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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS)

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To: tonto who wrote (36269)1/13/1998 8:36:00 AM
From: Ditchdigger  Read Replies (1) of 55532
 
Tonto,guess I'm confused,bottomline,do they have to be current on all filings?

" together with any quarterly and
current reports filed thereafter under Section 13 or 15(d) of the Act; and Provided
further, That the broker or dealer has a reasonable basis under the circumstances for
believing that the issuer is current in filing annual, quarterly, and current reports filed
pursuant to Section 13 or 15(d) of the Act, or, in the case of an insurance company
exempted from Section 12(g) of the Act by reason of Section 12(g)(2)(G) thereof, the
annual statement referred to in Section 12(g)(2)(G)(i) of the Act;

Thanks,DD
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