| | | Monthly update:
Todays totals: Non-income producing shares: $304,336 / 47.17% of portfolio. Cash +$40,130 = $344,466 / 53.39% non income producing.
End of month holdings non income: Listed at end.
Investment / CurrentValue / PriorValue / PeriodChange %Change /EstimatedIncome /EstimatedYield
Nov. Total $572,239.51..... $473,759.71.... $98,479.80.... 20.8%... $23,133.53... 4.0%
Dec. Total $645,138.70..... $572,239.51.... $72,899.19.... 12.7%... $22,925.35... 3.6%
YOC: 12.84% = $22,925 / $178,518
Since Jan. 1, 2020:
S+P 500 3231 to 3595 =…...…...+16.25%
My IRA $434,148 to $645,138 = +48.60%
Since inception Jan. 1, 2010:
Now using this for long term S+P return w/dividend reinvest: dqydj.com
S+P 500 Since Jan. 1, 2010 =.....+261.71%
My IRA $178,517 to $645,138.....+261.38%
Actual dividends received:
2010 total: $12,317
2011 total: $14,160
2012 total: $16,497
2013 total: $19,421
2014 total: $20,564
2015 total: $19,565
2016 total: $17,634
2017 total: $19,328
2018 total: $17,700
2019 total: $20,914
2020 total: $23,319
Trades:
12/01/2020 14:53:35 Bought 300 ANCN @ 1.51
-453.00 0.00 0.00
12/02/2020 10:56:57 Bought 300 ORC @ 5.4156
-1,624.68 0.00 0.00
12/03/2020 10:36:31 Sold 200 FEAC+ @ 4.85
969.96 0.00 0.04
12/03/2020 10:46:23 Sold 270 FURY @ 1.425
384.71 0.00 0.04
12/03/2020 11:03:19 Bought 500 FREEW @ 1.01
-505.00 0.00 0.00
12/03/2020 16:53:30 Sold 500 CHCI @ 3.21
1,604.90 0.00 0.10
12/04/2020 09:33:09 Bought 200 FTFT @ 3
-600.00 0.00 0.00
12/04/2020 10:12:16 Bought 500 FTFT @ 2.84
-1,420.00 0.00 0.00
12/04/2020 10:25:04 Sold 99 LHX @ 196.55
19,458.01 0.00 0.44
12/04/2020 10:27:27 Sold 100 PRU @ 81.265
8,126.31 0.00 0.19
12/04/2020 10:27:27 Sold 100 PRU @ 81.2635
8,126.16 0.00 0.19
12/04/2020 11:09:40 Sold 300 CHCI @ 3.49
1,046.94 0.00 0.06
12/04/2020 14:02:47 Bought 1000 FTFT @ 2.8
-2,800.00 0.00 0.00
12/07/2020 12:07:23 Sold 300 SAMAW @ 2.16
647.95 0.00 0.05
12/07/2020 13:43:30 Bought 200 UUU @ 3.16
-632.00 0.00 0.00
12/07/2020 15:56:22 Bought 99 LHX @ 191.444
-18,952.96 0.00 0.00
12/08/2020 10:34:47 Sold 1100 AAU @ 0.699
768.75 0.00 0.15
12/08/2020 10:36:37 Sold 100 KMI @ 14.975
1,497.46 0.00 0.04
12/08/2020 15:23:33 Sold 150 FEAC+ @ 6.5
974.96 0.00 0.04
12/08/2020 17:40:45 Sold 1000 AMCIW @ 2.2
2,199.83 0.00 0.17
12/09/2020 10:10:44 Bought 300 INFI @ 2.0557
-616.71 0.00 0.00
12/09/2020 10:18:44 Bought 198 BDR @ 1.46
-289.08 0.00 0.00
12/09/2020 12:50:13 Bought 500 CCIV+ @ 1.27
-635.00 0.00 0.00
12/09/2020 13:14:57 Bought 500 ALACW @ 1.16
-580.00 0.00 0.00
12/09/2020 13:39:28 Bought 357 ALACW @ 1.01
-360.57 0.00 0.00
12/09/2020 17:38:58 Sold 100 IMMP @ 4.52
451.98 0.00 0.02
12/10/2020 14:25:02 Sold 1000 ELA @ 4.2
4,199.79 0.00 0.21
12/10/2020 14:48:18 Bought 500 ALACW @ 1.09
-545.00 0.00 0.00
12/11/2020 10:45:11 Bought 1500 ALACW @ 1.0665
-1,599.75 0.00 0.00
12/11/2020 13:17:24 Bought 300 ORC @ 5.3566
-1,606.98 0.00 0.00
12/11/2020 15:22:50 Bought 300 ANCN @ 1.68
-504.00 0.00 0.00
12/11/2020 19:58:58 Bought 100 ARPO @ 1.36
-136.00 0.00 0.00
12/14/2020 12:21:03 Sold 300 SPPI @ 5.01
1,502.93 0.00 0.07
12/14/2020 14:15:49 Bought 100 PRU @ 76.86
-7,686.00 0.00 0.00
12/14/2020 14:40:34 Sold 100 BRPAW @ 1.74
173.99 0.00 0.01
12/14/2020 14:53:03 Sold 200 SURF @ 10.55
2,109.93 0.00 0.07
12/14/2020 15:44:48 Bought 300 IHT @ 2.43
-729.00 0.00 0.00
12/14/2020 15:52:13 Bought 200 ANCN @ 1.55
-310.00 0.00 0.00
12/15/2020 09:18:49 Sold 200 ANCN @ 4.15
829.96 0.00 0.04
12/15/2020 09:58:11 Sold 200 ANCN @ 4.55
909.96 0.00 0.04
12/15/2020 10:58:01 Sold 100 PRPH @ 11.45
1,144.96 0.00 0.04
12/15/2020 11:58:35 Bought 1000 ALACW @ 0.87
-870.00 0.00 0.00
12/15/2020 14:25:51 Sold 200 VUZI @ 5.56
1,111.96 0.00 0.04
12/15/2020 15:59:05 Bought 1000 ALACW @ 0.82
-820.00 0.00 0.00
12/16/2020 10:52:46 Sold 400 TRVN @ 2.134
853.53 0.00 0.07
12/16/2020 10:58:29 Sold 200 WYY @ 9.3637
1,872.68 0.00 0.06
12/17/2020 09:44:26 Sold 150 KIRK @ 19.15
2,872.42 0.00 0.08
12/18/2020 09:51:43 Sold 100 VUZI @ 7.31
730.97 0.00 0.03
12/18/2020 09:55:09 Sold 200 MVIS @ 5.65
1,129.96 0.00 0.04
12/18/2020 10:52:41 Bought 200 UUU @ 3.07
-614.00 0.00 0.00
12/18/2020 10:54:09 Bought 200 ARPO @ 1.0058
-201.16 0.00 0.00
12/18/2020 10:58:43 Bought 200 IHT @ 2.35
-470.00 0.00 0.00
12/18/2020 11:08:04 Sold 199 LHX @ 186.7
37,152.46 0.00 0.84
12/18/2020 11:58:25 Bought 500 FTFT @ 2.27
-1,135.00 0.00 0.00
12/18/2020 13:05:43 Bought 300 ZKIN @ 2.3084
-692.52 0.00 0.00
12/18/2020 13:19:42 Bought 100 RC @ 12.5877
-1,258.77 0.00 0.00
12/18/2020 14:34:57 Bought 2000 ALACW @ 0.81
-1,620.00 0.00 0.00
12/18/2020 14:42:04 Bought 200 YRCW @ 4.7871
-957.42 0.00 0.00
12/18/2020 14:44:56 Bought 500 XELB @ 1.14
-570.00 0.00 0.00
12/18/2020 15:18:18 Bought 200 OCX @ 2.34
-468.00 0.00 0.00
12/18/2020 15:29:35 Bought 500 SYPR @ 1.34
-670.00 0.00 0.00
12/18/2020 15:50:00 Bought 200 INFI @ 2.1
-420.00 0.00 0.00
12/21/2020 07:05:53 Bought 191 CATB @ 2.08
-397.28 0.00 0.00
12/21/2020 07:05:53 Bought 9 CATB @ 2.0727
-18.65 0.00 0.00
12/21/2020 07:35:58 Bought 194 LITB @ 2.45
-475.30 0.00 0.00
12/21/2020 12:10:34 Bought 48 LITB @ 2.5168
-120.81 0.00 0.00
12/21/2020 12:10:34 Bought 452 LITB @ 2.5163
-1,137.37 0.00 0.00
12/21/2020 12:21:09 Bought 200 RAIL @ 2.475
-495.00 0.00 0.00
12/21/2020 12:21:58 Bought 200 ANCN @ 2.35
-470.00 0.00 0.00
12/21/2020 12:42:24 Sold 53 BRG PRA @ 25
1,349.60 0.00 0.00
12/21/2020 15:41:18 Bought 200 SESN @ 1.3048
-260.96 0.00 0.00
12/21/2020 17:56:45 Sold 200 MVIS @ 6.67
1,333.95 0.00 0.05
12/21/2020 17:59:02 Sold 1 BRPAW @ 5.67
5.67 0.00 0.00
12/21/2020 17:59:02 Sold 99 BRPAW @ 5.65
559.33 0.00 0.02
12/22/2020 09:34:57 Bought 6 LITB @ 2.45
-14.70 0.00 0.00
12/22/2020 11:37:33 Bought 100 YRCW @ 4.6783
-467.83 0.00 0.00
12/22/2020 11:47:01 Bought 100 VRAY @ 3.9355
-393.55 0.00 0.00
12/22/2020 14:49:03 Bought 300 SVACW @ 1.85
-555.00 0.00 0.00
12/22/2020 14:51:40 Bought 300 FUSE+ @ 1.77
-531.00 0.00 0.00
12/22/2020 14:53:38 Bought 300 HZAC+ @ 1.48
-444.00 0.00 0.00
12/22/2020 14:55:31 Bought 300 DEH+ @ 1.1
-330.00 0.00 0.00
12/22/2020 15:07:51 Bought 300 CCIV+ @ 1.43
-429.00 0.00 0.00
12/22/2020 15:08:56 Bought 300 CCIV+ @ 1.4358
-430.74 0.00 0.00
12/22/2020 15:19:27 Bought 200 IHT @ 2.1
-420.00 0.00 0.00
12/23/2020 08:19:47 Sold 650 MVIS @ 8.2602
5,368.93 0.00 0.20
12/23/2020 10:38:47 Sold 300 MVIS @ 7.3
2,189.91 0.00 0.09
12/23/2020 10:54:46 Bought 500 GOAC+ @ 1.26
-630.00 0.00 0.00
12/23/2020 11:10:39 Sold 1000 SPPI @ 3.9025
3,902.29 0.00 0.21
12/23/2020 11:14:05 Sold 150 KIRK @ 21.65
3,247.41 0.00 0.09
12/23/2020 12:23:00 Sold 350 MVIS @ 6.99
2,446.41 0.00 0.09
12/23/2020 13:14:38 Bought 39 BLIN @ 2.8976
-113.01 0.00 0.00
12/23/2020 13:14:38 Bought 261 BLIN @ 2.8974
-756.22 0.00 0.00
12/23/2020 13:37:07 Bought 300 MFH @ 3.32
-996.00 0.00 0.00
12/24/2020 09:22:00 Bought 1000 ALACW @ 1.07
-1,070.00 0.00 0.00
12/24/2020 09:52:45 Bought 300 FTIVW @ 1.91
-573.00 0.00 0.00
12/24/2020 11:32:03 Bought 1000 ALACW @ 1.06
-1,060.00 0.00 0.00
12/24/2020 12:37:20 Bought 300 SEAH+ @ 1.435
-430.50 0.00 0.00
12/28/2020 09:15:42 Bought 300 RBAC+ @ 2.5
-750.00 0.00 0.00
12/28/2020 09:18:29 Bought 500 BSN+ @ 1.25
-625.00 0.00 0.00
12/28/2020 10:50:47 Bought 100 VSPRW @ 2.715
-271.50 0.00 0.00
12/28/2020 10:50:47 Bought 200 VSPRW @ 2.68
-536.00 0.00 0.00
12/28/2020 11:35:37 Bought 200 RTP+ @ 3.3
-660.00 0.00 0.00
12/28/2020 12:24:17 Bought 300 JIH+ @ 1.8458
-553.74 0.00 0.00
12/29/2020 08:08:32 Sold 200 UUU @ 14
2,799.92 0.00 0.08
12/29/2020 10:52:40 Bought 200 ORC @ 5.285
-1,057.00 0.00 0.00
12/29/2020 10:56:08 Bought 300 BDR @ 1.116
-334.80 0.00 0.00
12/29/2020 11:33:09 Sold 300 UUU @ 7.654
2,296.11 0.00 0.09
12/29/2020 11:47:38 Sold 200 UUU @ 6.3
1,259.95 0.00 0.05
12/29/2020 11:50:57 Bought 200 BSN+ @ 1.19
-238.00 0.00 0.00
12/29/2020 15:13:06 Bought 200 RTP+ @ 3.1
-620.00 0.00 0.00
12/29/2020 15:15:53 Bought 300 SEAH+ @ 1.48
-444.00 0.00 0.00
12/29/2020 15:18:38 Bought 300 SVACW @ 2.1
-630.00 0.00 0.00
12/29/2020 15:41:47 Bought 200 RBAC+ @ 2.32
-464.00 0.00 0.00
12/30/2020 09:54:57 Bought 100 ORC @ 5.166
-516.60 0.00 0.00
12/30/2020 15:56:02 Bought 100 ALACW @ 1.09
-109.00 0.00 0.00
12/30/2020 15:56:02 Bought 900 ALACW @ 1.0899
-980.91 0.00 0.00
12/31/2020 07:46:33 Bought 43 ENPH @ 175
-7,525.00 0.00 0.00
12/31/2020 07:46:33 Bought 50 ENPH @ 174.96
-8,748.00 0.00 0.00
12/31/2020 07:46:33 Bought 7 ENPH @ 174.9
-1,224.30 0.00 0.00
12/31/2020 09:54:49 Bought 200 VSPRW @ 2.56
-512.00 0.00 0.00
12/31/2020 10:00:04 Bought 1000 ALACW @ 1.03
-1,030.00 0.00 0.00
12/31/2020 12:59:42 Bought 300 ZKIN @ 2.52
-756.00 0.00 0.00
Dividends:
12/01/2020 04:03:25 ORDINARY DIVIDEND (FGB)
136.13 0.00 0.00
12/01/2020 04:09:58 ORDINARY DIVIDEND (ERH)
39.29 0.00 0.00
12/04/2020 00:00:01 QUALIFIED DIVIDEND (LHX)
169.15 0.00 0.00
12/10/2020 00:00:01 QUALIFIED DIVIDEND (MPC)
290.00 0.00 0.00
12/15/2020 00:00:01 QUALIFIED DIVIDEND (UMH PRC)
84.38 0.00 0.00
12/15/2020 00:00:01 ORDINARY DIVIDEND (FDEU)
54.00 0.00 0.00
12/15/2020 00:00:01 QUALIFIED DIVIDEND (PMT PRB)
50.00 0.00 0.00
12/15/2020 00:00:01 PARTNERSHIP DISTRIBUTION (DCP PRB)
98.44 0.00 0.00
12/15/2020 12:45:38 QUALIFIED DIVIDEND (TRTN PRA)
79.69 0.00 0.00
12/15/2020 12:45:39 QUALIFIED DIVIDEND (TRTN PRB)
100.00 0.00 0.00
12/15/2020 15:37:16 PARTNERSHIP DISTRIBUTION (GLOP PRC)
106.25 0.00 0.00
12/17/2020 00:00:01 QUALIFIED DIVIDEND (PRU)
401.50 0.00 0.00
12/18/2020 00:00:01 ORDINARY DIVIDEND (AWF)
26.20 0.00 0.00
12/18/2020 00:00:01 ORDINARY DIVIDEND (GGN)
58.50 0.00 0.00
12/29/2020 01:23:34 QUALIFIED DIVIDEND (ORC)
6.50 0.00 0.00
12/30/2020 00:00:01 QUALIFIED DIVIDEND (NEWT)
188.00 0.00 0.00
12/30/2020 00:00:01 INTEREST INCOME - SECURITIES (SCCC)
62.43 0.00 0.00
12/30/2020 14:24:44 QUALIFIED DIVIDEND (SFL)
45.00 0.00 0.00
12/31/2020 00:00:01 ORDINARY DIVIDEND (UTG)
129.42 0.00 0.00
Holdings:
ABERDEEN GLOBAL $ $ $ $ $ $
DYNAMIC DIVIDE
COM
AGD 1,525 10.44 15,921.00 09/16/16 13,822.43 9.06 2,098.57 1,189.46 7.5%
ABERDEEN GLOBAL
PREMIER PPTTS
COM SH BEN INT
AWP 600 5.26 3,156.00 08/10/17 3,747.34 6.25 (591.34) 287.99 9.1%
AERPIO
PHARMACEUTICALS INC
COM
ARPO 300 0.98 294.00 12/11/20 337.16 1.12 (43.16) - -
AGNC INVESTMENT
CORP
6.5% DEP SHS REP 1/1000
CUM
AGNCO 200 24.71 4,942.00 09/27/19 4,986.95 24.93 (44.95) 324.99 6.6%
ALLIANCEBERNSTEIN
GLOBAL HGH I
COM
AWF 400 11.77 4,708.00 10/05/16 4,985.54 12.46 (277.54) 314.40 6.7%
ANCHIANO
THERAPEUTICS LTD
ADR SPONSORED
ANCN 600 1.73 1,038.00 12/01/20 1,091.00 1.82 (53.00) - -
AQUESTIVE
THERAPEUTICS INC
COM
AQST 200 5.35 1,070.00 10/23/20 1,042.00 5.21 28.00 - -
ARBOR REALTY TRUST
INC
COM USD0.01
ABR 757.415 14.18 10,740.14 07/27/18 8,411.85 11.11 2,328.29 931.60 8.7%
AT&T INC
COM
T 600 28.76 17,256.00 06/26/20 17,389.80 28.98 (133.80) 1,247.95 7.2%
BARNWELL INDUSTRIES
INC
COM
BRN 300 1.27 381.00 10/28/20 270.00 0.90 111.00 - -
BLONDER TONGUE LAB
COM
BDR 1,300 1.33 1,729.00 10/28/20 1,783.86 1.37 (54.86) - -
BLUEROCK RESIDENTIAL
GROWTH RE
REDEEMABLE PFD SER A
%
BRG PRA 60 25.10 1,506.00 04/20/16 1,497.52 24.96 8.48 123.75 8.2%
BRAEMAR HOTELS &
RESORTS INC
8.25% CUM PRF STK SER
D USD
BHR PRD 250 18.80 4,700.00 11/28/18 5,540.23 22.16 (840.23) 515.59 11.0%
BRIDGELINE DIGITAL INC
COM
BLIN 300 2.58 774.00 12/23/20 869.23 2.90 (95.23) - -
CAI INTERNATIONAL INC
8.5% SER A FXD FLOAG
RATE
CAI PRA 150 25.58 3,837.00 07/31/18 3,798.16 25.32 38.84 318.74 8.3%
CASSAVA SCIENCES INC
COM
SAVA 2,400 6.82 16,368.00 07/15/20 19,727.98 8.22 (3,359.98) - -
CATABASIS
PHARMACEUTICALS INC
COM
CATB 200 2.14 428.00 12/21/20 415.93 2.08 12.07 - -
CEDAR REALTY TRUST
INC
6.5% CUM RED PRF SER
C
CDR PRC 200 21.40 4,280.00 06/11/19 4,509.07 22.55 (229.07) 324.98 7.6%
CELLECT
BIOTECHNOLOGY LTD
ADR SPONSORED
APOP 400 2.16 864.00 07/24/20 1,234.00 3.09 (370.00) - -
CHECKPOINT
THERAPEUTICS INC
COM
CKPT 500 2.65 1,325.00 10/09/20 1,419.00 2.84 (94.00) - -
CITY OFFICE REIT INC
COM USD0.01
CIO 400 9.77 3,908.00 04/07/16 4,963.32 12.41 (1,055.32) 239.99 6.1%
CITY OFFICE REIT INC
PRF CUM REDM PFD SER
A
CIO PRA 200 27.24 5,448.00 05/08/20 4,064.16 20.32 1,383.84 331.24 6.1%
COMPASS DIVERSIFIED
7.875%FXD FLTG RAT
CUM SR B
CODI PRB 200 25.41 5,082.00 11/30/18 3,910.95 19.55 1,171.05 393.75 7.7%
COMSTOCK HOLDING
COMPANIES INC
COM CL A
CHCI 1,100 3.17 3,487.00 07/20/20 3,402.00 3.09 85.00 - -
CORENERGY
INFRASTRUCTURE TRUST
DEP SH REP 1/100 PFD
SER A
CORR PRA 100 18.07 1,807.00 11/01/18 2,426.47 24.26 (619.47) 184.37 10.2%
DCP MIDSTREAM LP
7.875%CUM RED FIX FLT
RATE
DCP PRB 200 21.23 4,246.00 07/27/18 5,062.95 25.31 (816.95) 393.77 9.3%
ENERGY TRANSFER
OPERATING L P
FIX TO FLTG CUM RED
PERP PR
ETP PRE 200 22.55 4,510.00 06/11/19 4,912.95 24.56 (402.95) 380.01 8.4%
ENPHASE ENERGY INC
COM
ENPH 700 175.47 122,829.00 11/14/17 2,056.49 2.94 120,772.51 - -
EVOGENE LTD
COM
EVGN 300 4.70 1,410.00 10/07/20 1,225.16 4.08 184.84 - -
EVOLVING SYSTEMS
COM
EVOL 400 1.97 788.00 07/30/20 513.00 1.28 275.00 - -
FIRST TR DYNAMIC
EUROPE EQY IN
COM SHS
FDEU 900 11.80 10,620.00 05/13/19 11,965.31 13.29 (1,345.31) 648.03 6.1
FIRST TRUST SPECIALTY
FINANCE
COM USD0.01
FGB 1,650 3.12 5,148.00 03/01/17 11,045.68 6.69 (5,897.68) 544.50 10.6%
FREIGHTCAR AMERICA
INC
COM
RAIL 900 2.41 2,169.00 09/23/20 2,122.00 2.36 47.00 - -
FUTURE FINTECH GROUP
INC
COM
FTFT 3,100 1.88 5,828.00 10/28/20 7,940.02 2.56 (2,112.02) - -
GABELLI GLOBAL GOLD
NATURAL RE
COM SH BEN INT
GGN 1,950 3.51 6,844.50 10/14/19 8,313.68 4.26 (1,469.18) 701.97 10.3%
GASLOG PARTNERS LP
8.5%CUM RED PREP FXD
FLTG
GLOP PRC 200 15.00 3,000.00 11/14/18 4,926.95 24.63 (1,926.95) 425.01 14.2%
GLOBAL PARTNERS LP
9.75%CUM RED PER FIX
TO FLT
GLP PRA 200 25.35 5,070.00 03/08/19 4,991.96 24.96 78.04 487.48 9.6%
GOLDEN MINERALS CO
COM
AUMN 1,200 0.76 912.00 10/12/20 511.44 0.43 400.56 - -
IMMUTEP LTD
ADR SPONSORED
IMMP 500 3.14 1,570.00 10/01/20 838.00 1.68 732.00 - -
INFINITY
PHARMACEUTICALS INC
COM
INFI 500 2.12 1,060.00 12/09/20 1,036.71 2.07 23.29 - -
INNODATA INC
COM
INOD 600 5.30 3,180.00 10/02/20 1,852.00 3.09 1,328.00 - -
INNSUITES HOSPITALITY
TRUST
SBI NPV
IHT 700 2.20 1,540.00 12/14/20 1,619.00 2.31 (79.00) 14.00 0.9%
INUVO INC
COM
INUV 2,000 0.4529 905.80 08/03/20 1,114.85 0.56 (209.05) - -
IRON MOUNTAIN INC
COM USD0.01
IRM 621 29.48 18,307.08 01/12/18 19,669.62 31.67 (1,362.54) 1,536.33 8.4%
KINGSWAY FIN SERVICES
(US)
COM
KFS 500 4.70 2,350.00 09/21/20 1,465.00 2.93 885.00 - -
KINTARA THERAPEUTICS
INC
COM
KTRA 1,800 1.28 2,304.00 09/23/20 2,442.90 1.36 (138.90) - -
KIRKLAND'S INC
COM
KIRK 300 17.88 5,364.00 10/05/20 2,786.16 9.29 2,577.84 - -
LADDER CAPITAL CORP
COM USD0.001 CL A
LADR 724.586 9.78 7,086.45 08/02/18 9,508.93 13.12 (2,422.48) 579.67 8.2%
LIGHTINTHEBOX HLDG
CO LTD
ADR
LITB 700 2.54 1,778.00 12/21/20 1,748.18 2.50 29.82 - -
MAMAMANCINI S HLDGS
INC
COM
MMMB 1,700 1.79 3,043.00 07/10/20 3,075.70 1.81 (32.70) - -
MARATHON PETROLEUM
CORP
COM
MPC 500 41.36 20,680.00 02/04/19 25,347.17 50.69 (4,667.17) 1,159.94 5.6%
MEDICAL PROPERTIES
TRUST INC
COM USD0.001
MPW 1,500 21.79 32,685.00 01/17/06 14,909.50 9.94 17,775.50 1,619.87 5.0%
MERCURITY FINTECH
HOLDING INC
ADR
MFH 300 3.05 915.00 12/23/20 996.00 3.32 (81.00) - -
MIRAGEN THERAPENC
CVR
604CVR019 1,500 NA NA 11/05/20 - - - - -
NEWTEK BUSINESS
SERVICES CORP
COM NEW
NEWT 400 19.69 7,876.00 07/31/18 8,399.46 21.00 (523.46) 820.84 10.4%
NGL ENERGY PARTNERS
LP
9% CUM RED PFD REP
LTD PTNR
NGL PRB 200 11.70 2,340.00 06/27/19 4,999.47 25.00 (2,659.47) 450.01 19.2%
NORTHERN DYNASTY
MINERALS LTD
COM
NAK 800 0.322 257.60 08/05/20 1,209.50 1.51 (951.90) - -
O2 MICRO
INTERNATIONAL
ADR SPONSORED
OIIM 700 9.18 6,426.00 09/30/20 2,882.00 4.12 3,544.00 - -
ONCOCYTE CORP
COM
OCX 500 2.39 1,195.00 10/23/20 963.00 1.93 232.00 - -
ORCHID ISLAND CAPITAL
INC
COM USD0.01
ORC 1,100 5.22 5,742.00 11/19/20 5,930.32 5.39 (188.32) 858.03 14.9%
PENNSYLVANIA REAL
ESTATE INVES
SBI USD1
PEI 200 1.00 200.00 04/19/18 1,874.38 9.37 (1,674.38) 16.00 8.0%
PENNSYLVANIA REAL
ESTATE INVES
7.2% CUM RED PFD SER
C
PEI PRC 100 10.30 1,030.00 11/01/18 2,222.13 22.22 (1,192.13) 180.00 17.5%
PENNYMAC MTG INVEST
TRUST
8% FXD FLTG CUM RED
PFD B
PMT PRB 100 25.00 2,500.00 06/30/17 2,491.95 24.92 8.05 200.00 8.0%
PROPHASE LABS INC
COM
PRPH 400 9.18 3,672.00 09/29/20 1,685.00 4.21 1,987.00 - -
PRUDENTIAL FINANCIAL
INC
COM
PRU 265 78.07 20,688.55 08/21/20 18,726.80 70.67 1,961.75 1,166.01 5.6%
READY CAPITAL
CORPORATION
COM USD0.0001
RC 100 12.45 1,245.00 12/18/20 1,258.77 12.59 (13.77) 140.00 11.2%
REAVES UTILITY INCOME
FD
COM SH BEN INT
UTG 719 32.79 23,576.01 01/03/14 19,256.92 26.78 4,319.09 1,552.95 6.6%
RENESOLA LTD
ADR
SOL 700 11.43 8,001.00 09/22/20 1,557.03 2.22 6,443.97 - -
RESTORBIO INC
CVR
761CVR026 57 NA NA 09/16/20 - - - - -
SACHEM CAPITAL CORP
7.75% NOTES DUE
30/09/2025
SCCC 100 25.047 2,504.70 10/21/20 2,480.00 24.80 24.70 193.74 7.7%
SESEN BIO INC
COM
SESN 1,200 1.35 1,620.00 09/16/20 1,547.28 1.29 72.72 - -
SFL CORPORATION LTD
COM
SFL 300 6.28 1,884.00 07/05/16 4,238.73 14.13 (2,354.73) 180.00 9.6%
SOMBRERO RES INC
COM
83445U102 400 NA NA - - - - - -
SURFACE ONCOLOGY
INC
COM
SURF 500 9.24 4,620.00 10/08/20 3,799.00 7.60 821.00 - -
SYNTHETIC BIOLOGICS
INC
COM
SYN 2,000 0.383 766.00 08/03/20 1,175.80 0.59 (409.80) - -
SYPRIS SOLUTIONS INC
COM
SYPR 1,600 1.52 2,432.00 11/19/20 2,279.00 1.42 153.00 - -
TANTECH HOLDINGS LTD
COM
TANH 2,300 1.38 3,174.00 10/01/20 5,519.97 2.40 (2,345.97) - -
TIER ONE METALS INC
COM
88650M109 400 NA NA - - - - - -
TREVENA INC
COM
TRVN 450 2.14 963.00 09/17/20 1,046.96 2.33 (83.96) - -
TRINITY BIOTECH PLC
ADR SPONSORED
TRIB 300 3.81 1,143.00 11/19/20 804.00 2.68 339.00 - -
TRITON INTL LTD
8.5% CUM RED PRF SHS
SR A
TRTN PRA 150 27.21 4,081.50 03/14/19 3,753.95 25.03 327.55 318.77 7.8%
TRITON INTL LTD
8% CUM RED PERP PRF
SHS SER
TRTN PRB 200 26.72 5,344.00 06/18/19 4,992.95 24.96 351.05 400.00 7.5%
TWO HARBORS
INVESMENT CORP
7.75% CUM RED PFD STK
SER D
TWO PRD 200 24.36 4,872.00 05/14/19 5,006.83 25.03 (134.83) 387.52 8.0%
U M H PROPERTIES INC
6.75% CUM RED PFD SER
C
UMH PRC 200 25.51 5,102.00 05/14/19 4,924.95 24.62 177.05 337.50 6.6%
VIEWRAY INC
COM
VRAY 1,100 3.82 4,202.00 10/01/20 3,682.74 3.35 519.26 - -
VUZIX CORP
COM
VUZI 1,000 9.08 9,080.00 06/25/20 3,767.99 3.77 5,312.01 - -
WELLS FARGO UTILITIES
AND HIGH
WF UTILITIES INC
ERH 550 12.85 7,067.50 03/12/20 6,103.57 11.10 963.93 504.62 7.1%
WESTERN COPPER &
GOLD CORP
COM
WRN 500 1.23 615.00 10/01/20 594.30 1.19 20.70 - -
WIDEPOINT CORP
COM
WYY 270 10.11 2,729.70 07/06/20 1,897.81 7.03 831.89 - -
XCEL BRANDS INC
COM
XELB 500 1.21 605.00 12/18/20 570.00 1.14 35.00 - -
YRC WORLDWIDE INC
COM
YRCW 300 4.43 1,329.00 12/18/20 1,425.25 4.75 (96.25) - -
ZK INTERNATIONAL
GROUP CO LTD
COM
ZKIN 300 2.59 777.00 12/18/20 692.52 2.31 84.48 - -
ALBERTON ACQUISITION $ $ $ $ $ $
CORP
WARRANT EXP 04/26/2025
ALACW 10,157 1.1999 12,187.38 09/09/20 8,811.82 0.87 3,375.56 - -
AMCI ACQUISITION CORP
WARRANT EXP 05/20/2025
AMCIW 3,000 3.38 10,140.00 09/24/20 2,490.86 0.83 7,649.14 - -
ANDINA ACQUISITION
CORP III
WARRANT EXP 10/01/2025
ANDAW 700 0.796 557.20 09/16/20 206.90 0.30 350.30 - -
BIG ROCK PARTNERS
ACQUISITION
WARRANT EXP 12/01/2022
BRPAW 300 4.70 1,410.00 10/06/20 69.00 0.23 1,341.00 - -
BROADSTONE
ACQUISITION CORP
WARRANT EXP 09/15/2028
BSN WS 700 1.12 784.00 12/28/20 863.00 1.23 (79.00) - -
CHURCHILL CAPITAL
CORP IV
WARRANT EXP 08/04/2025
CCIV WS 1,100 1.52 1,672.00 12/09/20 1,494.74 1.36 177.26 - -
CLEVER LEAVES
HOLDINGS INC
WARRANT EXP 12/18/2025
CLVRW 700 1.54 1,078.00 12/21/20 1,732.50 2.48 (654.50) - -
D8 HLDGS CORP
WARRANT EXP 08/05/2027
DEH WS 300 1.05 315.00 12/22/20 330.00 1.10 (15.00) - -
FINTECH ACQUISITION
CORP IV
WARRANT EXP 12/31/2025
FTIVW 300 2.19 657.00 12/24/20 573.00 1.91 84.00 - -
FUSION ACQUISITION
CORP
WARRANT EXP 06/01/2027
FUSE WS 300 2.56 768.00 12/22/20 531.00 1.77 237.00 - -
GO ACQUISITION CORP
WARRANT EXP 08/31/2027
GOAC WS 500 1.50 750.00 12/23/20 630.00 1.26 120.00 - -
HORIZON ACQUISITION
CORP
WARRANT EXP 08/19/2025
HZAC WS 300 1.45 435.00 12/22/20 444.00 1.48 (9.00) - -
JUNIPER INDL HLDGS INC
WARRANT EXP 11/13/2026
JIH WS 300 1.84 552.00 12/28/20 553.74 1.85 (1.74) - -
PAE INC
WARRANT EXP 09/11/2023
PAEWW 300 2.30 690.00 06/17/20 855.00 2.85 (165.00) - -
REDBALL ACQUISITION
CORP
WARRANT EXP 08/07/2022
RBAC WS 500 2.24 1,120.00 12/28/20 1,214.00 2.43 (94.00) - -
REINVENT TECHNOLOGY
PARTNERS
WARRANT EXP 09/16/2025
RTP WS 400 3.25 1,300.00 12/28/20 1,280.00 3.20 20.00 - -
SKILLZ INC
WARRANT EXP 02/26/2027
SKLZ WS 450 7.22 3,249.00 06/12/20 879.70 1.95 2,369.30 - -
SPORTS
ENTERTAINMENT ACQ
CORP
WARRANT EXP 10/30/2025
SEAH WS 600 1.35 810.00 12/24/20 874.50 1.46 (64.50) - -
STARBOARD VALUE
ACQUISITION CO
WARRANT EXP 09/10/2027
SVACW 600 1.97 1,182.00 12/22/20 1,185.00 1.98 (3.00) - -
TRIDENT ACQUISITIONS
CORP
WARRANT EXP 05/09/2023
TDACW 300 2.29 687.00 10/06/20 129.00 0.43 558.00 - -
VESPER HEALTHCARE
ACQUISITION
WARRANT EXP 09/30/2027
VSPRW 300 2.645 793.50 12/28/20 807.50 2.69 (14.00) - -
WHOLE EARTH BRANDS
INC
WARRANT EXP 06/25/2025
FREEW 1,200 1.38 1,656.00 06/19/20 1,499.50 1.25 156.50 - -
Non income producing. Actual today, not from statement:
12,157 ALACW
3000 AMICW
600 ANCN
700 ANDAW
400 APOP
200 AQST
300 ARPO
1200 AUMN
1300 BDR
300 BLIN
300 BRN
300 BRPAW
700 BSN+
200 CATB
1100 CCIV+
1900 CHCI
500 CKPT
700 CLVRW
300 DEH+
800 ENPH
300 EVGN
400 EVOL
1200 FREEW
3100 FTFT
300 FTIVW
300 FUSE+
500 GOAC+
300 HZAC+
700 IHT
500 IMMP
500 INFI
600 INOD
2000 INUV
300 JIH+
500 KFS
300 KIRK
1800 KTRA
700 LITB
300 MFH
1700 MMMB
800 NAK
500 OCX
700 OIIM
300 PAEWW
400 PRPH
900 RAIL
500 RBAC+
400 RTP+
2400 SAVA
600 SEAH+
1200 SESN
450 SKLZ+
700 SOL
500 SURF
600 SVACW
2000 SYN
1600 SYPR
2300 TANH
300 TDACW
300 TRIB
450 TRVN
1100 VRAY
500 VSPRW
1000 VUZI
500 WRN
270 WYY reverse split
500 XELB
300 YRCW
600 ZKIN |
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