| Todays totals: Non-income producing shares: $372,864 / 45.91% of portfolio. Cash +$52,891 = $425,755 / 52.42% non income producing. 
 Investment / CurrentValue / PriorValue / PeriodChange %Change /EstimatedIncome /EstimatedYield
 
 Mar. Total $858,585.44...... $862,674.97.... ($4,089.53)..... (0.5)%... $21,611.00... 2.5%
 Apr. Total $812,206.32...... $858,585.44... ($46,379.12).... (5.4)%... $22,636.66... 2.8%
 
 YOC: 12.68% = $22,636 / $178,518
 
 Since Jan. 1, 2021:
 
 S+P 500 3756 to 4181 =…...…...+11.32%
 My IRA $645,138 to $812,206 = +25.90%
 
 Since inception Jan. 1, 2010:
 
 Now using this for long term S+P return w/dividend reinvest: dqydj.com
 
 S+P 500 Since Jan. 1, 2010 =.....+350.16%
 My IRA $178,518 to $812,206.....+354.97%
 
 Actual dividends received:
 
 2010 total: $12,317
 2011 total: $14,160
 2012 total: $16,497
 2013 total: $19,421
 2014 total: $20,564
 2015 total: $19,565
 2016 total: $17,634
 2017 total: $19,328
 2018 total: $17,700
 2019 total: $20,914
 2020 total: $23,319
 2021 total: $7,876
 
 Trades:
 
 04/01/2021  11:12:59		Bought 50 VIAC @ 44.09
 
 -2,204.50		0.00		0.00
 
 04/01/2021  13:25:55		Bought 200 THW @ 14.99
 
 -2,998.00		0.00		0.00
 
 04/05/2021  10:22:21		Bought 500 REI @ 2.39
 
 -1,195.00		0.00		0.00
 
 04/05/2021  10:47:59		Bought 300 EVOL @ 2.71
 
 -813.00		0.00		0.00
 
 04/08/2021  10:15:03		Bought 200 THW @ 14.96
 
 -2,992.00		0.00		0.00
 
 04/08/2021  14:58:09		Sold 10 CMMB @ 70
 
 700.00		0.00		0.00
 
 04/12/2021  12:23:37		Sold 1100 GIGM @ 3.1601
 
 3,475.96		0.00		0.15
 
 04/12/2021  12:25:24		Sold 200 AQST @ 4.473
 
 894.58		0.00		0.02
 
 04/12/2021  12:28:32		Sold 300 ARPO @ 1.2714
 
 381.38		0.00		0.04
 
 04/12/2021  12:37:21		Sold 100 WISA @ 3.02
 
 301.99		0.00		0.01
 
 04/12/2021  12:37:21		Sold 100 WISA @ 3.008
 
 300.79		0.00		0.01
 
 04/12/2021  14:36:59		Bought 300 SACH @ 5.31
 
 -1,593.00		0.00		0.00
 
 04/13/2021  09:51:41		Sold 3720 AIKI @ 0.94
 
 3,496.34		0.00		0.46
 
 04/13/2021  10:04:55		Bought 1000 CTXR @ 1.7885
 
 -1,788.50		0.00		0.00
 
 04/13/2021  10:52:26		Sold 1500 BDR @ 1.2201
 
 1,829.96		0.00		0.19
 
 04/14/2021  11:37:05		Sold 1069 EVOL @ 2.411
 
 2,577.22		0.00		0.14
 
 04/15/2021  13:02:16		Bought 500 CTXR @ 1.7199
 
 -859.95		0.00		0.00
 
 04/16/2021  10:14:59		Sold 600 OIIM @ 7.1801
 
 4,307.97		0.00		0.09
 
 04/16/2021  10:18:50		Sold 500 FAMI @ 0.9751
 
 487.49		0.00		0.06
 
 04/16/2021  10:21:13		Sold 500 CRBP @ 1.68
 
 839.94		0.00		0.06
 
 04/16/2021  10:21:44		Sold 512 HIHO @ 3.3504
 
 1,715.33		0.00		0.07
 
 04/16/2021  10:24:10		Sold 15 CMMB @ 28.7737
 
 431.61		0.00		0.00
 
 04/16/2021  10:31:07		Sold 4000 XPL @ 0.6361
 
 2,543.91		0.00		0.49
 
 04/16/2021  10:33:25		Sold 2000 KTRA @ 1.45
 
 2,899.75		0.00		0.25
 
 04/16/2021  10:36:29		Sold 50 SAVA @ 34.3601
 
 1,717.99		0.00		0.02
 
 04/19/2021  09:30:00		Sold 1200 OPTT @ 2.4
 
 2,879.85		0.00		0.15
 
 04/19/2021  09:30:00		Sold 200 VUZI @ 22.51
 
 4,501.96		0.00		0.04
 
 04/19/2021  09:30:01		Sold 1400 MARK @ 1.83
 
 2,561.82		0.00		0.18
 
 04/19/2021  09:30:02		Sold 1000 ADNWW @ 1.65
 
 1,649.87		0.00		0.13
 
 04/19/2021  09:30:03		Sold 300 IMMP @ 3.32
 
 995.95		0.00		0.05
 
 04/19/2021  09:30:03		Sold 2000 ONTX @ 0.6
 
 1,199.75		0.00		0.25
 
 04/19/2021  09:30:03		Sold 375 BLIN @ 2.48
 
 929.96		0.00		0.04
 
 04/19/2021  09:30:04		Sold 1700 NH @ 2.64
 
 4,487.78		0.00		0.22
 
 04/19/2021  09:30:33		Sold 300 BOWXW @ 2.75
 
 824.96		0.00		0.04
 
 04/19/2021  09:30:52		Sold 600 RAIL @ 4.65
 
 2,789.92		0.00		0.08
 
 04/19/2021  09:41:05		Sold 400 LEDS @ 3.25
 
 1,299.94		0.00		0.06
 
 04/19/2021  09:48:19		Sold 700 IHT @ 2.06
 
 1,441.91		0.00		0.09
 
 04/19/2021  10:19:38		Sold 300 BBGI @ 2.74
 
 821.96		0.00		0.04
 
 04/19/2021  10:22:08		Sold 427 CKPT @ 2.8101
 
 1,199.85		0.00		0.06
 
 04/19/2021  10:22:08		Sold 73 CKPT @ 2.81
 
 205.12		0.00		0.01
 
 04/19/2021  10:24:35		Sold 100 RCON @ 6.6
 
 659.99		0.00		0.01
 
 04/19/2021  10:25:47		Sold 500 OCX @ 4.58
 
 2,289.93		0.00		0.07
 
 04/19/2021  10:27:06		Sold 500 REI @ 2.2001
 
 1,099.98		0.00		0.07
 
 04/19/2021  10:30:50		Sold 2000 SYN @ 0.5289
 
 1,057.55		0.00		0.25
 
 04/19/2021  10:44:52		Sold 600 GRSVW @ 1.55
 
 929.93		0.00		0.07
 
 04/19/2021  10:49:12		Sold 300 FTOCW @ 1.7
 
 509.96		0.00		0.04
 
 04/19/2021  10:49:18		Sold 400 RTP+ @ 1.65
 
 659.95		0.00		0.05
 
 04/19/2021  10:51:54		Sold 100 THCAW @ 0.875
 
 87.49		0.00		0.01
 
 04/19/2021  10:51:54		Sold 400 THCAW @ 0.86
 
 343.95		0.00		0.05
 
 04/19/2021  11:01:29		Sold 300 TDACW @ 2.07
 
 620.96		0.00		0.04
 
 04/19/2021  11:07:03		Sold 400 SSY @ 1.99
 
 795.95		0.00		0.05
 
 04/19/2021  11:15:58		Sold 800 SVACW @ 1.56
 
 1,247.89		0.00		0.11
 
 04/19/2021  11:21:53		Sold 600 SEAH+ @ 1.19
 
 713.93		0.00		0.07
 
 04/19/2021  11:30:02		Sold 500 GOAC+ @ 0.94
 
 469.94		0.00		0.06
 
 04/19/2021  14:36:08		Sold 1600 XELB @ 1.67
 
 2,671.80		0.00		0.20
 
 04/19/2021  14:44:50		Sold 400 CATB @ 2.24
 
 895.95		0.00		0.05
 
 04/19/2021  15:33:17		Sold 1200 FREEW @ 2.15
 
 2,579.85		0.00		0.15
 
 04/20/2021  09:30:00		Sold 200 BRPAW @ 7.25
 
 1,449.97		0.00		0.03
 
 04/20/2021  14:08:26		Sold 1200 SYPR @ 2.637
 
 3,164.24		0.00		0.16
 
 04/20/2021  14:15:04		Sold 900 VRAY @ 3.8901
 
 3,500.96		0.00		0.13
 
 04/21/2021  09:53:04		Sold 600 INOD @ 6.49
 
 3,893.91		0.00		0.09
 
 04/21/2021  10:05:51		Sold 500 INFI @ 2.9
 
 1,449.93		0.00		0.07
 
 04/21/2021  10:14:51		Sold 300 SKLZ+ @ 4
 
 1,199.95		0.00		0.05
 
 04/21/2021  10:28:21		Sold 2000 INUV @ 0.73
 
 1,459.75		0.00		0.25
 
 04/21/2021  10:45:09		Sold 300 EVGN @ 4.35
 
 1,304.95		0.00		0.05
 
 04/21/2021  15:45:55		Sold 600 FTIVW @ 1.32
 
 791.93		0.00		0.07
 
 04/22/2021  14:18:31		Sold 300 FUSE+ @ 1.16
 
 347.96		0.00		0.04
 
 04/23/2021  10:37:34		Sold 100 ENPH @ 167.4
 
 16,739.90		0.00		0.10
 
 04/23/2021  11:49:57		Sold 300 AWX @ 3.53
 
 1,058.95		0.00		0.05
 
 04/23/2021  14:24:02		Sold 500 ZKIN @ 6.05
 
 3,024.92		0.00		0.08
 
 04/26/2021  10:32:08		Bought 100 MRK @ 77.45
 
 -7,745.00		0.00		0.00
 
 04/27/2021  11:05:07		Bought 1000 CTXR @ 1.91
 
 -1,910.00		0.00		0.00
 
 04/27/2021  16:18:47		Bought 100 ENPH @ 156.01
 
 -15,601.00		0.00		0.00
 
 04/28/2021  11:25:35		Bought 50 ENPH @ 145.8601
 
 -7,293.01		0.00		0.00
 
 04/29/2021  10:36:58		Bought 50 ENPH @ 141
 
 -7,050.00		0.00		0.00
 
 04/29/2021  12:06:12		Bought 100 MRK @ 73
 
 -7,300.00		0.00		0.00
 
 04/30/2021  10:54:52		Bought 500 CTXR @ 2.17
 
 -1,085.00
 
 Dividends:
 
 04/01/2021  03:24:12		ORDINARY DIVIDEND (ERH)
 
 38.87		0.00		0.00
 
 04/06/2021  00:00:01		QUALIFIED DIVIDEND (IRM)
 
 384.09		0.00		0.00
 
 04/08/2021  00:00:01		ORDINARY DIVIDEND (MPW)
 
 420.00		0.00		0.00
 
 04/08/2021  12:27:11		QUALIFIED DIVIDEND (HIHO)
 
 10.24		0.00		0.00
 
 04/15/2021  00:00:01		QUALIFIED DIVIDEND (LADR)
 
 144.92		0.00		0.00
 
 04/15/2021  00:00:01		ORDINARY DIVIDEND (NYMTP)
 
 48.44		0.00		0.00
 
 04/15/2021  00:00:01		QUALIFIED DIVIDEND (AGNCO)
 
 81.25		0.00		0.00
 
 04/15/2021  00:00:01		QUALIFIED DIVIDEND (CAI PRA)
 
 79.69		0.00		0.00
 
 04/15/2021  00:00:01		QUALIFIED DIVIDEND (BHR PRD)
 
 128.90		0.00		0.00
 
 04/15/2021  00:00:01		ORDINARY DIVIDEND (FDEU)
 
 54.00		0.00		0.00
 
 04/23/2021  00:00:01		ORDINARY DIVIDEND (CIO)
 
 60.00		0.00		0.00
 
 04/23/2021  00:00:01		QUALIFIED DIVIDEND (CIO PRA)
 
 82.81		0.00		0.00
 
 04/23/2021  00:00:01		ORDINARY DIVIDEND (AWF)
 
 26.20		0.00		0.00
 
 04/23/2021  00:00:01		ORDINARY DIVIDEND (GGN)
 
 58.50		0.00		0.00
 
 04/28/2021  02:10:05		QUALIFIED DIVIDEND (ORC)
 
 78.00		0.00		0.00
 
 04/30/2021  00:00:01		ORDINARY DIVIDEND (UTG)
 
 147.42		0.00		0.00
 
 04/30/2021  00:00:01		ORDINARY DIVIDEND (AGD)
 
 99.13		0.00		0.00
 
 04/30/2021  00:00:01		QUALIFIED DIVIDEND (AWP)
 
 24.00		0.00		0.00
 
 04/30/2021  00:00:01		PARTNERSHIP DISTRIBUTION (CODI PRB)
 
 98.44		0.00		0.00
 
 04/30/2021  00:00:01		QUALIFIED DIVIDEND (RC)
 
 10.00		0.00		0.00
 
 04/30/2021  00:00:01		ORDINARY DIVIDEND (THW)
 
 70.02		0.00		0.00
 
 Holdings:
 
 $FZC: TEKLA WORLD $ $ $ $ $ $
 HEALTHCARE FUND
 BEN INT SHS
 THW 600 15.59 9,354.00 03/30/21 9,000.00 15.00 354.00 839.99 9.0%
 ABBVIE INC
 COM
 ABBV 100 111.50 11,150.00 03/17/21 10,430.00 104.30 720.00 520.04 4.7%
 ABERDEEN GLOBAL
 DYNAMIC DIVIDE
 COM
 AGD 1,525 11.59 17,674.75 09/16/16 13,822.43 9.06 3,852.32 1,189.51 6.7%
 ABERDEEN GLOBAL
 PREMIER PPTTS
 COM SH BEN INT
 AWP 600 6.35 3,810.00 08/10/17 3,747.34 6.25 62.66 288.00 7.6%
 AGNC INVESTMENT
 CORP
 6.5% DEP SHS REP 1/1000
 CUM
 AGNCO 200 25.03 5,006.00 09/27/19 4,986.95 24.93 19.05 324.99 6.5%
 ALLIANCEBERNSTEIN
 GLOBAL HGH I
 COM
 AWF 400 11.99 4,796.00 10/05/16 4,985.54 12.46 (189.54) 314.38 6.6%
 ARBOR REALTY TRUST
 INC
 COM USD0.01
 ABR 757.415 17.68 13,391.10 07/27/18 8,411.85 11.11 4,979.25 999.78 7.5%
 BARNWELL INDUSTRIES
 INC
 COM
 BRN 300 2.07 621.00 10/28/20 270.00 0.90 351.00 - -
 BRAEMAR HOTELS &
 RESORTS INC
 8.25% CUM PRF STK SER
 D USD
 BHR PRD 250 25.40 6,350.00 11/28/18 5,540.23 22.16 809.77 515.49 8.1%
 CAI INTERNATIONAL INC
 8.5% SER A FXD FLOAG
 RATE
 CAI PRA 150 26.84 4,026.00 07/31/18 3,798.16 25.32 227.84 318.74 7.9%
 CEDAR REALTY TRUST
 INC
 6.5% CUM RED PRF SER
 C
 CDR PRC 200 25.23 5,046.00 06/11/19 4,509.07 22.55 536.93 325.01 6.4%
 CITIUS
 PHARMACEUTICALS INC
 COM
 CTXR 4,750 2.20 10,450.00 02/10/21 8,562.23 1.80 1,887.77 - -
 CITY OFFICE REIT INC
 COM USD0.01
 CIO 400 10.93 4,372.00 04/07/16 4,963.32 12.41 (591.32) 239.98 5.5%
 CITY OFFICE REIT INC
 PRF CUM REDM PFD SER
 A
 CIO PRA 200 25.87 5,174.00 05/08/20 4,064.16 20.32 1,109.84 331.19 6.4%
 COMPASS DIVERSIFIED
 7.875%FXD FLTG RAT
 CUM SR B
 CODI PRB 200 25.83 5,166.00 11/30/18 3,910.95 19.55 1,255.05 393.80 7.6%
 CORENERGY
 INFRASTRUCTURE TRUST
 DEP SH REP 1/100 PFD
 SER A
 CORR PRA 100 22.74 2,274.00 11/01/18 2,426.47 24.26 (152.47) 184.40 8.1%
 DCP MIDSTREAM LP
 7.875%CUM RED FIX FLT
 RATE
 DCP PRB 200 24.25 4,850.00 07/27/18 5,062.95 25.31 (212.95) 393.82 8.1%
 DISCOVERY INC
 COM
 DISCK 100 32.31 3,231.00 03/29/21 3,446.00 34.46 (215.00) - -
 ENERGY TRANSFER LP
 7.6% FIX TO FLTG CUM
 RED
 ET PRE 200 24.28 4,856.00 06/11/19 4,912.95 24.56 (56.95) -
 ENPHASE ENERGY INC
 COM
 ENPH 1,960 139.25 272,930.00 11/14/17 217,049.62 110.74 55,880.38 - -
 FIRST TR DYNAMIC
 EUROPE EQY IN
 COM SHS
 FDEU 900 12.96 11,664.00 05/13/19 11,965.31 13.29 (301.31) 648.05 5.6%
 FIRST TRUST SPECIALTY
 FINANCE
 COM BEN INTR
 FGB 1,650 4.12 6,798.00 03/01/17 11,045.68 6.69 (4,247.68) 544.52 8.0%
 GABELLI GLOBAL GOLD
 NATURAL RE
 COM SH BEN INT
 GGN 1,950 3.68 7,176.00 10/14/19 8,313.68 4.26 (1,137.68) 702.03 9.8%
 GASLOG PARTNERS LP
 8.5%CUM RED PREP FXD
 FLTG
 GLOP PRC 200 21.92 4,384.00 11/14/18 4,926.95 24.63 (542.95) 424.99 9.7%
 GLOBAL PARTNERS LP
 9.75%CUM RED PER FIX
 TO FLT
 GLP PRA 200 27.73 5,546.00 03/08/19 4,991.96 24.96 554.04 487.60 8.8%
 GOLDEN MINERALS CO
 COM
 AUMN 1,200 0.73 876.00 10/12/20 511.44 0.43 364.56 - -
 IRON MOUNTAIN INC
 COM USD0.01
 IRM 621 40.12 24,914.52 01/12/18 19,669.62 31.67 5,244.90 1,536.48 6.2%
 LADDER CAPITAL CORP
 COM USD0.001 CL A
 LADR 724.586 11.89 8,615.33 08/02/18 9,508.93 13.12 (893.60) 579.64 6.7%
 LITHIUM CORPORATION
 COM
 LTUM 1,000 0.3948 394.80 02/03/21 416.95 0.42 (22.15) - -
 LUMENT FINANCE TRUST
 INC
 COM USD0.01
 LFT 300 3.72 1,116.00 03/30/21 1,062.00 3.54 54.00 108.00 9.7%
 MEDICAL PROPERTIES
 TRUST INC
 COM USD0.001
 MPW 1,500 22.05 33,075.00 01/17/06 14,909.50 9.94 18,165.50 1,679.88 5.1%
 MERCK & CO INC
 COM
 MRK 100 74.50 7,450.00 04/26/21 7,745.00 77.45 (295.00) 260.01 3.5%
 MIRAGEN THERAPENC
 CVR
 604CVR019 1,500 NA NA 11/05/20 - - - -
 NEW YORK MORTGAGE
 TRUST INC
 7.75% PERP PRF SERB
 NYMTP 100 24.42 2,442.00 03/17/21 2,468.50 24.69 (26.50) 193.80 7.9%
 NEWTEK BUSINESS
 SERVICES CORP
 COM NEW
 NEWT 400 27.88 11,152.00 07/31/18 8,399.46 21.00 2,752.54 844.76 7.6%
 NGL ENERGY PARTNERS
 LP
 9% CUM RED PFD REP
 LTD PTNR
 NGL PRB 200 14.41 2,882.00 06/27/19 4,999.47 25.00 (2,117.47) - -
 OAKTREE SPECIALTY
 LENDING CORP
 COM
 OCSL 300 6.66 1,998.00 03/17/21 1,877.30 6.26 120.70 144.00 7.2%
 ORCHID ISLAND CAPITAL
 INC
 COM USD0.01
 ORC 1,200 5.50 6,600.00 11/19/20 6,446.92 5.37 153.08 936.01 14.2%
 PENNSYLVANIA REAL
 ESTATE INVES
 SBI USD1
 PEI 200 1.90 380.00 04/19/18 1,874.38 9.37 (1,494.38) 16.00 4.2%
 PENNSYLVANIA REAL
 ESTATE INVES
 7.2% CUM RED PFD SER
 C
 PEI PRC 100 9.36 936.00 11/01/18 2,222.13 22.22 (1,286.13) 180.00 19.2%
 PENNYMAC MTG INVEST
 TRUST
 8% FXD FLTG CUM RED
 PFD B
 PMT PRB 100 26.01 2,601.00 06/30/17 2,491.95 24.92 109.05 199.99 7.7%
 PEPSICO INC
 COM
 PEP 50 144.16 7,208.00 02/26/21 6,454.50 129.09 753.50 204.49 2.8%
 PFIZER INC
 COM
 PFE 100 38.65 3,865.00 02/26/21 3,350.00 33.50 515.00 155.99 4.0%
 PITNEY BOWES INC
 6.7% PRF USD25
 (07/03/43)
 PBI PRB 125 24.95 3,118.75 03/17/21 2,991.25 23.93 127.50 209.36 6.7
 PRUDENTIAL FINANCIAL
 INC
 COM
 PRU 265 100.36 26,595.40 08/21/20 18,726.80 70.67 7,868.60 1,218.87 4.6%
 READY CAPITAL
 CORPORATION
 COM USD0.0001
 RC 100 14.51 1,451.00 12/18/20 1,258.77 12.59 192.23 40.00 2.8%
 REAVES UTILITY INCOME
 FD
 COM SH BEN INT
 UTG 819 34.68 28,402.92 01/03/14 22,392.92 27.34 6,010.00 1,768.93 6.2%
 RESTORBIO INC
 CVR
 761CVR026 57 NA NA 09/16/20 - - - - -
 SACHEM CAPITAL CORP
 COM
 SACH 300 5.13 1,539.00 04/12/21 1,593.00 5.31 (54.00) 144.00 9.4%
 SACHEM CAPITAL CORP
 7.75% NOTES DUE
 30/09/2025
 SCCC 100 25.76 2,576.00 10/21/20 2,480.00 24.80 96.00 193.79 7.5%
 SESEN BIO INC
 COM
 SESN 1,200 2.88 3,456.00 09/16/20 1,547.28 1.29 1,908.72 - -
 SFL CORPORATION LTD
 COM
 SFL 300 7.76 2,328.00 07/05/16 4,238.73 14.13 (1,910.73) 180.00 7.7%
 SOMBRERO RES INC
 COM
 83445U102 400 NA NA - - - - - -
 SOUTH JERSEY
 INDUSTRIES INC
 COM
 SJI 200 24.75 4,950.00 03/18/21 4,340.00 21.70 610.00 242.01 4.9%
 SUPERCOM LTD NEW
 COM
 SPCB 500 1.38 690.00 01/13/21 644.20 1.29 45.80 - -
 TIER ONE SILVER INC
 COM
 88651M108 400 NA NA - - - - - -
 TRINITY BIOTECH PLC
 ADR SPONSORED
 TRIB 300 3.44 1,032.00 11/19/20 804.00 2.68 228.00 - -
 TRITON INTL LTD
 8.5% CUM RED PRF SHS
 SR A
 TRTN PRA 150 28.29 4,243.50 03/14/19 3,753.95 25.03 489.55 318.73 7.5
 TRITON INTL LTD
 8% CUM RED PERP PRF
 SHS SER
 TRTN PRB 200 28.00 5,600.00 06/18/19 4,992.95 24.96 607.05 400.01 7.1%
 U M H PROPERTIES INC
 6.75% CUM RED PFD SER
 C
 UMH PRC 200 26.00 5,200.00 05/14/19 4,924.95 24.62 275.05 337.58 6.5%
 UR ENERGY INC
 COM
 URG 1,200 1.15 1,380.00 01/19/21 1,184.90 0.99 195.10 - -
 VIACOMCBS INC
 COM CL B
 VIAC 100 41.02 4,102.00 03/31/21 4,447.50 44.48 (345.50) 95.99 2.3%
 WELLS FARGO UTILITIES
 AND HIGH
 WF UTILITIES INC
 ERH 550 13.95 7,672.50 03/12/20 6,103.57 11.10 1,568.93 462.04 6.0%
 WESTERN COPPER &
 GOLD CORP
 COM
 WRN 500 1.43 715.00 10/01/20 594.30 1.19 120.70
 ALBERTON ACQUISITION $ $ $ $ $ $
 CORP
 WARRANT EXP 04/26/2025
 ALACW 14,657 0.4455 6,529.69 09/09/20 14,886.68 1.02 (8,356.99) - -
 ANDINA ACQUISITION
 CORP III
 WARRANT EXP 10/01/2025
 ANDAW 700 1.005 703.50 09/16/20 206.90 0.30 496.60 - -
 BROADSTONE
 ACQUISITION CORP
 WARRANT EXP 09/15/2028
 BSN WS 700 0.67 469.00 12/28/20 863.00 1.23 (394.00) - -
 CHURCHILL CAPITAL
 CORP IV
 WARRANT EXP 08/04/2025
 CCIV WS 300 9.78 2,934.00 12/09/20 381.00 1.27 2,553.00 - -
 D8 HLDGS CORP
 WARRANT EXP 08/05/2027
 DEH WS 500 1.21 605.00 12/22/20 584.00 1.17 21.00
 FINANCE OF AMERICA
 COMPANIES I
 WARRANT EXP 08/04/2026
 FOA WS 700 1.54 1,078.00 04/05/21 646.70 0.92 431.30 - -
 HORIZON ACQUISITION
 CORP
 WARRANT EXP 08/19/2025
 HZAC WS 300 1.4186 425.58 12/22/20 444.00 1.48 (18.42) - -
 JUNIPER INDL HLDGS INC
 WARRANT EXP 11/13/2026
 JIH WS 300 3.25 975.00 12/28/20 553.74 1.85 421.26 - -
 REDBALL ACQUISITION
 CORP
 WARRANT EXP 08/07/2022
 RBAC WS 1,100 1.16 1,276.00 12/28/20 2,514.00 2.29 (1,238.00) - -
 VESPER HEALTHCARE
 ACQUISITION
 WARRANT EXP 09/30/2027
 VSPRW 500 3.05 1,525.00 12/28/20 1,319.50 2.64 205.50 - -
 VPC IMPACT
 ACQUISITION HLDGS
 WARRANT EXP 10/22/2027
 VIHAW 750 2.335 1,751.25 01/11/21 2,967.42 3.96 (1,216.17) -
 
 Non income producing. Actual today, not from statement:
 
 14,657 ALACW
 200 AMS
 700 ANDAW
 1500 AUMN
 300 AWX
 300 BRN
 700 BSN+
 300 CCIV+
 200 CDEV
 19,250 CTXR
 500 DEH+
 100 DISCK
 2285 ENPH
 700 FOA+
 1100 GIGM
 5000 GYST
 300 HNRG
 300 HZAC+
 300 JIH+
 1000 LTUM
 200 PEI
 100 PEI-C
 1100 RBAC+
 1200 SESN
 500 SKINW
 800 SPCB
 200 SSY
 300 TRIB
 1200 URG
 750 VIHAW
 500 WRN
 200 XXII
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