Monthly update:
Todays totals: Non-income producing shares: $398,123 / 42.15% of portfolio. Cash +$180,068 = $464,400 / 61.22% non income producing.
Investment / CurrentValue / PriorValue / PeriodChange %Change /EstimatedIncome /EstimatedYield
June Total $957,742.81..... $840,380.88..... $117,361.93...... 14.0%.... $25,060.32... 2.6%
July Total. $944,482.24..... $957,742.81..... ($13,260.57)...... (1.4)%... $26,005.24... 2.8%
YOC: 14.03% = $25,060 / $178,518
Since Jan. 1, 2021:
S+P 500 3756 to 4395 =…...…...+17.01%
My IRA $645,138 to $944,482 = +46.39%
Since inception Jan. 1, 2010:
Now using this for long term S+P return w/dividend reinvest: dqydj.com
S+P 500 Since Jan. 1, 2010 =.....+379.46%
My IRA $178,518 to $944,482 .....+429.06%
Actual dividends received:
2010 total: $12,317
2011 total: $14,160
2012 total: $16,497
2013 total: $19,421
2014 total: $20,564
2015 total: $19,565
2016 total: $17,634
2017 total: $19,328
2018 total: $17,700
2019 total: $20,914
2020 total: $23,319
2021 total: $14,053
Trades:
07/01/2021 09:22:36 Bought 1000 CTXR @ 2.9
-2,900.00 0.00 0.00
07/01/2021 09:30:47 Bought 1000 CTXR @ 2.71
-2,710.00 0.00 0.00
07/01/2021 10:21:10 Bought 100 PRPH @ 6.05
-605.00 0.00 0.00
07/01/2021 10:32:58 Bought 500 CTXR @ 2.6284
-1,314.20 0.00 0.00
07/01/2021 11:16:44 Bought 100 FATBP @ 21.71
-2,171.00 0.00 0.00
07/01/2021 14:50:42 Bought 500 CTXR @ 2.56
-1,280.00 0.00 0.00
07/02/2021 11:18:36 Bought 1000 CTXR @ 2.13
-2,130.00 0.00 0.00
07/02/2021 11:44:28 Bought 1000 CTXR @ 2.11
-2,110.00 0.00 0.00
07/06/2021 10:19:18 Sold 2000 CTXR @ 2.3108
4,621.34 0.00 0.26
07/06/2021 10:47:40 Bought 300 TECTP @ 10.035
-3,010.50 0.00 0.00
07/06/2021 11:10:32 Bought 150 VNTR @ 4.35
-652.50 0.00 0.00
07/06/2021 15:48:45 Bought 100 FATBP @ 21.6499
-2,164.99 0.00 0.00
07/06/2021 15:54:56 Sold 200 MRK @ 78.1032
15,620.54 0.00 0.10
07/06/2021 17:27:27 Bought 200 WRN @ 1.96
-392.00 0.00 0.00
07/07/2021 09:42:00 Sold 100 ENPH @ 194.99
19,498.89 0.00 0.11
07/07/2021 10:19:52 Bought 100 SESN @ 3.8783
-387.83 0.00 0.00
07/07/2021 10:30:21 Bought 100 SESN @ 3.8372
-383.72 0.00 0.00
07/07/2021 10:32:00 Sold 100 PFE @ 39.042
3,904.17 0.00 0.03
07/07/2021 10:35:26 Sold 65 SAFT @ 76.7
4,985.46 0.00 0.04
07/07/2021 10:53:08 Bought 200 FORD @ 2.92
-584.00 0.00 0.00
07/07/2021 11:17:52 Bought 100 ENPH @ 184.99
-18,499.00 0.00 0.00
07/07/2021 11:34:47 Sold 600 XXII @ 3.6813
2,208.70 0.00 0.08
07/07/2021 11:36:31 Sold 400 TRIB @ 2.6601
1,063.98 0.00 0.06
07/07/2021 11:50:42 Bought 200 GSM @ 6.0487
-1,209.74 0.00 0.00
07/07/2021 15:03:40 Bought 100 ENPH @ 182.1
-18,210.00 0.00 0.00
07/08/2021 09:37:38 Bought 200 GSM @ 5.8799
-1,175.98 0.00 0.00
07/08/2021 09:50:34 Sold 265 PRU @ 97.3881
25,807.69 0.00 0.16
07/08/2021 14:58:15 Sold 1500 AUMN @ 0.556
833.82 0.00 0.18
07/09/2021 10:36:35 Bought 150 CSLT @ 2.2199
-332.99 0.00 0.00
07/09/2021 10:49:32 Bought 100 PRPH @ 6
-600.00 0.00 0.00
07/09/2021 13:14:55 Bought 150 CSLT @ 2.17
-325.50 0.00 0.00
07/09/2021 14:59:18 Bought 700 TECTP @ 9.9999
-6,999.93 0.00 0.00
07/09/2021 15:02:52 Bought 100 CLWT @ 3.86
-386.00 0.00 0.00
07/09/2021 15:08:31 Bought 200 VTGN @ 3.0899
-617.98 0.00 0.00
07/12/2021 09:15:53 Bought 200 TTI @ 3.99
-798.00 0.00 0.00
07/12/2021 09:17:52 Bought 21 SND @ 3.18
-66.78 0.00 0.00
07/12/2021 09:17:52 Bought 179 SND @ 3.17
-567.43 0.00 0.00
07/12/2021 09:44:48 Bought 200 GSM @ 6.0397
-1,207.94 0.00 0.00
07/12/2021 10:16:16 Bought 200 TRT @ 5.1
-1,020.00 0.00 0.00
07/12/2021 10:22:00 Bought 200 PANL @ 4.61
-922.00 0.00 0.00
07/12/2021 10:36:59 Bought 200 ADIL @ 2.71
-542.00 0.00 0.00
07/12/2021 13:59:33 Bought 300 GGT @ 9.9591
-2,987.73 0.00 0.00
07/13/2021 15:00:43 Bought 100 TTI @ 3.8597
-385.97 0.00 0.00
07/14/2021 07:07:12 Sold 100 OXBR @ 4.7
469.99 0.00 0.01
07/14/2021 11:15:19 Bought 300 LOAN @ 6.27
-1,881.00 0.00 0.00
07/14/2021 13:36:58 Bought 25 ENPH @ 175.13
-4,378.25 0.00 0.00
07/14/2021 13:51:18 Bought 25 ENPH @ 174.12
-4,353.00 0.00 0.00
07/14/2021 15:10:28 Bought 25 ENPH @ 173.13
-4,328.25 0.00 0.00
07/14/2021 15:20:05 Bought 25 ENPH @ 172.13
-4,303.25 0.00 0.00
07/14/2021 15:28:55 Bought 25 ENPH @ 171.13
-4,278.25 0.00 0.00
07/14/2021 15:57:02 Bought 200 GGT @ 9.83
-1,966.00 0.00 0.00
07/15/2021 09:33:47 Bought 25 ENPH @ 169.01
-4,225.25 0.00 0.00
07/15/2021 10:49:28 Bought 25 ENPH @ 168.01
-4,200.25 0.00 0.00
07/15/2021 12:01:06 Bought 25 ENPH @ 167.01
-4,175.25 0.00 0.00
07/15/2021 13:02:01 Bought 25 ENPH @ 166.01
-4,150.25 0.00 0.00
07/15/2021 13:32:07 Bought 25 ENPH @ 164.86
-4,121.50 0.00 0.00
07/15/2021 13:36:16 Bought 200 GGT @ 9.66
-1,932.00 0.00 0.00
07/15/2021 13:50:15 Bought 25 ENPH @ 163.86
-4,096.50 0.00 0.00
07/15/2021 15:37:11 Sold 20 OGN @ 28.7505
575.01 0.00 0.00
07/15/2021 15:40:20 Sold 500 BRN @ 2.261
1,130.43 0.00 0.07
07/15/2021 15:42:39 Sold 250 UUUU @ 4.9501
1,237.49 0.00 0.04
07/15/2021 15:43:41 Sold 173 VIHAW @ 1.5712
271.80 0.00 0.02
07/15/2021 15:43:41 Sold 577 VIHAW @ 1.57
905.81 0.00 0.08
07/15/2021 15:45:35 Sold 350 VNTR @ 3.5701
1,249.49 0.00 0.05
07/15/2021 15:49:55 Bought 300 ASG @ 8.55
-2,565.00 0.00 0.00
07/19/2021 09:50:47 Bought 200 ASG @ 8.43
-1,686.00 0.00 0.00
07/19/2021 09:51:39 Bought 200 GGT @ 9.45
-1,890.00 0.00 0.00
07/20/2021 15:08:53 Sold 25 ENPH @ 172.86
4,321.48 0.00 0.02
07/20/2021 19:35:31 Sold 100 NURO @ 13.18
1,317.98 0.00 0.02
07/21/2021 10:13:19 Sold 50 NURO @ 29.99
1,499.48 0.00 0.02
07/21/2021 10:17:40 Sold 50 ENPH @ 179.49
8,974.44 0.00 0.06
07/21/2021 11:50:20 Bought 300 CSLT @ 2.2073
-662.19 0.00 0.00
07/21/2021 13:19:35 Bought 500 RBAC+ @ 1.01
-505.00 0.00 0.00
07/21/2021 14:35:37 Bought 300 ADIL @ 2.5099
-752.97 0.00 0.00
07/22/2021 09:24:54 Sold 50 NURO @ 39.99
1,999.48 0.00 0.02
07/22/2021 11:44:19 Bought 300 ASG @ 8.51
-2,553.00 0.00 0.00
07/23/2021 15:38:36 Bought 100 CLWT @ 3.81
-381.00 0.00 0.00
07/23/2021 15:41:43 Bought 100 HNRG @ 2.9799
-297.99 0.00 0.00
07/27/2021 09:38:00 Sold 700 BSN+ @ 0.9802
686.06 0.00 0.08
07/27/2021 09:40:45 Sold 1000 LTUM @ 0.33
322.93 6.95 0.12
07/27/2021 09:44:32 Sold 200 PEI @ 2.0401
408.00 0.00 0.02
07/27/2021 09:45:11 Sold 100 PEI PRC @ 10.5
1,049.98 0.00 0.02
07/27/2021 09:47:23 Sold 900 SPCB @ 1.2101
1,088.97 0.00 0.12
07/27/2021 09:58:48 Sold 250 MOSY @ 4.46
1,114.96 0.00 0.04
07/27/2021 11:11:10 Sold 400 CIO @ 13.0716
5,228.56 0.00 0.08
07/27/2021 11:14:41 Bought 500 GAB @ 6.6072
-3,303.60 0.00 0.00
07/28/2021 11:04:07 Sold 200 NGL PRB @ 14.29
2,857.97 0.00 0.03
07/28/2021 11:21:23 Sold 100 SKINW @ 6.6
659.99 0.00 0.01
07/28/2021 11:24:16 Sold 500 DEH+ @ 1.56
779.94 0.00 0.06
07/28/2021 15:07:15 Sold 700 SNAXW @ 1.2
839.92 0.00 0.08
07/28/2021 15:30:35 Bought 100 HMLP PRA @ 21.16
-2,116.00 0.00 0.00
07/28/2021 15:32:05 Sold 300 HZAC+ @ 1.69
506.96 0.00 0.04
07/29/2021 12:58:49 Bought 300 HDSN @ 3.51
-1,053.00 0.00 0.00
07/29/2021 13:00:38 Sold 300 JBI+ @ 3.69
1,106.95 0.00 0.05
07/29/2021 13:14:48 Sold 200 NURO @ 16.55
3,309.96 0.00 0.04
07/29/2021 13:16:55 Sold 100 LCIDW @ 11.6
1,159.98 0.00 0.02
07/29/2021 17:03:16 Bought 20 SAVA @ 101
-2,020.00 0.00 0.00
07/30/2021 09:43:54 Bought 10 SAVA @ 86.01
-860.10 0.00 0.00
07/30/2021 10:44:13 Bought 100 HBIO @ 8.04
-804.00 0.00 0.00
07/30/2021 11:00:46 Bought 400 NRZ @ 9.8278
-3,931.12 0.00 0.00
07/30/2021 12:55:26 Bought 100 HBIO @ 7.94
-794.00 0.00 0.00
07/30/2021 13:33:02 Bought 10 SAVA @ 75.25
-752.50 0.00 0.00
Dividends:
07/01/2021 03:25:31 ORDINARY DIVIDEND (ERH)
39.19 0.00 0.00
07/01/2021 03:26:08 QUALIFIED DIVIDEND (VIAC)
24.00 0.00 0.00
07/02/2021 00:00:01 QUALIFIED DIVIDEND (SJI)
60.50 0.00 0.00
07/06/2021 00:00:01 QUALIFIED DIVIDEND (IRM)
384.09 0.00 0.00
07/06/2021 12:24:07 QUALIFIED DIVIDEND (CLWT)
100.00 0.00 0.00
07/07/2021 00:00:01 QUALIFIED DIVIDEND (MRK)
130.00 0.00 0.00
07/09/2021 00:00:01
07/08/2021 00:00:01 ORDINARY DIVIDEND (MPW)
420.00 0.00 0.00
QUALIFIED DIVIDEND (ICMB)
45.00 0.00 0.00
07/15/2021 00:00:01 QUALIFIED DIVIDEND (LADR)
144.92 0.00 0.00
07/15/2021 00:00:01 ORDINARY DIVIDEND (NYMTP)
48.44 0.00 0.00
07/15/2021 00:00:01 QUALIFIED DIVIDEND (AGNCO)
81.25 0.00 0.00
07/15/2021 00:00:01 QUALIFIED DIVIDEND (BHR PRD)
128.90 0.00 0.00
07/15/2021 00:00:01 QUALIFIED DIVIDEND (CAI PRA)
79.69 0.00 0.00
07/15/2021 00:00:01 QUALIFIED DIVIDEND (BRMK)
28.00 0.00 0.00
07/15/2021 00:00:01 ORDINARY DIVIDEND (FDEU)
54.00 0.00 0.00
07/15/2021 00:00:01 QUALIFIED DIVIDEND (LFT)
27.00 0.00 0.00
07/16/2021 00:00:01 ORDINARY DIVIDEND (AWF)
26.20 0.00 0.00
07/20/2021 00:00:01 QUALIFIED DIVIDEND (FATBP)
34.38 0.00 0.00
07/23/2021 00:00:01 ORDINARY DIVIDEND (CIO)
60.00 0.00 0.00
07/23/2021 00:00:01 QUALIFIED DIVIDEND (CIO PRA)
82.81 0.00 0.00
07/23/2021 00:00:01 ORDINARY DIVIDEND (GGN)
58.50 0.00 0.00
07/28/2021 00:00:01 QUALIFIED DIVIDEND (ORC)
78.00 0.00 0.00
07/30/2021 00:00:01 ORDINARY DIVIDEND (UTG)
155.61 0.00 0.00
07/30/2021 00:00:01 QUALIFIED DIVIDEND (AWP)
24.00 0.00 0.00
07/30/2021 00:00:01 ORDINARY DIVIDEND (AGD)
99.13 0.00 0.00
07/30/2021 00:00:01 ORDINARY DIVIDEND (GLQ)
26.82 0.00 0.00
07/30/2021 00:00:01 ORDINARY DIVIDEND (GLO)
21.74 0.00 0.00
07/30/2021 00:00:01 PARTNERSHIP DISTRIBUTION (CODI PRB)
98.44 0.00 0.00
07/30/2021 00:00:01 QUALIFIED DIVIDEND (RC)
42.00 0.00 0.00
07/30/2021 00:00:01 QUALIFIED DIVIDEND (SACH)
36.00 0.00 0.00
07/30/2021 00:00:01 ORDINARY DIVIDEND (THW)
70.02 0.00 0.00
Holdings:
$FZC: TEKLA WORLD $ $ $ $ $ $
HEALTHCARE FUND
BEN INT SHS
THW 600 16.70 10,020.00 03/30/21 9,000.00 15.00 1,020.00 839.98 8.4%
ABBVIE INC
COM
ABBV 100 116.30 11,630.00 03/17/21 10,430.00 104.30 1,200.00 519.98 4.5%
ABERDEEN GLOBAL
DYNAMIC DIVIDE
COM
AGD 1,525 12.08 18,422.00 09/16/16 13,822.43 9.06 4,599.57 1,189.51 6.5%
ABERDEEN GLOBAL
PREMIER PPTTS
COM SH BEN INT
AWP 600 6.71 4,026.00 08/10/17 3,747.34 6.25 278.66 288.02 7.2%
ADIAL
PHARMACEUTICALS INC
COM
ADIL 600 2.44 1,464.00 06/30/21 1,551.97 2.59 (87.97) - -
AGNC INVESTMENT
CORP
6.5% DEP SHS REP 1/1000
*CLBL
AGNCO 200 25.75 5,150.00 09/27/19 4,986.95 24.93 163.05 325.02 6.3%
ALLIANCEBERNSTEIN
GLOBAL HGH I
COM
AWF 400 12.39 4,956.00 10/05/16 4,985.54 12.46 (29.54) 314.41 6.3%
AMER SHARED HOSPITAL
SERVICES
COM
AMS 550 2.84 1,562.00 05/10/21 1,717.98 3.12 (155.98) - -
AMPLIFY ENERGY CORP
COM
AMPY 400 3.29 1,316.00 06/25/21 1,690.00 4.23 (374.00) - -
ARBOR REALTY TRUST
INC
COM USD0.01
ABR 757.415 18.28 13,845.55 07/27/18 8,411.85 11.11 5,433.70 1,030.11 7.4%
ARC DOCUMENT
SOLUTIONS INC
COM
ARC 300 2.07 621.00 05/12/21 591.00 1.97 30.00 24.00 3.9%
ARLO TECHNOLOGIES
INC
COM
ARLO 200 6.11 1,222.00 06/24/21 1,424.60 7.12 (202.60) - -
ASENSUS SURGICAL INC
COM
ASXC 500 2.34 1,170.00 06/08/21 1,624.47 3.25 (454.47) - -
ATLANTICUS HLDGS
CORP
7.625% PERP PFD SER B
*CLBL
ATLCP 150 24.93 3,739.50 06/16/21 3,697.49 24.65 42.01 - -
AVALON HOLDINGS
CORP
COM CL A
AWX 500 4.47 2,235.00 05/12/21 1,890.00 3.78 345.00 - -
BRAEMAR HOTELS &
RESORTS INC
8.25% CUM PRF STK SER
D *CLBL
BHR PRD 250 26.46 6,615.00 11/28/18 5,540.23 22.16 1,074.77 515.51 7.8%
BROADMARK REALTY
CAPITAL INC
COM
BRMK 400 10.37 4,148.00 05/11/21 3,968.00 9.92 180.00 335.99 8.1%
CAI INTERNATIONAL INC
8.5% SER A FXD FLOAG
RAT *CLBL
CAI PRA 150 25.77 3,865.50 07/31/18 3,798.16 25.32 67.34 318.75 8.2%
CASTLIGHT HEALTH INC
COM CL B
CSLT 600 2.33 1,398.00 07/09/21 1,320.68 2.20 77.32 - -
CEDAR REALTY TRUST
INC
6.5% CUM RED PRF SER
C
CDR PRC 200 25.65 5,130.00 06/11/19 4,509.07 22.55 620.93 324.99 6.3%
CENTENNIAL RESOURCE
DEVELOPMEN
COM CL A
CDEV 600 5.21 3,126.00 05/12/21 3,189.99 5.32 (63.99) - -
CITIUS
PHARMACEUTICALS INC
COM
CTXR 20,250 1.89 38,272.50 02/10/21 45,379.85 2.24 (7,107.35) - -
CITY OFFICE REIT INC
PRF CUM REDM PFD SER
A
CIO PRA 200 25.60 5,120.00 05/08/20 4,064.16 20.32 1,055.84 331.21 6.5%
CLOUGH GLOBAL EQUITY
FUND
COM
GLQ 200 15.35 3,070.00 06/18/21 2,769.91 13.85 300.09 321.80 10.5%
CLOUGH GLOBAL
OPPORTUNITIES FU
SH BEN INT
GLO 200 12.45 2,490.00 06/21/21 2,330.00 11.65 160.00 260.80 10.5%
COMPASS DIVERSIFIED
7.875%FXD FLTG RAT
CUM S *CLBL
CODI PRB 200 26.51 5,302.00 11/30/18 3,910.95 19.55 1,391.05 393.78 7.4%
CORENERGY
INFRASTRUCTURE TRUST
DEP SH REP 1/100 PFD
SER *CLBL
CORR PRA 100 24.70 2,470.00 11/01/18 2,426.47 24.26 43.53 184.41 7.5%
DCP MIDSTREAM LP
7.875%CUM RED FIX FLT
RA *CLBL
DCP PRB 200 25.18 5,036.00 07/27/18 5,062.95 25.31 (26.95) 393.82 7.8%
ENERGY TRANSFER LP
7.6% FIX TO FLTG CUM
RED *CLBL
ET PRE 200 25.08 5,016.00 06/11/19 4,912.95 24.56 103.05 380.01 7.6%
ENPHASE ENERGY INC
COM
ENPH 1,560 189.60 295,776.00 11/14/17 161,407.11 103.47 134,368.89 - -
EURO TECH HLDGS
COM
CLWT 700 3.79 2,653.00 05/27/21 2,391.00 3.42 262.00 - -
FAT BRANDS INC
8.25% CUM PRF STK SER
B *CLBL
FATBP 200 21.52 4,304.00 07/01/21 4,335.99 21.68 (31.99) 412.58 9.6%
FERROGLOBE PLC
COM
GSM 600 6.04 3,624.00 07/07/21 3,593.66 5.99 30.34 - -
FIRST TR DYNAMIC
EUROPE EQY IN
COM SHS
FDEU 900 13.50 12,150.00 05/13/19 11,965.31 13.29 184.69 647.96 5.3%
FIRST TRUST SPECIALTY
FINANCE
COM BEN INTR
FGB 1,650 4.13 6,814.50 03/01/17 11,045.68 6.69 (4,231.18) 544.48 8.0%
FORWARD-INDUSTRIES
INC
COM
FORD 600 2.62 1,572.00 06/21/21 1,743.86 2.91 (171.86) - -
GABELLI EQUITY TRUST
INC
COM
GAB 500 6.67 3,335.00 07/27/21 3,303.60 6.61 31.40 300.02 9.0%
GABELLI GLOBAL GOLD
NATURAL RE
COM SH BEN INT
GGN 1,950 3.97 7,741.50 10/14/19 8,313.68 4.26 (572.18) 702.00 9.1%
GABELLI MULTIMEDIA
TRUST INC
COM
GGT 900 9.62 8,658.00 07/12/21 8,775.73 9.75 (117.73) 792.03 9.1%
GASLOG PARTNERS LP
8.5%CUM RED PREP FXD
FLT *CLBL
GLOP PRC 200 23.01 4,602.00 11/14/18 4,926.95 24.63 (324.95) 424.99 9.2%
GLOBAL PARTNERS LP
9.75%CUM RED PER FIX
TO *CLBL
GLP PRA 200 27.423 5,484.60 03/08/19 4,991.96 24.96 492.64 487.58 8.9%
GRAYSTONE CO INC
COM CL A
GYST 10,000 0.0309 309.00 05/10/21 168.90 0.02 140.10 - -
HALLADOR ENERGY CO
COM
HNRG 1,000 3.06 3,060.00 05/13/21 2,482.98 2.48 577.02 - -
HARVARD BIOSCIENCE
INC
COM
HBIO 200 7.89 1,578.00 06/24/21 1,464.00 7.32 114.00 - -
HOEGH LNG PARTNERS
LP
8.75% CUM RED PFD
UNITS *CLBL
HMLP PRA 100 21.16 2,116.00 07/28/21 2,116.00 21.16 - 218.79 10.3%
INVESTCORP CR MGMT
BDC INC
COM
ICMB 450 6.12 2,754.00 06/16/21 2,671.50 5.94 82.50 270.00 9.8%
IRON MOUNTAIN INC
COM USD0.01
IRM 621 43.76 27,174.96 01/12/18 19,669.62 31.67 7,505.34 1,536.47 5.7%
LADDER CAPITAL CORP
COM USD0.001 CL A
LADR 724.586 11.42 8,274.77 08/02/18 9,508.93 13.12 (1,234.16) 579.65 7.0%
LIBERTY ALL STAR
GROWTH FUND
COM
ASG 800 8.51 6,808.00 07/15/21 6,804.00 8.51 4.00 512.03 7.5%
LUMENT FINANCE TRUST
INC
COM USD0.01
LFT 300 4.11 1,233.00 03/30/21 1,062.00 3.54 171.00 108.00 8.8%
MANHATTAN BRIDGE
COM USD0.001
LOAN 300 6.18 1,854.00 07/14/21 1,881.00 6.27 (27.00) 150.01 8.1%
MEDICAL PROPERTIES
TRUST INC
COM USD0.001
MPW 1,500 21.03 31,545.00 01/17/06 14,909.50 9.94 16,635.50 1,680.09 5.3%
MIRAGEN THERAPENC
CVR
604CVR019 1,500 NA NA 11/05/20 - - - - -
NEUROMETRIX INC
COM
NURO 200 14.90 2,980.00 06/21/21 692.00 3.46 2,288.00 - -
NEW YORK MORTGAGE
TRUST INC
7.75% PERP PRF SERB
NYMTP 100 25.1758 2,517.58 03/17/21 2,468.50 24.69 49.08 193.80 7.7%
NEWTEK BUSINESS
SERVICES CORP
COM NEW
NEWT 400 34.89 13,956.00 07/31/18 8,399.46 21.00 5,556.54 1,124.85 8.1%
NEXGEN ENERGY LTD
COM
NXE 400 4.24 1,696.00 06/25/21 1,681.88 4.20 14.12 - -
NUVEEN GLOBAL HIGH
INCOME FUND
SHS
JGH 200 16.07 3,214.00 06/16/21 3,180.00 15.90 34.00 271.20 8.4%
OAKTREE SPECIALTY
LENDING CORP
COM
OCSL 300 6.79 2,037.00 03/17/21 1,877.30 6.26 159.70 155.99 7.7%
ORCHID ISLAND CAPITAL
INC
COM USD0.01
ORC 1,200 4.95 5,940.00 11/19/20 6,446.92 5.37 (506.92) 936.03 15.8%
OXBRIDGE RE HOLDINGS
COM
OXBR 200 3.83 766.00 06/30/21 514.00 2.57 252.00 - -
PANGAEA LOGISTICS
SOLUTIONS LT
COM
PANL 200 4.71 942.00 07/12/21 922.00 4.61 20.00 28.00 3.0%
PENNYMAC MTG INVEST
TRUST
8% FXD FLTG CUM RED
PFD *CLBL
PMT PRB 100 27.05 2,705.00 06/30/17 2,491.95 24.92 213.05 200.01 7.4%
PITNEY BOWES INC
6.7% PRF USD25
(07/03/43)
PBI PRB 125 25.53 3,191.25 03/17/21 2,991.25 23.93 200.00 209.38 6.6%
PROPHASE LABS INC
COM
PRPH 300 7.16 2,148.00 06/29/21 1,830.00 6.10 318.00 - -
READY CAPITAL
CORPORATION
COM USD0.0001
RC 100 15.12 1,512.00 12/18/20 1,258.77 12.59 253.23 168.00 11.1%
REAVES UTILITY INCOME
FD
COM SH BEN INT
UTG 819 35.11 28,755.09 01/03/14 22,392.92 27.34 6,362.17 1,867.36 6.5%
RESTORBIO INC
CVR
761CVR026 57 NA NA 09/16/20 - - - - -
SACHEM CAPITAL CORP
COM USD0.001
SACH 300 5.05 1,515.00 04/12/21 1,593.00 5.31 (78.00) 144.00 9.5%
SACHEM CAPITAL CORP
7.75% NOTES DUE
30/09/20 *CLBL
SCCC 100 26.025 2,602.50 10/21/20 2,480.00 24.80 122.50 193.81 7.4%
SESEN BIO INC
COM
SESN 1,600 3.73 5,968.00 09/16/20 2,994.15 1.87 2,973.85 - -
SFL CORPORATION LTD
COM
SFL 300 6.87 2,061.00 07/05/16 4,238.73 14.13 (2,177.73) 180.01 8.7%
SMART SAND INC
COM
SND 200 2.83 566.00 07/12/21 634.21 3.17 (68.21) - -
SOMBRERO RES INC
COM
83445U102 400 NA NA - - - - - -
SOUTH JERSEY
INDUSTRIES INC
COM
SJI 200 25.17 5,034.00 03/18/21 4,340.00 21.70 694.00 241.98 4.8%
SUNLINK HEALTH
SYSTEMS INC
COM
SSY 500 2.58 1,290.00 05/10/21 1,611.00 3.22 (321.00) - -
TECTONIC FINANCIAL INC
9% FXD/FLTG NON CUM
PERP *CLBL
TECTP 1,000 10.15 10,150.00 07/06/21 10,010.43 10.01 139.57 900.00 8.9%
TETRA TECHNOLOGIES
COM
TTI 300 3.09 927.00 07/12/21 1,183.97 3.95 (256.97) - -
TRIO-TECH
INTERNATIONAL
COM
TRT 500 4.86 2,430.00 06/01/21 2,617.00 5.23 (187.00) - -
TRITON INTL LTD
8.5% CUM RED PRF SHS
SR *CLBL
TRTN PRA 150 28.30 4,245.00 03/14/19 3,753.95 25.03 491.05 318.76 7.5%
TRITON INTL LTD
8% CUM RED PERP PRF
SHS *CLBL
TRTN PRB 200 28.22 5,644.00 06/18/19 4,992.95 24.96 651.05 399.99 7.1%
U M H PROPERTIES INC
6.75% CUM RED PFD SER
C
UMH PRC 200 26.25 5,250.00 05/14/19 4,924.95 24.62 325.05 337.58 6.4%
UR ENERGY INC
COM
URG 1,300 1.13 1,469.00 01/19/21 1,328.86 1.02 140.14 - -
VISTAGEN
THERAPEUTICS INC
COM
VTGN 700 2.66 1,862.00 06/25/21 1,940.94 2.77 (78.94) - -
WELLS FARGO UTILITIES
AND HIGH
WF UTILITIES INC
ERH 550 14.15 7,782.50 03/12/20 6,103.57 11.10 1,678.93 475.74 6.1%
WESTERN COPPER &
GOLD CORP
COM
WRN 1,000 1.94 1,940.00 10/01/20 1,496.27 1.50 443.73 - -
ALBERTON ACQUISITION $ $ $ $ $ $
CORP
WARRANT EXP 04/26/2025
ALACW 14,657 0.3101 4,545.14 09/09/20 14,886.68 1.02 (10,341.54) - -
JANUS INTERNATIONAL
GROUP INC
WARRANT EXP 06/07/2026
JBI WS 300 4.12 1,236.00 12/28/20 553.74 1.85 682.26 - -
LUCID GROUP INC
WARRANT EXP 07/23/2026
LCIDW 200 11.27 2,254.00 12/09/20 254.00 1.27 2,000.00 - -
REDBALL ACQUISITION
CORP
WARRANT EXP 08/17/2022
RBAC WS 1,600 0.90 1,440.00 12/28/20 3,019.00 1.89 (1,579.00) - -
THE BEAUTY HEALTH CO
WARRANT EXP 05/04/2026
SKINW 200 7.04 1,408.00 12/28/20 539.50 2.70 868.50 - -
Non income producing. Actual today, not from statement:
600 ADIL
14657 ALACW
400 AMPY
550 AMS
200 ARLO
500 ASXC
500 AWX
600 CDEV
700 CLWT
600 CSLT
20250 CTXR
1560 ENPH
600 FORD
600 GSM
10000GYST
400 HBIO
300 HDSN
1000 HNRG
100 LCIDW
300 LOAN
400 NXE
200 OXBR
200 PANL
300 PRPH
1600 RBAC+
40 SAVA
1600 SESN
200 SKINW
200 SND
500 SSY
500 TRT
300 TTI
1300 URG
700 VTGN
1000 WRN |
