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Microcap & Penny Stocks : Rocky Mountain Int'l (OTC:RMIL former OTC:OVIS)
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To: joseph krinsky who wrote (36489)1/13/1998 10:43:00 PM
From: M Allen  Read Replies (1) of 55532
 
Joey,

To: TLWatson59 (36338 )
From: M Allen Tuesday, Jan 13 1998 10:14PM EST
Reply # of 36490

I called the OTC department of NASD today at (202) 728-8477 and asked what the filing requirements would be for a Reporting Company, that had been halted, to begin trading again. I did not identify the company I was asking about, but asked it as a general question. I was given a different answer than I had been given in the past. Previously I had been told that all 10K's and 10Q's had to be brought current. Today I was told that only unaudited financial statements for the last two years are required. I was told that the compliance officer assigned would look at the reasons for the trading halt and could subjectively require more information to be filed.

Best to you
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