Monthly update:
Added selling MPC to the T I sold. 01/26/2021 15:14:55 Sold 500 MPC @ 45.09 22,544.44.
Thinking there may be better prices coming bwdik. Still above goal.
Todays totals: Non-income producing shares: $425,118 / 58.62% of portfolio.
Cash +$35,047 = $460,165 / 63.45% non income producing.
End of month holdings non income: Listed at end.
Investment / CurrentValue / PriorValue / PeriodChange %Change /EstimatedIncome /EstimatedYield
Dec. Total $645,138.70...... $572,239.51.... $72,899.19.... 12.7%... $22,925.35... 3.6%
Jan. Total $725,166.27...... $645,138.70.... $80,027.57.... 12.4%... $20,667.90... 2.9%
YOC: 11.57% = $20,677 / $178,518
Since Jan. 1, 2021:
S+P 500 3595 to 3714 =…...…...+3.31%
My IRA $645,138 to $725,166 = +12.40%
Since inception Jan. 1, 2010:
Now using this for long term S+P return w/dividend reinvest: dqydj.com
S+P 500 Since Jan. 1, 2010 =.....+314.26%
My IRA $178,517 to $725,166.....+306.21%
Actual dividends received:
2010 total: $12,317
2011 total: $14,160
2012 total: $16,497
2013 total: $19,421
2014 total: $20,564
2015 total: $19,565
2016 total: $17,634
2017 total: $19,328
2018 total: $17,700
2019 total: $20,914
2020 total: $23,319
2021 total: $2,273
Trades:
01/04/2021 10:51:40 Sold 1150 TANH @ 1.3444
1,545.89 0.00 0.17
01/04/2021 10:52:34 Sold 1650 FTFT @ 1.83
3,019.23 0.00 0.27
01/04/2021 11:38:03 Bought 300 THCAW @ 2.21
-663.00 0.00 0.00
01/04/2021 12:08:41 Bought 100 ENPH @ 169.3108
-16,931.08 0.00 0.00
01/04/2021 12:13:58 Bought 25 ENPH @ 168.35
-4,208.75 0.00 0.00
01/04/2021 13:24:52 Bought 200 RBAC+ @ 2.16
-432.00 0.00 0.00
01/04/2021 13:43:55 Bought 300 FTIVW @ 2.02
-606.00 0.00 0.00
01/05/2021 10:30:14 Sold 125 ENPH @ 184.46
23,056.98 0.00 0.52
01/05/2021 12:04:52 Sold 1000 SYN @ 1.49
1,489.85 0.00 0.15
01/05/2021 12:43:12 Bought 300 BOWXW @ 1.72
-516.00 0.00 0.00
01/06/2021 09:33:27 Sold 100 ENPH @ 203
20,299.54 0.00 0.46
01/06/2021 10:27:40 Sold 424 FTFT @ 1.6889
716.03 0.00 0.06
01/06/2021 10:27:40 Sold 1026 FTFT @ 1.6801
1,723.62 0.00 0.16
01/06/2021 10:28:39 Sold 1150 TANH @ 1.3732
1,579.01 0.00 0.17
01/06/2021 11:54:06 Bought 200 MFH @ 3.19
-638.00 0.00 0.00
01/06/2021 12:24:36 Bought 300 HIHO @ 4
-1,200.00 0.00 0.00
01/06/2021 13:16:02 Bought 200 RBAC+ @ 2.13
-426.00 0.00 0.00
01/07/2021 10:21:41 Bought 300 SPXU @ 5.6555
-1,696.65 0.00 0.00
01/07/2021 11:10:13 Bought 200 ONTX @ 0.5918
-118.36 0.00 0.00
01/07/2021 11:10:13 Bought 800 ONTX @ 0.5917
-473.36 0.00 0.00
01/08/2021 14:45:29 Bought 300 RPLA+ @ 1.87
-561.00 0.00 0.00
01/08/2021 15:57:40 Bought 1000 XPL @ 0.5899
-589.90 0.00 0.00
01/11/2021 09:51:27 Bought 200 NH @ 3.58
-716.00 0.00 0.00
01/11/2021 09:58:20 Bought 300 XELB @ 1.35
-405.00 0.00 0.00
01/11/2021 10:19:46 Bought 300 MARK @ 2.1357
-640.71 0.00 0.00
01/11/2021 10:29:48 Bought 300 NH @ 3.544
-1,063.20 0.00 0.00
01/11/2021 10:35:12 Bought 200 LEDS @ 3.55
-710.00 0.00 0.00
01/11/2021 11:07:39 Bought 300 OPTT @ 2.8856
-865.68 0.00 0.00
01/11/2021 11:28:47 Bought 150 VIHAW @ 3.97
-595.50 0.00 0.00
01/11/2021 11:42:44 Bought 200 VIHAW @ 3.9997
-799.94 0.00 0.00
01/11/2021 11:47:23 Bought 300 NH @ 3.4269
-1,028.07 0.00 0.00
01/11/2021 11:52:43 Bought 200 VIHAW @ 3.96
-792.00 0.00 0.00
01/11/2021 12:10:10 Bought 200 VIHAW @ 3.8999
-779.98 0.00 0.00
01/11/2021 14:47:43 Sold 100 CCIV+ @ 4.07
406.98 0.00 0.02
01/12/2021 10:22:46 Bought 300 OPTT @ 2.8199
-845.97 0.00 0.00
01/12/2021 10:38:45 Bought 100 RPLA+ @ 1.8499
-184.99 0.00 0.00
01/12/2021 10:38:45 Bought 100 RPLA+ @ 1.8498
-184.98 0.00 0.00
01/12/2021 10:42:18 Bought 200 CATB @ 2.45
-490.00 0.00 0.00
01/12/2021 10:56:07 Sold 500 AMCIW @ 3.5
1,749.90 0.00 0.10
01/12/2021 11:00:50 Bought 200 MARK @ 2.16
-432.00 0.00 0.00
01/12/2021 11:52:44 Bought 1000 ONTX @ 0.6766
-676.60 0.00 0.00
01/12/2021 11:59:24 Sold 100 KIRK @ 17.99
1,798.95 0.00 0.05
01/12/2021 12:13:49 Sold 300 T @ 28.6201
8,585.80 0.00 0.23
01/13/2021 11:10:53 Sold 300 T @ 28.6567
8,596.78 0.00 0.23
01/13/2021 11:54:40 Bought 200 LEDS @ 3.46
-692.00 0.00 0.00
01/13/2021 12:02:37 Bought 200 MFH @ 3.76
-752.00 0.00 0.00
01/13/2021 12:26:21 Bought 500 SPCB @ 1.2884
-644.20 0.00 0.00
01/13/2021 13:50:55 Sold 100 KIRK @ 19.0481
1,904.76 0.00 0.05
01/13/2021 13:53:13 Bought 200 YRCW @ 4.6677
-933.54 0.00 0.00
01/14/2021 10:03:40 Bought 200 OPTT @ 2.8772
-575.44 0.00 0.00
01/14/2021 11:32:19 Bought 1000 ALACW @ 1.57
-1,570.00 0.00 0.00
01/14/2021 13:05:21 Bought 200 THCAW @ 2.15
-430.00 0.00 0.00
01/15/2021 10:22:21 Bought 500 ALACW @ 1.66
-830.00 0.00 0.00
01/15/2021 10:22:21 Bought 500 ALACW @ 1.6599
-829.95 0.00 0.00
01/15/2021 10:30:20 Bought 500 MARK @ 2.1787
-1,089.35 0.00 0.00
01/15/2021 10:36:41 Bought 200 SPCB @ 1.3099
-261.98 0.00 0.00
01/15/2021 10:47:32 Bought 300 FTOCW @ 1.996
-598.80 0.00 0.00
01/15/2021 13:50:30 Bought 300 GRSVW @ 2.4
-720.00 0.00 0.00
01/15/2021 13:50:30 Bought 100 GRSVW @ 2.39
-239.00 0.00 0.00
01/15/2021 15:41:34 Bought 50 ENPH @ 190.62
-9,531.00 0.00 0.00
01/15/2021 15:46:22 Bought 25 ENPH @ 189.75
-4,743.75 0.00 0.00
01/19/2021 10:17:52 Bought 1000 URG @ 0.9509
-950.90 0.00 0.00
01/19/2021 11:32:04 Bought 200 GRSVW @ 2.47
-494.00 0.00 0.00
01/19/2021 14:27:35 Bought 500 ALACW @ 1.45
-725.00 0.00 0.00
01/20/2021 10:37:30 Sold 200 CCIV+ @ 6.9501
1,389.97 0.00 0.05
01/20/2021 10:43:13 Sold 100 KIRK @ 23
2,299.94 0.00 0.06
01/20/2021 10:49:56 Sold 800 NAK @ 0.5001
399.97 0.00 0.11
01/20/2021 10:55:57 Sold 300 VRAY @ 5.135
1,540.43 0.00 0.07
01/20/2021 11:00:46 Sold 300 VUZI @ 9.8
2,939.90 0.00 0.10
01/20/2021 11:18:35 Sold 50 SKLZ+ @ 15.1
754.97 0.00 0.03
01/20/2021 11:36:10 Sold 100 BRPAW @ 6.85
684.97 0.00 0.03
01/20/2021 11:44:20 Sold 100 SOL @ 26.85
2,684.93 0.00 0.07
01/20/2021 12:28:49 Bought 100 CATB @ 2.545
-254.50 0.00 0.00
01/20/2021 12:34:23 Bought 200 MARK @ 2.39
-478.00 0.00 0.00
01/20/2021 13:18:58 Bought 200 NH @ 3.7064
-741.28 0.00 0.00
01/20/2021 14:43:46 Bought 100 SPXU @ 5.4178
-541.78 0.00 0.00
01/21/2021 10:10:33 Bought 200 RBAC+ @ 2.21
-442.00 0.00 0.00
01/21/2021 10:48:36 Bought 1000 XPL @ 0.7
-700.00 0.00 0.00
01/21/2021 10:54:29 Bought 200 MARK @ 2.365
-473.00 0.00 0.00
01/21/2021 11:02:09 Bought 200 WISA @ 3.73
-746.00 0.00 0.00
01/21/2021 11:21:50 Sold 700 CLVRW @ 1.9701
1,378.96 0.00 0.11
01/21/2021 11:24:19 Bought 200 DEH+ @ 1.27
-254.00 0.00 0.00
01/21/2021 11:47:47 Sold 75 ENPH @ 210
15,749.64 0.00 0.36
01/21/2021 12:19:10 Bought 200 RPLA+ @ 1.61
-322.00 0.00 0.00
01/21/2021 12:34:23 Bought 300 TGC @ 1.55
-465.00 0.00 0.00
01/22/2021 10:33:47 Sold 450 TRVN @ 2.1301
958.48 0.00 0.07
01/22/2021 10:45:38 Bought 300 TGC @ 1.5199
-455.97 0.00 0.00
01/22/2021 11:16:57 Sold 200 SAVA @ 13.2
2,639.92 0.00 0.08
01/22/2021 15:38:53 Sold 300 PAEWW @ 2.45
734.94 0.00 0.06
01/25/2021 09:56:10 Bought 1000 ACST @ 0.7901
-790.10 0.00 0.00
01/25/2021 09:57:07 Bought 400 SSY @ 1.5
-600.00 0.00 0.00
01/25/2021 14:00:13 Bought 25 ENPH @ 201.4
-5,035.00 0.00 0.00
01/26/2021 09:53:08 Bought 200 GIGM @ 3.58
-716.00 0.00 0.00
01/26/2021 09:56:33 Bought 30 ENPH @ 200.76
-6,022.80 0.00 0.00
01/26/2021 10:08:34 Bought 35 ENPH @ 200.26
-7,009.10 0.00 0.00
01/26/2021 10:15:37 Bought 35 ENPH @ 199.01
-6,965.35 0.00 0.00
01/26/2021 10:58:02 Bought 1000 SYN @ 0.8875
-887.50 0.00 0.00
01/26/2021 11:38:01 Bought 40 ENPH @ 198.76
-7,950.40 0.00 0.00
01/26/2021 11:58:04 Bought 40 ENPH @ 197.2
-7,888.00 0.00 0.00
01/26/2021 12:06:10 Bought 30 ENPH @ 196.76
-5,902.80 0.00 0.00
01/26/2021 12:08:16 Bought 30 ENPH @ 195.76
-5,872.80 0.00 0.00
01/26/2021 13:29:56 Bought 30 ENPH @ 194.76
-5,842.80 0.00 0.00
01/26/2021 13:55:10 Bought 25 ENPH @ 193.76
-4,844.00 0.00 0.00
01/26/2021 13:55:10 Bought 5 ENPH @ 193.75
-968.75 0.00 0.00
01/26/2021 14:34:31 Bought 40 ENPH @ 192.76
-7,710.40 0.00 0.00
01/26/2021 14:50:02 Bought 25 ENPH @ 191.76
-4,794.00 0.00 0.00
01/26/2021 14:53:01 Sold 1500 AMCIW @ 3.3604
5,040.31 0.00 0.29
01/26/2021 14:57:18 Bought 25 ENPH @ 190.76
-4,769.00 0.00 0.00
01/26/2021 15:14:55 Sold 500 MPC @ 45.09
22,544.44 0.00 0.56
01/26/2021 15:15:54 Bought 45 ENPH @ 189.4
-8,523.00 0.00 0.00
01/26/2021 15:18:22 Bought 25 ENPH @ 186.8447
-4,671.12 0.00 0.00
01/26/2021 15:31:11 Bought 25 ENPH @ 185.76
-4,644.00 0.00 0.00
01/27/2021 08:08:16 Bought 29 ENPH @ 180.5
-5,234.50 0.00 0.00
01/27/2021 11:53:00 Sold 80 SPXU @ 28.63
2,290.34 0.00 0.06
01/27/2021 14:57:56 Sold 210 MFH @ 3.1501
661.49 0.00 0.03
01/27/2021 14:57:56 Sold 490 MFH @ 3.15
1,543.40 0.00 0.10
01/27/2021 15:03:58 Sold 500 KFS @ 4.5501
2,274.94 0.00 0.11
01/27/2021 15:05:09 Sold 700 LITB @ 2.3301
1,630.95 0.00 0.12
01/27/2021 15:12:39 Sold 75 MMMB @ 1.9
142.49 0.00 0.01
01/27/2021 15:12:40 Sold 825 MMMB @ 1.9
1,560.42 6.95 0.13
01/27/2021 16:53:52 Sold 800 MMMB @ 1.9
1,519.87 0.00 0.13
01/28/2021 09:46:02 Sold 200 CCIV+ @ 8.1
1,619.94 0.00 0.06
01/28/2021 09:47:05 Sold 100 WYY @ 13.0925
1,309.21 0.00 0.04
01/28/2021 10:08:41 Sold 100 SURF @ 11.05
1,104.97 0.00 0.03
01/28/2021 10:20:15 Sold 200 OIIM @ 9.18
1,835.94 0.00 0.06
01/28/2021 10:57:21 Sold 29 ENPH @ 184.5
5,350.38 0.00 0.12
01/28/2021 11:19:55 Sold 600 SOL @ 20.49
12,293.66 0.00 0.34
01/28/2021 11:31:10 Sold 400 PRPH @ 9.8
3,919.86 0.00 0.14
01/28/2021 12:01:17 Bought 200 OPTT @ 4.2
-840.00 0.00 0.00
01/28/2021 12:24:17 Bought 30 SPXU @ 27.52
-825.60 0.00 0.00
01/28/2021 13:40:21 Bought 30 SPXU @ 27.4
-822.00 0.00 0.00
01/28/2021 15:01:20 Sold 100 TGC @ 4.65
464.98 0.00 0.02
01/28/2021 15:02:10 Sold 100 TGC @ 4.86
485.98 0.00 0.02
01/29/2021 10:35:21 Sold 100 CATB @ 6.08
607.98 0.00 0.02
01/29/2021 11:52:19 Sold 60 SPXU @ 29.6
1,775.95 0.00 0.05
01/29/2021 13:17:26 Bought 25 ENPH @ 178.8
-4,470.00 0.00 0.00
01/29/2021 13:57:06 Bought 625 XPL @ 0.71
-443.75 0.00 0.00
01/29/2021 13:57:06 Bought 375 XPL @ 0.7099
-266.21 0.00 0.00
Dividends:
01/29/2021 01:00:38 QUALIFIED DIVIDEND (RC)
35.00 0.00 0.00
01/29/2021 00:00:01 ORDINARY DIVIDEND (AGD)
99.13 0.00 0.00
01/29/2021 00:00:01 QUALIFIED DIVIDEND (AWP)
24.00 0.00 0.00
01/29/2021 00:00:01 ORDINARY DIVIDEND (IHT)
7.00 0.00 0.00
01/27/2021 00:00:01 QUALIFIED DIVIDEND (ORC)
71.50 0.00 0.00
01/25/2021 00:00:01 QUALIFIED DIVIDEND (CIO PRA)
82.81 0.00 0.00
01/25/2021 00:00:01 ORDINARY DIVIDEND (CIO)
60.00 0.00 0.00
01/22/2021 00:00:01 ORDINARY DIVIDEND (GGN)
58.50 0.00 0.00
01/15/2021 00:00:01 QUALIFIED DIVIDEND (TWO PRD)
96.88 0.00 0.00
01/15/2021 00:00:01 PARTNERSHIP DISTRIBUTION (NGL PRB)
112.50 0.00 0.00
01/15/2021 00:00:01 ORDINARY DIVIDEND (FDEU)
54.00 0.00 0.00
01/15/2021 00:00:01 QUALIFIED DIVIDEND (BHR PRD)
128.90 0.00 0.00
01/15/2021 00:00:01 QUALIFIED DIVIDEND (CAI PRA)
79.69 0.00 0.00
01/15/2021 00:00:01 ORDINARY DIVIDEND (AWF)
26.20 0.00 0.00
01/15/2021 00:00:01 QUALIFIED DIVIDEND (AGNCO)
81.25 0.00 0.00
01/15/2021 00:00:01 ORDINARY DIVIDEND (UTG)
129.42 0.00 0.00
01/15/2021 00:00:01 QUALIFIED DIVIDEND (LADR)
144.92 0.00 0.00
01/08/2021 00:00:01 QUALIFIED DIVIDEND (AWP)
24.00 0.00 0.00
01/08/2021 00:00:01 ORDINARY DIVIDEND (AGD)
99.13 0.00 0.00
01/07/2021 00:00:01 ORDINARY DIVIDEND (MPW)
405.00 0.00 0.00
01/06/2021 00:00:01 QUALIFIED DIVIDEND (IRM)
384.09 0.00 0.00
01/05/2021 00:00:01 QUALIFIED DIVIDEND (BRG PRA)
30.94 0.00 0.00
01/04/2021 00:00:01 ORDINARY DIVIDEND (ERH)
39.06 0.00 0.00
Holdings:
ABERDEEN GLOBAL $ $ $ $ $ $
DYNAMIC DIVIDE
COM
AGD 1,525 10.53 16,058.25 09/16/16 13,822.43 9.06 2,235.82 1,189.43 7.4%
ABERDEEN GLOBAL
PREMIER PPTTS
COM SH BEN INT
AWP 600 5.36 3,216.00 08/10/17 3,747.34 6.25 (531.34) 287.99 9.0%
ACASTI PHARMA INC
COM CL A
ACST 1,000 0.6525 652.50 01/25/21 790.10 0.79 (137.60) - -
AERPIO
PHARMACEUTICALS INC
COM
ARPO 300 1.51 453.00 12/11/20 337.16 1.12 115.84 - -
AGNC INVESTMENT
CORP
6.5% DEP SHS REP 1/1000
CUM
AGNCO 200 24.43 4,886.00 09/27/19 4,986.95 24.93 (100.95) 325.02 6.7%
ALLIANCEBERNSTEIN
GLOBAL HGH I
COM
AWF 400 11.69 4,676.00 10/05/16 4,985.54 12.46 (309.54) 314.41 6.7%
ANCHIANO
THERAPEUTICS LTD
ADR SPONSORED
ANCN 600 2.08 1,248.00 12/01/20 1,091.00 1.82 157.00 - -
AQUESTIVE
THERAPEUTICS INC
COM
AQST 200 5.29 1,058.00 10/23/20 1,042.00 5.21 16.00 - -
ARBOR REALTY TRUST
INC
COM USD0.01
ABR 757.415 14.26 10,800.74 07/27/18 8,411.85 11.11 2,388.89 931.67 8.6%
BARNWELL INDUSTRIES
INC
COM
BRN 300 3.32 996.00 10/28/20 270.00 0.90 726.00 - -
BLONDER TONGUE LAB
COM
BDR 1,300 1.43 1,859.00 10/28/20 1,783.86 1.37 75.14 - -
BLUEROCK RESIDENTIAL
GROWTH RE
REDEEMABLE PFD SER A
%
BRG PRA 60 25.26 1,515.60 04/20/16 1,497.52 24.96 18.08 123.75 8.2%
BRAEMAR HOTELS &
RESORTS INC
8.25% CUM PRF STK SER
D USD
BHR PRD 250 19.20 4,800.00 11/28/18 5,540.23 22.16 (740.23) 515.62 10.7%
BRIDGELINE DIGITAL INC
COM
BLIN 300 3.40 1,020.00 12/23/20 869.23 2.90 150.77 - -
CAI INTERNATIONAL INC
8.5% SER A FXD FLOAG
RATE
CAI PRA 150 25.76 3,864.00 07/31/18 3,798.16 25.32 65.84 318.74 8.2%
CASSAVA SCIENCES INC
COM
SAVA 2,200 19.82 43,604.00 07/15/20 18,248.98 8.29 25,355.02 - -
CATABASIS
PHARMACEUTICALS INC
COM
CATB 500 4.15 2,075.00 12/21/20 1,160.43 2.32 914.57 - -
CEDAR REALTY TRUST
INC
6.5% CUM RED PRF SER
C
CDR PRC 200 22.47 4,494.00 06/11/19 4,509.07 22.55 (15.07) 325.01 7.2%
CELLECT
BIOTECHNOLOGY LTD
ADR SPONSORED
APOP 400 2.88 1,152.00 07/24/20 1,234.00 3.09 (82.00) - -
CHECKPOINT
THERAPEUTICS INC
COM
CKPT 500 3.25 1,625.00 10/09/20 1,419.00 2.84 206.00 - -
CITY OFFICE REIT INC
COM USD0.01
CIO 400 9.42 3,768.00 04/07/16 4,963.32 12.41 (1,195.32) 239.98 6.4%
CITY OFFICE REIT INC
PRF CUM REDM PFD SER
A
CIO PRA 200 25.46 5,092.00 05/08/20 4,064.16 20.32 1,027.84 331.23 6.5%
COMPASS DIVERSIFIED
7.875%FXD FLTG RAT
CUM SR B
CODI PRB 200 25.30 5,060.00 11/30/18 3,910.95 19.55 1,149.05 393.77 7.8%
COMSTOCK HOLDING
COMPANIES INC
COM CL A
CHCI 1,100 3.28 3,608.00 07/20/20 3,402.00 3.09 206.00 - -
CORENERGY
INFRASTRUCTURE TRUST
DEP SH REP 1/100 PFD
SER A
CORR PRA 100 20.02 2,002.00 11/01/18 2,426.47 24.26 (424.47) 184.38 9.2%
DCP MIDSTREAM LP
7.875%CUM RED FIX FLT
RATE
DCP PRB 200 21.56 4,312.00 07/27/18 5,062.95 25.31 (750.95) 393.77 9.1%
ENERGY TRANSFER
OPERATING L P
FIX TO FLTG CUM RED
PERP PR
ETP PRE 200 22.02 4,404.00 06/11/19 4,912.95 24.56 (508.95) 380.02 8.6%
ENPHASE ENERGY INC
COM
ENPH 1,239 182.35 225,931.65 11/14/17 106,704.31 86.12 119,227.34 - -
EVOGENE LTD
COM
EVGN 300 6.12 1,836.00 10/07/20 1,225.16 4.08 610.84 - -
EVOLVING SYSTEMS
COM
EVOL 400 2.10 840.00 07/30/20 513.00 1.28 327.00 - -
FIRST TR DYNAMIC
EUROPE EQY IN
COM SHS
FDEU 900 11.71 10,539.00 05/13/19 11,965.31 13.29 (1,426.31) 648.04 6.1%
FIRST TRUST SPECIALTY
FINANCE
COM USD0.01
FGB 1,650 3.30 5,445.00 03/01/17 11,045.68 6.69 (5,600.68) 544.50 10.0%
FREIGHTCAR AMERICA
INC
COM
RAIL 900 3.63 3,267.00 09/23/20 2,122.00 2.36 1,145.00 - -
GABELLI GLOBAL GOLD
NATURAL RE
COM SH BEN INT
GGN 1,950 3.45 6,727.50 10/14/19 8,313.68 4.26 (1,586.18) 702.01 10.4%
GASLOG PARTNERS LP
8.5%CUM RED PREP FXD
FLTG
GLOP PRC 200 17.90 3,580.00 11/14/18 4,926.95 24.63 (1,346.95) 425.02 11.9%
GIGAMEDIA LIMITED
COM
GIGM 200 3.48 696.00 01/26/21 716.00 3.58 (20.00) - -
GLOBAL PARTNERS LP
9.75%CUM RED PER FIX
TO FLT
GLP PRA 200 25.4515 5,090.30 03/08/19 4,991.96 24.96 98.34 487.50 9.6%
GOLDEN MINERALS CO
COM
AUMN 1,200 0.835 1,002.00 10/12/20 511.44 0.43 490.56 - -
HIGHWAY HLDGS
COM
HIHO 300 4.80 1,440.00 01/06/21 1,200.00 4.00 240.00 72.00 5.0%
IMMUTEP LTD
ADR SPONSORED
IMMP 500 3.04 1,520.00 10/01/20 838.00 1.68 682.00 - -
INFINITY
PHARMACEUTICALS INC
COM
INFI 500 3.47 1,735.00 12/09/20 1,036.71 2.07 698.29 - -
INNODATA INC
COM
INOD 600 5.10 3,060.00 10/02/20 1,852.00 3.09 1,208.00 - -
INNSUITES HOSPITALITY
TRUST
SBI NPV
IHT 700 2.82 1,974.00 12/14/20 1,619.00 2.31 355.00 14.00 0.7%
INUVO INC
COM
INUV 2,000 1.23 2,460.00 08/03/20 1,114.85 0.56 1,345.15 - -
IRON MOUNTAIN INC
COM USD0.01
IRM 621 33.67 20,909.07 01/12/18 19,669.62 31.67 1,239.45 1,536.40 7.3%
KINTARA THERAPEUTICS
INC
COM
KTRA 1,800 1.80 3,240.00 09/23/20 2,442.90 1.36 797.10 - -
LADDER CAPITAL CORP
COM USD0.001 CL A
LADR 724.586 9.83 7,122.68 08/02/18 9,508.93 13.12 (2,386.25) 579.64 8.1%
MEDICAL PROPERTIES
TRUST INC
COM USD0.001
MPW 1,500 21.11 31,665.00 01/17/06 14,909.50 9.94 16,755.50 1,619.98 5.1%
MIRAGEN THERAPENC
CVR
604CVR019 1,500 NA NA 11/05/20 - - - - -
NANTHEALTH INC
COM
NH 1,000 4.22 4,220.00 01/11/21 3,548.55 3.55 671.45 - -
NEWTEK BUSINESS
SERVICES CORP
COM NEW
NEWT 400 20.57 8,228.00 07/31/18 8,399.46 21.00 (171.46) 820.83 10.0%
NGL ENERGY PARTNERS
LP
9% CUM RED PFD REP
LTD PTNR
NGL PRB 200 10.25 2,050.00 06/27/19 4,999.47 25.00 (2,949.47) 450.00 22.0%
O2 MICRO
INTERNATIONAL
ADR SPONSORED
OIIM 700 8.95 6,265.00 09/30/20 2,882.00 4.12 3,383.00 - -
OCEAN POWER
TECHNOLOGIES INC
COM
OPTT 800 4.01 3,208.00 01/11/21 2,287.09 2.86 920.91 - -
ONCOCYTE CORP
COM
OCX 500 5.12 2,560.00 10/23/20 963.00 1.93 1,597.00 - -
ONCONOVA
THERAPEUTICS INC
COM
ONTX 2,000 0.67 1,340.00 01/07/21 1,268.32 0.63 71.68 - -
ORCHID ISLAND CAPITAL
INC
COM USD0.01
ORC 1,200 5.17 6,204.00 11/19/20 6,446.92 5.37 (242.92) 936.00 15.1%
PENNSYLVANIA REAL
ESTATE INVES
SBI USD1
PEI 200 2.62 524.00 04/19/18 1,874.38 9.37 (1,350.38) 16.00 3.1%
PENNSYLVANIA REAL
ESTATE INVES
7.2% CUM RED PFD SER
C
PEI PRC 100 12.73 1,273.00 11/01/18 2,222.13 22.22 (949.13) 180.00 14.1%
PENNYMAC MTG INVEST
TRUST
8% FXD FLTG CUM RED
PFD B
PMT PRB 100 24.71 2,471.00 06/30/17 2,491.95 24.92 (20.95) 200.00 8.1%
PROPHASE LABS INC
COM
PRPH 400 10.12 4,048.00 09/29/20 1,685.00 4.21 2,363.00 - -
PRUDENTIAL FINANCIAL
INC
COM
PRU 265 78.28 20,744.20 08/21/20 18,726.80 70.67 2,017.40 1,166.03 5.6%
READY CAPITAL
CORPORATION
COM USD0.0001
RC 100 11.38 1,138.00 12/18/20 1,258.77 12.59 (120.77) 140.00 12.3%
REAVES UTILITY INCOME
FD
COM SH BEN INT
UTG 719 32.52 23,381.88 01/03/14 19,256.92 26.78 4,124.96 1,553.02 6.6%
REMARK HOLDINGS INC
COM
MARK 1,400 3.10 4,340.00 01/11/21 3,113.06 2.22 1,226.94 - -
RENESOLA LTD
ADR
SOL 600 20.70 12,420.00 09/22/20 1,346.03 2.24 11,073.97 - -
RESTORBIO INC
CVR
761CVR026 57 NA NA 09/16/20 - - - - -
SACHEM CAPITAL CORP
7.75% NOTES DUE
30/09/2025
SCCC 100 25.3186 2,531.86 10/21/20 2,480.00 24.80 51.86 193.74 7.7%
SEMILEDS
CORPORATION
COM
LEDS 400 3.809 1,523.60 01/11/21 1,402.00 3.51 121.60 - -
SESEN BIO INC
COM
SESN 1,200 1.71 2,052.00 09/16/20 1,547.28 1.29 504.72 - -
SFL CORPORATION LTD
COM
SFL 300 6.32 1,896.00 07/05/16 4,238.73 14.13 (2,342.73) 180.01 9.5%
SOLITARIO ZINC CORP
COM
XPL 2,000 0.705 1,410.00 01/08/21 1,289.90 0.64 120.10 - -
SOMBRERO RES INC
COM
83445U102 400 NA NA - - - - - -
SUMMIT WIRELESS TECH
INC
COM
WISA 200 3.34 668.00 01/21/21 746.00 3.73 (78.00) - -
SUNLINK HEALTH
SYSTEMS INC
COM
SSY 400 1.55 620.00 01/25/21 600.00 1.50 20.00 - -
SUPERCOM LTD NEW
COM
SPCB 700 1.23 861.00 01/13/21 906.18 1.29 (45.18) - -
SURFACE ONCOLOGY
INC
COM
SURF 500 11.06 5,530.00 10/08/20 3,799.00 7.60 1,731.00 - -
SYNTHETIC BIOLOGICS
INC
COM
SYN 2,000 0.7731 1,546.20 08/03/20 1,468.55 0.73 77.65 - -
SYPRIS SOLUTIONS INC
COM
SYPR 1,600 2.23 3,568.00 11/19/20 2,279.00 1.42 1,289.00 - -
TENGASCO
COM
TGC 600 2.42 1,452.00 01/21/21 920.97 1.53 531.03 - -
TIER ONE METALS INC
COM
88650M109 400 NA NA - - - - - -
TRINITY BIOTECH PLC
ADR SPONSORED
TRIB 300 4.77 1,431.00 11/19/20 804.00 2.68 627.00 - -
TRITON INTL LTD
8.5% CUM RED PRF SHS
SR A
TRTN PRA 150 27.15 4,072.50 03/14/19 3,753.95 25.03 318.55 318.75 7.8%
TRITON INTL LTD
8% CUM RED PERP PRF
SHS SER
TRTN PRB 200 26.85 5,370.00 06/18/19 4,992.95 24.96 377.05 400.01 7.4%
TWO HARBORS
INVESMENT CORP
7.75% CUM RED PFD STK
SER D
TWO PRD 200 24.25 4,850.00 05/14/19 5,006.83 25.03 (156.83) 387.52 8.0%
U M H PROPERTIES INC
6.75% CUM RED PFD SER
C
UMH PRC 200 25.34 5,068.00 05/14/19 4,924.95 24.62 143.05 337.48 6.7%
UR ENERGY INC
COM
URG 1,000 0.8027 802.70 01/19/21 950.90 0.95 (148.20) - -
VIEWRAY INC
COM
VRAY 800 4.44 3,552.00 10/01/20 2,663.99 3.33 888.01 - -
VUZIX CORP
COM
VUZI 700 11.05 7,735.00 06/25/20 2,423.50 3.46 5,311.50 - -
WELLS FARGO UTILITIES
AND HIGH
WF UTILITIES INC
ERH 550 12.75 7,012.50 03/12/20 6,103.57 11.10 908.93 504.62 7.2%
WESTERN COPPER &
GOLD CORP
COM
WRN 500 1.16 580.00 10/01/20 594.30 1.19 (14.30) - -
WIDEPOINT CORP
COM
WYY 270 12.60 3,402.00 07/06/20 1,897.81 7.03 1,504.19 - -
XCEL BRANDS INC
COM
XELB 800 1.74 1,392.00 12/18/20 975.00 1.22 417.00 - -
YRC WORLDWIDE INC
COM
YRCW 500 5.20 2,600.00 12/18/20 2,358.79 4.72 241.21 - -
ZK INTERNATIONAL
GROUP CO LTD
COM
ZKIN 600 2.87 1,722.00 12/18/20 1,448.52 2.41 273.48 - -
ALBERTON ACQUISITION $ $ $ $ $ $
CORP
WARRANT EXP 04/26/2025
ALACW 14,657 1.2152 17,811.19 09/09/20 14,886.68 1.02 2,924.51 - -
AMCI ACQUISITION CORP
WARRANT EXP 05/20/2025
AMCIW 1,000 2.83 2,830.00 09/24/20 762.11 0.76 2,067.89 - -
ANDINA ACQUISITION
CORP III
WARRANT EXP 10/01/2025
ANDAW 700 0.9799 685.93 09/16/20 206.90 0.30 479.03 - -
BIG ROCK PARTNERS
ACQUISITION
WARRANT EXP 12/01/2022
BRPAW 200 12.83 2,566.00 10/06/20 46.00 0.23 2,520.00 - -
BOWX ACQUISITION
CORP
WARRANT EXP 08/03/2025
BOWXW 300 1.96 588.00 01/05/21 516.00 1.72 72.00 - -
BROADSTONE
ACQUISITION CORP
WARRANT EXP 09/15/2028
BSN WS 700 1.3992 979.44 12/28/20 863.00 1.23 116.44 - -
CHURCHILL CAPITAL
CORP IV
WARRANT EXP 08/04/2025
CCIV WS 800 8.23 6,584.00 12/09/20 1,064.00 1.33 5,520.00 - -
D8 HLDGS CORP
WARRANT EXP 08/05/2027
DEH WS 500 1.34 670.00 12/22/20 584.00 1.17 86.00 - -
FINTECH ACQUISITION
CORP IV
WARRANT EXP 12/31/2025
FTIVW 600 1.70 1,020.00 12/24/20 1,179.00 1.97 (159.00) - -
FTAC OLYMPUS
ACQUISITION CORP
WARRANT EXP 08/28/2025
FTOCW 300 3.00 900.00 01/15/21 598.80 2.00 301.20 - -
FUSION ACQUISITION
CORP
WARRANT EXP 06/01/2027
FUSE WS 300 2.86 858.00 12/22/20 531.00 1.77 327.00 - -
GO ACQUISITION CORP
WARRANT EXP 08/31/2027
GOAC WS 500 1.48 740.00 12/23/20 630.00 1.26 110.00 - -
GORES HLDGS V INC
WARRANT EXP 08/05/2025
GRSVW 600 2.15 1,290.00 01/15/21 1,453.00 2.42 (163.00) - -
HORIZON ACQUISITION
CORP
WARRANT EXP 08/19/2025
HZAC WS 300 1.80 540.00 12/22/20 444.00 1.48 96.00 - -
JUNIPER INDL HLDGS INC
WARRANT EXP 11/13/2026
JIH WS 300 2.71 813.00 12/28/20 553.74 1.85 259.26 - -
REDBALL ACQUISITION
CORP
WARRANT EXP 08/07/2022
RBAC WS 1,100 1.6699 1,836.89 12/28/20 2,514.00 2.29 (677.11) - -
REINVENT TECHNOLOGY
PARTNERS
WARRANT EXP 09/16/2025
RTP WS 400 3.00 1,200.00 12/28/20 1,280.00 3.20 (80.00) - -
REPLAY ACQUISITION
CORP
WARRANT EXP 03/12/2024
RPLA WS 700 1.225 857.50 01/08/21 1,252.97 1.79 (395.47) - -
SKILLZ INC
WARRANT EXP 02/26/2027
SKLZ WS 400 14.47 5,788.00 06/12/20 782.20 1.96 5,005.80 - -
SPORTS
ENTERTAINMENT ACQ
CORP
WARRANT EXP 10/30/2025
SEAH WS 600 1.59 954.00 12/24/20 874.50 1.46 79.50 - -
STARBOARD VALUE
ACQUISITION CO
WARRANT EXP 09/10/2027
SVACW 600 1.875 1,125.00 12/22/20 1,185.00 1.98 (60.00) - -
TRIDENT ACQUISITIONS
CORP
WARRANT EXP 05/09/2023
TDACW 300 2.11 633.00 10/06/20 129.00 0.43 504.00 - -
TUSCAN HOLDINGS
CORP II
WARRANT EXP 04/01/2026
THCAW 500 1.66 830.00 01/04/21 1,093.00 2.19 (263.00) - -
VESPER HEALTHCARE
ACQUISITION
WARRANT EXP 09/30/2027
VSPRW 500 2.28 1,140.00 12/28/20 1,319.50 2.64 (179.50) - -
VPC IMPACT
ACQUISITION HLDGS
WARRANT EXP 10/22/2027
VIHAW 750 3.21 2,407.50 01/11/21 2,967.42 3.96 (559.92) - -
WHOLE EARTH BRANDS
INC
WARRANT EXP 06/25/2025
FREEW 1,200 1.39 1,668.00 06/19/20 1,499.50 1.25 168.50 - -
Non income producing. Actual today, not from statement:
1000 ACST
14,657 ALACW
1000 AMICW
600 ANCN
700 ANDAW
400 APOP
200 AQST
300 ARPO
1200 AUMN
1300 BDR
300 BLIN
300 BOWXW
300 BRN
200 BRPAW
700 BSN+
400 CATB
600 CCIV+
1100 CHCI
500 CKPT
500 DEH+
1235 ENPH
300 EVGN
400 EVOL
1200 FREEW
600 FTIVW
300 FTOCW
300 FUSE+
200 GIGM
500 GOAC+
600 GRSVW
300 HIHO
300 HZAC+
700 IHT
500 IMMP
500 INFI
600 INOD
2000 INUV
300 JIH+
1800 KTRA
400 LEDS
1400 MARK
500 OCX
500 OIIM
2000 ONTX
1000 OPTT
900 RAIL
1100 RBAC+
700 RTP+
2200 SAVA
600 SEAH+
1200 SESN
400 SKLZ+
700 SPCB
400 SSY
400 SURF
600 SVACW
2000 SYN
1600 SYPR
300 TDACW
400 TGC
500 THCAW
300 TRIB
1000 URG
750 VIHAW
800 VRAY
500 VSPRW
700 VUZI
200 WISA
500 WRN
170 WYY
800 XELB
3000 XPL
500 YRCW
600 ZKIN |
