - | - 15,500 | | PUDO Inc. | PDO | - | - | | Peak Positioning Technologies Inc. | PKK | - | - | | Pasinex Resources Limited | PSE | - | - 27,000 | | Pacific Therapeutics Ltd. | PT | 364,500 | 364,500 | | PUF Ventures Inc. | PUF | 250,000 | 250,000 | | Global Remote Technologies Ltd. | RGT | 35,600 | 35,600 | | West Red Lake Gold Mines | RLG | 37,500 | 37,500 | | Robix Environmental Technologies Inc. | RZX | - | - | | Supreme Pharmaceuticals Inc. | SL | 918,100 | 656,600 | | St-Georges Platinum and Base Metals Inc. | SX | - | - | | Tetra Bio Pharma Inc. | TBP | 131,900 | 131,900 | | THC Biomed Intl Ltd | THC | 670,600 | 603,600 | | Umbral Energy Corp. | UMB | - | - | | Urbana Corporation | URB | 500 | 500 | | Urbana Corporation A NV | URB.A | - | - | | Global Gardens Group Inc. | VGM | - | - 27,500 | | Vodis Pharmaceuticals Inc. | VP | - | - | | Veritas Pharma Inc. | VRT | - | - | | Western Uranium Corporation | WUC | - | - | | Excalibur Resources Ltd. | XBR | - | - | | MGX Minerals Inc. | XMG | 7,500 | - 47,500 |
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| 6,757,908 | 3,257,308 |
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