SI
SI
discoversearch

We've detected that you're using an ad content blocking browser plug-in or feature. Ads provide a critical source of revenue to the continued operation of Silicon Investor.  We ask that you disable ad blocking while on Silicon Investor in the best interests of our community.  If you are not using an ad blocker but are still receiving this message, make sure your browser's tracking protection is set to the 'standard' level.
Technology Stocks : CSGI ...READY FOR TAKE-OFF!
 Public ReplyPrvt ReplyMark as Last ReadFilePrevious 10Next 10PreviousNext  
To: tech who wrote (1911)1/5/1998 3:33:00 PM
From: feltburner  Read Replies (1) of 3391
 
Tech/Kevin /Angel:
I spoke w/ both NASD and Nasdaq today. NASD Market Regulation will not comment on the status of any review. Nasdaq Issuer Svcs. representative who is handling the Small Cap application says that all pertinent information which reflects on the character of the applicant's officers would be reviewed. Without confirming or denying contact w/ the NASD reviewers, she did say it would be logical to assume that the appropriate NASD people would be contacted. Further, a review may or may not have impact on the application, depending on whether the review has turned up information which would reflect poorly on the character of the co.'s officers. She would not comment on whether the NASD review is impacting her review of the co.'s application.
Both individuals at the NASD and Nasdaq indicated receiving multiple calls recently regarding this situation, so evidently a few SI readers have done what I did, as well. The conclusion: don't bother calling because you won't get a clearcut answer.
-Felt Burner
Report TOU ViolationShare This Post
 Public ReplyPrvt ReplyMark as Last ReadFilePrevious 10Next 10PreviousNext  

HomeMailHotSubjectMarksPeopleMarksKeepersSettings
Terms Of UseContact UsCopyright/IP PolicyPrivacy PolicyAbout UsFAQAdvertise on SI
© 2026 Knight Sac Media.  Data provided by Twelve Data, Alpha Vantage, and CityFALCON News