Monthly update: Moving all but the very basics of this each month to: Subject 51948 where I post all my non dividend trades.
Todays totals: Non-income producing shares: $388,877 / 45.07% of portfolio.
Cash +$183,409 = $572,286 / 66.33% non income producing.
End of month holdings non income: Listed at end.
Investment / CurrentValue / PriorValue / PeriodChange %Change /EstimatedIncome /EstimatedYield
Jan. Total $725,166.27...... $645,138.70.... $80,027.57.... 12.4%... $20,667.90... 2.9%
Feb. Total $862,674.97...... $725,166.27... $137,508.70.... 19.0%... $20,218.23... 2.3%
YOC: 11.32% = $20,218 / $178,518
Since Jan. 1, 2021:
S+P 500 3756 to 3811 =…...…...+3.31%
My IRA $645,138 to $862,674 = +33.72%
Since inception Jan. 1, 2010:
Now using this for long term S+P return w/dividend reinvest: dqydj.com
S+P 500 Since Jan. 1, 2010 =.....+314.26% last months. not yet updated until end of Feb.
My IRA $178,518 to $872,674.....+388.84%
Actual dividends received:
2010 total: $12,317
2011 total: $14,160
2012 total: $16,497
2013 total: $19,421
2014 total: $20,564
2015 total: $19,565
2016 total: $17,634
2017 total: $19,328
2018 total: $17,700
2019 total: $20,914
2020 total: $23,319
2021 total: $3,692
Trades:
02/01/2021 13:00:19 Sold 25 ENPH @ 185.8
4,644.90 0.00 0.10
02/01/2021 13:51:42 Sold 100 SAVA @ 23.4
2,339.94 0.00 0.06
02/01/2021 15:53:05 Bought 12 HIHO @ 4.39
-52.68 0.00 0.00
02/01/2021 15:58:15 Bought 200 GIGM @ 3.3999
-679.98 0.00 0.00
02/02/2021 09:35:38 Sold 100 SAVA @ 35.4
3,539.91 0.00 0.09
02/02/2021 12:02:48 Sold 100 SAVA @ 44
4,399.89 0.00 0.11
02/02/2021 12:19:37 Sold 100 SAVA @ 49
4,899.88 0.00 0.12
02/02/2021 13:17:23 Sold 100 SAVA @ 57.99
5,798.86 0.00 0.14
02/02/2021 13:39:46 Sold 100 SAVA @ 67
6,699.84 0.00 0.16
02/03/2021 10:39:15 Bought 600 AIKI @ 1.529
-917.40 0.00 0.00
02/03/2021 11:29:46 Bought 1000 LTUM @ 0.41
-416.95 6.95 0.00
02/03/2021 15:37:31 Bought 200 HIHO @ 4.3
-860.00 0.00 0.00
02/03/2021 15:41:55 Sold 100 SAVA @ 87
8,699.80 0.00 0.20
02/04/2021 10:49:13 Bought 500 AIKI @ 1.4999
-749.95 0.00 0.00
02/04/2021 11:10:45 Bought 300 NH @ 4.46
-1,338.00 0.00 0.00
02/04/2021 11:34:09 Bought 50 SAVA @ 85.1634
-4,258.17 0.00 0.00
02/04/2021 11:46:24 Sold 200 CCIV+ @ 12.5235
2,504.62 0.00 0.08
02/04/2021 11:49:34 Sold 100 SKLZ+ @ 24.71
2,470.94 0.00 0.06
02/04/2021 12:04:07 Sold 1550 SAVA @ 72
111,597.35 0.00 2.65
02/04/2021 15:56:44 Bought 50 SAVA @ 64.4764
-3,223.82 0.00 0.00
02/04/2021 18:21:20 Sold 500 YRCW @ 5.45
2,724.88 0.00 0.12
02/05/2021 12:49:28 Bought 100 OIIM @ 9.34
-934.00 0.00 0.00
02/08/2021 14:00:51 Bought 500 FAMI @ 1.3899
-694.95 0.00 0.00
02/09/2021 09:16:07 Sold 300 CHCI @ 14.35
4,304.86 0.00 0.14
02/09/2021 09:30:00 Sold 300 CHCI @ 13.44
4,031.87 0.00 0.13
02/09/2021 11:17:33 Sold 500 CHCI @ 9.26
4,629.84 0.00 0.16
02/09/2021 11:52:26 Sold 95 ENPH @ 201
19,094.57 0.00 0.43
02/10/2021 10:49:28 Bought 200 BCDA @ 4.9
-980.00 0.00 0.00
02/10/2021 10:51:10 Bought 500 CTXR @ 1.2597
-629.85 0.00 0.00
02/10/2021 15:57:30 Sold 200 ANCN @ 8.49
1,697.94 0.00 0.06
02/11/2021 12:27:44 Bought 200 NH @ 4.8
-960.00 0.00 0.00
02/11/2021 12:29:47 Bought 200 OPTT @ 4.8389
-967.78 0.00 0.00
02/11/2021 12:39:53 Bought 100 VRAY @ 4.76
-476.00 0.00 0.00
02/11/2021 12:45:37 Bought 1000 AMPE @ 2.1578
-2,157.80 0.00 0.00
02/11/2021 12:51:43 Bought 300 XELB @ 1.9375
-581.25 0.00 0.00
02/16/2021 14:28:54 Bought 500 AIKI @ 2.09
-1,045.00 0.00 0.00
02/17/2021 11:22:30 Bought 1500 AIKI @ 1.61
-2,415.00 0.00 0.00
02/17/2021 11:23:43 Bought 620 AIKI @ 1.6099
-998.14 0.00 0.00
02/17/2021 13:43:22 Bought 500 CRBP @ 2.8999
-1,449.95 0.00 0.00
02/17/2021 14:41:30 Sold 100 CCIV+ @ 35.75
3,574.91 0.00 0.09
02/18/2021 10:18:13 Bought 50 ENPH @ 179
-8,950.00 0.00 0.00
02/18/2021 13:00:51 Bought 50 ENPH @ 176
-8,800.00 0.00 0.00
02/19/2021 09:35:22 Sold 100 ENPH @ 186
18,599.58 0.00 0.42
02/19/2021 14:29:37 Bought 200 RCON @ 2.8899
-577.98 0.00 0.00
02/19/2021 18:47:51 Sold 100 VUZI @ 20.1
2,009.95 0.00 0.05
02/22/2021 09:36:16 Bought 1 AWX @ 4.33
-4.33 0.00 0.00
02/22/2021 09:39:18 Bought 44 ENPH @ 178.01
-7,832.44 0.00 0.00
02/22/2021 09:39:18 Bought 6 ENPH @ 178.005
-1,068.03 0.00 0.00
02/22/2021 10:41:09 Bought 50 ENPH @ 173.95
-8,697.50 0.00 0.00
02/22/2021 11:27:03 Bought 300 GIGM @ 3.8
-1,140.00 0.00 0.00
02/22/2021 15:23:33 Bought 65 ENPH @ 169.51
-11,018.15 0.00 0.00
02/22/2021 15:32:33 Bought 75 ENPH @ 167.51
-12,563.25 0.00 0.00
02/23/2021 09:30:34 Bought 100 ENPH @ 156.01
-15,601.00 0.00 0.00
02/23/2021 09:47:15 Bought 100 ENPH @ 151.01
-15,101.00 0.00 0.00
02/24/2021 08:56:09 Sold 400 SYPR @ 6.43
2,571.94 0.00 0.06
02/24/2021 11:09:26 Sold 100 ENPH @ 172.3701
17,236.91 0.00 0.10
02/24/2021 11:46:11 Sold 100 ENPH @ 176.01
17,600.90 0.00 0.10
02/24/2021 14:37:13 Sold 140 ENPH @ 182
25,479.85 0.00 0.15
02/25/2021 12:21:59 Bought 200 KTRA @ 2.03
-406.00 0.00 0.00
02/25/2021 12:23:29 Bought 250 CTXR @ 2.0899
-522.48 0.00 0.00
02/25/2021 13:00:21 Bought 1000 XPL @ 1.003
-1,003.00 0.00 0.00
02/25/2021 13:01:22 Bought 500 XELB @ 1.945
-972.50 0.00 0.00
02/25/2021 15:31:33 Bought 50 ENPH @ 168
-8,400.00 0.00 0.00
02/25/2021 15:32:39 Bought 100 UTG @ 31.36
-3,136.00 0.00 0.00
02/26/2021 08:57:25 Sold 60 BRG PRA @ 25
1,500.00 0.00 0.00
02/26/2021 10:34:19 Sold 200 VUZI @ 17.42
3,483.96 0.00 0.04
02/26/2021 10:39:27 Sold 400 SURF @ 8.22
3,287.93 0.00 0.07
02/26/2021 11:15:06 Bought 50 PEP @ 129.09
-6,454.50 0.00 0.00
02/26/2021 11:58:19 Bought 100 PFE @ 33.5
-3,350.00 0.00 0.00
Dividends:
02/01/2021 00:00:01 PARTNERSHIP DISTRIBUTION (CODI PRB)
98.44 0.00 0.00
02/01/2021 00:00:01 ORDINARY DIVIDEND (ERH)
39.18 0.00 0.00
02/01/2021 14:00:32 QUALIFIED DIVIDEND (T)
312.00 0.00 0.00
02/16/2021 00:00:01 PARTNERSHIP DISTRIBUTION (ETP PRE)
95.00 0.00 0.00
02/16/2021 00:00:01 ORDINARY DIVIDEND (FDEU)
54.00 0.00 0.00
02/16/2021 00:00:01 PARTNERSHIP DISTRIBUTION (GLP PRA)
121.88 0.00 0.00
02/19/2021 00:00:01 ORDINARY DIVIDEND (AWF)
26.20 0.00 0.00
02/19/2021 00:00:01 ORDINARY DIVIDEND (GGN)
58.50 0.00 0.00
02/22/2021 00:00:01 QUALIFIED DIVIDEND (CDR PRC)
81.25 0.00 0.00
02/24/2021 00:00:01 QUALIFIED DIVIDEND (ORC)
78.00 0.00 0.00
02/26/2021 01:31:39 QUALIFIED DIVIDEND (AWP)
24.00 0.00 0.00
02/26/2021 01:31:50 ORDINARY DIVIDEND (UTG)
129.42 0.00 0.00
02/26/2021 01:33:08 ORDINARY DIVIDEND (AGD)
99.13 0.00 0.00
02/26/2021 01:33:54 QUALIFIED DIVIDEND (CORR PRA)
46.09 0.00 0.00
02/26/2021 01:36:10 ORDINARY DIVIDEND (FGB)
136.13 0.00 0.00
02/26/2021 08:57:21 QUALIFIED DIVIDEND (BRG PRA)
19.25 0.00 0.00
Holdings:
ABERDEEN GLOBAL $ $ $ $ $ $
DYNAMIC DIVIDE
COM
AGD 1,525 10.79 16,454.75 09/16/16 13,822.43 9.06 2,632.32 1,189.51 7.2%
ABERDEEN GLOBAL
PREMIER PPTTS
COM SHS BEN INT NPV
AWP 600 5.48 3,288.00 08/10/17 3,747.34 6.25 (459.34) 288.00 8.8%
ACASTI PHARMA INC
COM CL A
ACST 1,000 0.72 720.00 01/25/21 790.10 0.79 (70.10) - -
AERPIO
PHARMACEUTICALS INC
COM
ARPO 300 1.78 534.00 12/11/20 337.16 1.12 196.84 - -
AGNC INVESTMENT
CORP
6.5% DEP SHS REP 1/1000
CUM
AGNCO 200 24.48 4,896.00 09/27/19 4,986.95 24.93 (90.95) 325.00 6.6%
AIKIDO PHARMA INC
COM
AIKI 3,720 1.19 4,426.80 02/03/21 6,125.49 1.65 (1,698.69) - -
ALLIANCEBERNSTEIN
GLOBAL HGH I
COM
AWF 400 11.68 4,672.00 10/05/16 4,985.54 12.46 (313.54) 314.38 6.7%
AMPIO
PHARMACEUTICALS INC
COM
AMPE 1,000 1.71 1,710.00 02/11/21 2,157.80 2.16 (447.80) - -
ANCHIANO
THERAPEUTICS LTD
ADR SPONSORED
ANCN 400 3.63 1,452.00 12/01/20 621.00 1.55
AQUESTIVE
THERAPEUTICS INC
COM
AQST 200 4.58 916.00 10/23/20 1,042.00 5.21 (126.00) - -
ARBOR REALTY TRUST
INC
COM USD0.01
ABR 757.415 16.67 12,626.11 07/27/18 8,411.85 11.11 4,214.26 954.28 7.6%
AVALON HOLDINGS
CORP
COM CL A
AWX 1 3.55 3.55 02/22/21 4.33 4.33 (0.78) - -
BARNWELL INDUSTRIES
INC
COM
BRN 300 3.19 957.00 10/28/20 270.00 0.90 687.00 - -
BIOCARDIA INC
COM
BCDA 200 3.88 776.00 02/10/21 980.00 4.90 (204.00) - -
BLONDER TONGUE LAB
COM
BDR 1,300 1.53 1,989.00 10/28/20 1,783.86 1.37 205.14 - -
BRAEMAR HOTELS &
RESORTS INC
8.25% CUM PRF STK SER
D USD
BHR PRD 250 24.35 6,087.50 11/28/18 5,540.23 22.16 547.27 515.49 8.5%
BRIDGELINE DIGITAL INC
COM
BLIN 300 3.06 918.00 12/23/20 869.23 2.90 48.77 - -
CAI INTERNATIONAL INC
8.5% SER A FXD FLOAG
RATE
CAI PRA 150 26.05 3,907.50 07/31/18 3,798.16 25.32 109.34 318.73 8.2%
CASSAVA SCIENCES INC
COM
SAVA 50 48.58 2,429.00 07/15/20 166.00 3.32 2,263.00 - -
CATABASIS
PHARMACEUTICALS INC
COM
CATB 400 2.88 1,152.00 12/21/20 905.93 2.26 246.07 - -
CEDAR REALTY TRUST
INC
6.5% CUM RED PRF SER
C
CDR PRC 200 22.26 4,452.00 06/11/19 4,509.07 22.55 (57.07) 325.00 7.3%
CELLECT
BIOTECHNOLOGY LTD
ADR SPONSORED
APOP 400 3.34 1,336.00 07/24/20 1,234.00 3.09 102.00 - -
CHECKPOINT
THERAPEUTICS INC
COM
CKPT 500 3.21 1,605.00 10/09/20 1,419.00 2.84 186.00 - -
CITIUS
PHARMACEUTICALS INC
COM
CTXR 500 2.03 1,015.00 02/10/21 629.85 1.26 385.15 - -
CITY OFFICE REIT INC
COM USD0.01
CIO 400 10.16 4,064.00 04/07/16 4,963.32 12.41 (899.32) 240.02 5.9%
CITY OFFICE REIT INC
PRF CUM REDM PFD SER
A
CIO PRA 200 25.16 5,032.00 05/08/20 4,064.16 20.32 967.84 331.21 6.6%
COMPASS DIVERSIFIED
7.875%FXD FLTG RAT
CUM SR B
CODI PRB 200 25.20 5,040.00 11/30/18 3,910.95 19.55 1,129.05 393.78 7.8%
CORBUS PHARMAS
HLDGS INC
COM
CRBP 500 2.18 1,090.00 02/17/21 1,449.95 2.90 (359.95) - -
CORENERGY
INFRASTRUCTURE TRUST
DEP SH REP 1/100 PFD
SER A
CORR PRA 100 18.34 1,834.00 11/01/18 2,426.47 24.26 (592.47) 184.41 10.1%
DCP MIDSTREAM LP
7.875%CUM RED FIX FLT
RATE
DCP PRB 200 22.53 4,506.00 07/27/18 5,062.95 25.31 (556.95) 393.78 8.7%
ENERGY TRANSFER
OPERATING L P
FIX TO FLTG CUM RED
PERP PR
ETP PRE 200 22.57 4,514.00 06/11/19 4,912.95 24.56 (398.95) 379.99 8.4%
ENPHASE ENERGY INC
COM
ENPH 1,215 176.06 213,912.90 11/14/17 101,229.66 83.32 112,683.24 - -
EVOGENE LTD
COM
EVGN 300 5.87 1,761.00 10/07/20 1,225.16 4.08 535.84 - -
EVOLVING SYSTEMS
COM
EVOL 400 2.81 1,124.00 07/30/20 513.00 1.28 611.00 - -
FARMMI INC
COM
FAMI 500 1.28 640.00 02/08/21 694.95 1.39 (54.95) - -
FIRST TR DYNAMIC
EUROPE EQY IN
COM SHS
FDEU 900 12.22 10,998.00 05/13/19 11,965.31 13.29 (967.31) 648.00 5.9%
FIRST TRUST SPECIALTY
FINANCE
COM USD0.01
FGB 1,650 3.69 6,088.50 03/01/17 11,045.68 6.69 (4,957.18) 544.49 8.9%
FREIGHTCAR AMERICA
INC
COM
RAIL 900 3.395 3,055.50 09/23/20 2,122.00 2.36 933.50 - -
GABELLI GLOBAL GOLD
NATURAL RE
COM USD0.001 SBI
GGN 1,950 3.37 6,571.50 10/14/19 8,313.68 4.26 (1,742.18) 701.97 10.7%
GASLOG PARTNERS LP
8.5%CUM RED PREP FXD
FLTG
GLOP PRC 200 20.39 4,078.00 11/14/18 4,926.95 24.63 (848.95) 425.01 10.4%
GIGAMEDIA LIMITED
COM
GIGM 700 3.34 2,338.00 01/26/21 2,535.98 3.62 (197.98) - -
GLOBAL PARTNERS LP
9.75%CUM RED PER FIX
TO FLT
GLP PRA 200 25.74 5,148.00 03/08/19 4,991.96 24.96 156.04 487.62 9.5%
GOLDEN MINERALS CO
COM
AUMN 1,200 0.771 925.20 10/12/20 511.44 0.43 413.76 - -
HIGHWAY HLDGS
COM
HIHO 512 4.57 2,339.84 01/06/21 2,112.68 4.13 227.16 40.97 1.8%
IMMUTEP LTD
ADR SPONSORED
IMMP 500 2.68 1,340.00 10/01/20 838.00 1.68 502.00 - -
INFINITY
PHARMACEUTICALS INC
COM
INFI 500 3.04 1,520.00 12/09/20 1,036.71 2.07 483.29 - -
INNODATA INC
COM
INOD 600 5.85 3,510.00 10/02/20 1,852.00 3.09 1,658.00 -
INNSUITES HOSPITALITY
TRUST
SBI NPV
IHT 700 2.88 2,016.00 12/14/20 1,619.00 2.31 397.00 13.99 0.7%
INUVO INC
COM
INUV 2,000 1.06 2,120.00 08/03/20 1,114.85 0.56 1,005.15 - -
IRON MOUNTAIN INC
COM USD0.01
IRM 621 34.79 21,604.59 01/12/18 19,669.62 31.67 1,934.97 1,536.30 7.1%
KINTARA THERAPEUTICS
INC
COM
KTRA 1,800 2.13 3,834.00 09/23/20 2,442.90 1.36 1,391.10 - -
LADDER CAPITAL CORP
COM USD0.001 CL A
LADR 724.586 11.44 8,289.26 08/02/18 9,508.93 13.12 (1,219.67) 579.67 7.0%
LITHIUM CORPORATION
COM
LTUM 1,000 0.6298 629.80 02/03/21 416.95 0.42 212.85 - -
MEDICAL PROPERTIES
TRUST INC
COM USD0.001
MPW 1,500 21.59 32,385.00 01/17/06 14,909.50 9.94 17,475.50 1,680.13 5.2%
MIRAGEN THERAPENC
CVR
604CVR019 1,500 NA NA 11/05/20 - - - - -
NANTHEALTH INC
COM
NH 1,500 3.82 5,730.00 01/11/21 5,846.55 3.90 (116.55) - -
NEWTEK BUSINESS
SERVICES CORP
COM NEW
NEWT 400 22.98 9,192.00 07/31/18 8,399.46 21.00 792.54 844.84 9.2%
NGL ENERGY PARTNERS
LP
9% CUM RED PFD REP
LTD PTNR
NGL PRB 200 11.10 2,220.00 06/27/19 4,999.47 25.00 (2,779.47) - -
O2 MICRO
INTERNATIONAL
ADR SPONSORED
OIIM 600 7.75 4,650.00 09/30/20 2,837.00 4.73 1,813.00 - -
OCEAN POWER
TECHNOLOGIES INC
COM
OPTT 1,200 3.67 4,404.00 01/11/21 4,094.87 3.41 309.13 - -
ONCOCYTE CORP
COM
OCX 500 4.92 2,460.00 10/23/20 963.00 1.93 1,497.00 - -
ONCONOVA
THERAPEUTICS INC
COM
ONTX 2,000 1.25 2,500.00 01/07/21 1,268.32 0.63 1,231.68 - -
ORCHID ISLAND CAPITAL
INC
COM USD0.01
ORC 1,200 5.73 6,876.00 11/19/20 6,446.92 5.37 429.08 936.03 13.6%
PENNSYLVANIA REAL
ESTATE INVES
SBI USD1
PEI 200 2.00 400.00 04/19/18 1,874.38 9.37 (1,474.38) 16.00 4.0%
PENNSYLVANIA REAL
ESTATE INVES
7.2% CUM RED PFD SER
C
PEI PRC 100 9.00 900.00 11/01/18 2,222.13 22.22 (1,322.13) 180.00 20.0%
PENNYMAC MTG INVEST
TRUST
8% FXD FLTG CUM RED
PFD B
PMT PRB 100 25.00 2,500.00 06/30/17 2,491.95 24.92 8.05 200.00 8.0%
PRUDENTIAL FINANCIAL
INC
COM
PRU 265 86.72 22,980.80 08/21/20 18,726.80 70.67 4,254.00 1,218.90 5.3%
READY CAPITAL
CORPORATION
COM USD0.0001
RC 100 13.12 1,312.00 12/18/20 1,258.77 12.59 53.23 140.00 10.7%
REAVES UTILITY INCOME
FD
SBI USD20
UTG 719 31.25 22,468.75 01/03/14 19,256.92 26.78 3,211.83 1,553.04 6.9%
RECON TECHNOLOGY L
COM
RCON 200 2.18 436.00 02/19/21 577.98 2.89 (141.98) - -
REMARK HOLDINGS INC
COM
MARK 1,400 3.01 4,214.00 01/11/21 3,113.06 2.22 1,100.94 - -
RESTORBIO INC
CVR
761CVR026 57 NA NA 09/16/20 - - - - -
SACHEM CAPITAL CORP
7.75% NOTES DUE
30/09/2025
SCCC 100 25.53 2,553.00 10/21/20 2,480.00 24.80 73.00 193.80 7.6%
SEMILEDS
CORPORATION
COM
LEDS 400 5.16 2,064.00 01/11/21 1,402.00 3.51 662.00 - -
SESEN BIO INC
COM
SESN 1,200 2.72 3,264.00 09/16/20 1,547.28 1.29 1,716.72 - -
SFL CORPORATION LTD
COM
SFL 300 7.54 2,262.00 07/05/16 4,238.73 14.13 (1,976.73) 180.01 8.0%
SOLITARIO ZINC CORP
COM
XPL 3,000 0.9351 2,805.30 01/08/21 1,999.86 0.67 805.44 - -
SOMBRERO RES INC
COM
83445U102 400 NA NA - - - - - -
SUMMIT WIRELESS TECH
INC
COM
WISA 200 3.26 652.00 01/21/21 746.00 3.73 (94.00) - -
SUNLINK HEALTH
SYSTEMS INC
COM
SSY 400 1.80 720.00 01/25/21 600.00 1.50 120.00 - -
SUPERCOM LTD NEW
COM
SPCB 700 1.41 987.00 01/13/21 906.18 1.29 80.82 - -
SURFACE ONCOLOGY
INC
COM
SURF 400 8.48 3,392.00 10/08/20 2,950.00 7.38 442.00 - -
SYNTHETIC BIOLOGICS
INC
COM
SYN 2,000 0.6734 1,346.80 08/03/20 1,468.55 0.73 (121.75) - -
SYPRIS SOLUTIONS INC
COM
SYPR 1,200 4.12 4,944.00 11/19/20 1,743.00 1.45 3,201.00 - -
TENGASCO
1:12 R/S 3/1/21 76665T102
TGC 400 2.47 988.00 01/21/21 616.99 1.54 371.01 - -
TIER ONE SILVER INC
COM
88651M108 400 NA NA - - - - - -
TRINITY BIOTECH PLC
ADR SPONSORED
TRIB 300 5.36 1,608.00 11/19/20 804.00 2.68 804.00 - -
TRITON INTL LTD
8.5% CUM RED PRF SHS
SR A
TRTN PRA 150 27.83 4,174.50 03/14/19 3,753.95 25.03 420.55 318.76 7.6%
TRITON INTL LTD
8% CUM RED PERP PRF
SHS SER
TRTN PRB 200 27.15 5,430.00 06/18/19 4,992.95 24.96 437.05 399.97 7.4%
TWO HARBORS
INVESMENT CORP
7.75% CUM RED PFD STK
SER D
TWO PRD 200 25.30 5,060.00 05/14/19 5,006.83 25.03 53.17 387.60 7.7%
U M H PROPERTIES INC
6.75% CUM RED PFD SER
C
UMH PRC 200 25.04 5,008.00 05/14/19 4,924.95 24.62 83.05 337.59 6.7%
UR ENERGY INC
COM
URG 1,000 1.13 1,130.00 01/19/21 950.90 0.95 179.10 - -
VIEWRAY INC
COM
VRAY 900 4.36 3,924.00 10/01/20 3,139.99 3.49 784.01 - -
VUZIX CORP
COM
VUZI 600 18.82 11,292.00 06/25/20 1,992.00 3.32 9,300.00 - -
WELLS FARGO UTILITIES
AND HIGH
WF UTILITIES INC
ERH 550 12.65 6,957.50 03/12/20 6,103.57 11.10 853.93 499.97 7.2%
WESTERN COPPER &
GOLD CORP
COM
WRN 500 1.55 775.00 10/01/20 594.30 1.19 180.70 - -
WIDEPOINT CORP
COM
WYY 170 10.60 1,802.00 07/06/20 1,200.21 7.06 601.79 - -
XCEL BRANDS INC
COM
XELB 1,100 1.75 1,925.00 12/18/20 1,556.25 1.41 368.75 -
ZK INTERNATIONAL
GROUP CO LTD
COM
ZKIN 600 6.01 3,606.00 12/18/20 1,448.52 2.41 2,157.48 - -
ADVENT TECHNOLOGIES $ $ $ $ $ $
HLDG INC
WARRANT EXP 02/03/2026
ADNWW 1,000 2.10 2,100.00 09/24/20 762.11 0.76 1,337.89 - -
ALBERTON ACQUISITION
CORP
WARRANT EXP 04/26/2025
ALACW 14,657 0.8289 12,149.04 09/09/20 14,886.68 1.02 (2,737.64) - -
ANDINA ACQUISITION
CORP III
WARRANT EXP 10/01/2025
ANDAW 700 0.88 616.00 09/16/20 206.90 0.30 409.10 - -
BIG ROCK PARTNERS
ACQUISITION
WARRANT EXP 12/01/2022
BRPAW 200 10.30 2,060.00 10/06/20 46.00 0.23 2,014.00 - -
BOWX ACQUISITION
CORP
WARRANT EXP 08/03/2025
BOWXW 300 1.78 534.00 01/05/21 516.00 1.72 18.00 - -
BROADSTONE
ACQUISITION CORP
WARRANT EXP 09/15/2028
BSN WS 700 1.23 861.00 12/28/20 863.00 1.23 (2.00) - -
CHURCHILL CAPITAL
CORP IV
WARRANT EXP 08/04/2025
CCIV WS 300 15.65 4,695.00 12/09/20 381.00 1.27 4,314.00 - -
D8 HLDGS CORP
WARRANT EXP 08/05/2027
DEH WS 500 1.2738 636.90 12/22/20 584.00 1.17 52.90 - -
FINTECH ACQUISITION
CORP IV
WARRANT EXP 12/31/2025
FTIVW 600 1.62 972.00 12/24/20 1,179.00 1.97 (207.00) - -
FTAC OLYMPUS
ACQUISITION CORP
WARRANT EXP 08/28/2025
FTOCW 300 2.56 768.00 01/15/21 598.80 2.00 169.20 - -
FUSION ACQUISITION
CORP
WARRANT EXP 06/01/2027
FUSE WS 300 1.78 534.00 12/22/20 531.00 1.77 3.00 - -
GO ACQUISITION CORP
WARRANT EXP 08/31/2027
GOAC WS 500 1.50 750.00 12/23/20 630.00 1.26 120.00 - -
GORES HLDGS V INC
WARRANT EXP 08/05/2025
GRSVW 600 1.70 1,020.00 01/15/21 1,453.00 2.42 (433.00) - -
HORIZON ACQUISITION
CORP
WARRANT EXP 08/19/2025
HZAC WS 300 1.80 540.00 12/22/20 444.00 1.48 96.00 - -
JUNIPER INDL HLDGS INC
WARRANT EXP 11/13/2026
JIH WS 300 3.03 909.00 12/28/20 553.74 1.85 355.26 - -
REDBALL ACQUISITION
CORP
WARRANT EXP 08/07/2022
RBAC WS 1,100 1.87 2,057.00 12/28/20 2,514.00 2.29 (457.00) - -
REINVENT TECHNOLOGY
PARTNERS
WARRANT EXP 09/16/2025
RTP WS 400 3.26 1,304.00 12/28/20 1,280.00 3.20 24.00 - -
REPLAY ACQUISITION
CORP
WARRANT EXP 03/12/2024
RPLA WS 700 1.16 812.00 01/08/21 1,252.97 1.79 (440.97) - -
SKILLZ INC
WARRANT EXP 02/26/2027
SKLZ WS 300 19.91 5,973.00 06/12/20 587.20 1.96 5,385.80 - -
SPORTS
ENTERTAINMENT ACQ
CORP
WARRANT EXP 10/30/2025
SEAH WS 600 1.544 926.40 12/24/20 874.50 1.46 51.90 - -
STARBOARD VALUE
ACQUISITION CO
WARRANT EXP 09/10/2027
SVACW 600 2.00 1,200.00 12/22/20 1,185.00 1.98 15.00 - -
TRIDENT ACQUISITIONS
CORP
WARRANT EXP 05/09/2023
TDACW 300 2.48 744.00 10/06/20 129.00 0.43 615.00 - -
TUSCAN HOLDINGS
CORP II
WARRANT EXP 04/01/2026
THCAW 500 1.75 875.00 01/04/21 1,093.00 2.19 (218.00) - -
VESPER HEALTHCARE
ACQUISITION
WARRANT EXP 09/30/2027
VSPRW 500 2.30 1,150.00 12/28/20 1,319.50 2.64 (169.50) - -
VPC IMPACT
ACQUISITION HLDGS
WARRANT EXP 10/22/2027
VIHAW 750 3.68 2,760.00 01/11/21 2,967.42 3.96 (207.42) - -
WHOLE EARTH BRANDS
INC
WARRANT EXP 06/25/2025
FREEW 1,200 1.95 2,340.00 06/19/20 1,499.50 1.25 840.50 - -
Non income producing. Actual today, not from statement:
1000 ACST
1000 ANDAW changed from AMICW
3720 AIKI
14,657 ALACW
1000 AMPE
400 ANCN
700 ANDAW
400 APOP
200 AQST
300 ARPO
1200 AUMN
1 AWX bid must have been just right lol!
200 BCDA
1300 BDR
300 BLIN
300 BOWXW
300 BRN
200 BRPAW
700 BSN+
400 CATB
300 CCIV+
500 CKPT
500 CRBP
750 CXTR
500 DEH+
1265 ENPH
300 EVGN
400 EVOL
500 FAMI
1200 FREEW
600 FTIVW
300 FTOCW
300 FUSE+
700 GIGM
500 GOAC+
600 GRSVW
512 HIHO
300 HZAC+
700 IHT
500 IMMP
500 INFI
600 INOD
2000 INUV
300 JIH+
2000 KTRA
400 LEDS
1000 LTUM
1400 MARK
1500 NH
500 OCX
600 OIIM
2000 ONTX
1200 OPTT
900 RAIL
1100 RBAC+
200 RCON
700 RPLA+
700 RTP+
50 SAVA
600 SEAH+
1200 SESN
300 SKLZ+
700 SPCB
400 SSY
600 SVACW
2000 SYN
1200 SYPR
300 TDACW
400 TGC
500 THCAW
300 TRIB
1000 URG
750 VIHAW
900 VRAY
500 VSPRW
400 VUZI
200 WISA
500 WRN
170 WYY
800 XELB
4000 XPL
600 ZKIN |
