Monthly update:
Todays totals: Non-income producing shares: $528,757 / 50.34% of portfolio. Cash +$65,442 = $594,199 / 56.57% non income producing.
Investment / CurrentValue / PriorValue / PeriodChange %Change /EstimatedIncome /EstimatedYield
Sept.Total.. $868,740.85..... $929,374.48..... ($60,633.63)...... (6.5)%... $28,581.60... 3.3%
Oct. Total $1,050,280.17..... $868,740.85..... $181,539.32....... 20.9%... $30,225.95... 2.9%
YOC: 16.93% = $30,225 / $178,518
Since Jan. 1, 2021:
S+P 500 3756 to 4605 =…...…...+22.60%
My IRA $645,138 to $1,050,280 = +62.80%
Since inception Jan. 1, 2010:
Now using this for long term S+P return w/dividend reinvest: dqydj.com
S+P 500 Since Jan. 1, 2010 =.....+389.89% site not updated for Oct.
My IRA $178,518 to $1,050,280= ..+488.33%
Actual dividends received:
2010 total: $12,317
2011 total: $14,160
2012 total: $16,497
2013 total: $19,421
2014 total: $20,564
2015 total: $19,565
2016 total: $17,634
2017 total: $19,328
2018 total: $17,700
2019 total: $20,914
2020 total: $23,319
2021 total: $20,416
Trades:
10/01/2021 13:25:36 Sold 30 ENPH @ 154.77
4,643.08 0.00 0.02
10/04/2021 10:13:00 Bought 30 ENPH @ 147.01
-4,410.30 0.00 0.00
10/04/2021 10:26:31 Bought 30 ENPH @ 146.01
-4,380.30 0.00 0.00
10/04/2021 10:40:42 Bought 30 ENPH @ 145.01
-4,350.30 0.00 0.00
10/05/2021 10:06:00 Sold 30 ENPH @ 148.01
4,440.28 0.00 0.02
10/05/2021 10:35:03 Sold 30 ENPH @ 149.01
4,470.28 0.00 0.02
10/06/2021 09:58:03 Bought 50 MPW @ 19.57
-978.50 0.00 0.00
10/06/2021 10:48:49 Bought 50 MPW @ 19.48
-974.00 0.00 0.00
10/06/2021 11:27:11 Sold 30 ENPH @ 151.01
4,530.28 0.00 0.02
10/07/2021 10:47:30 Bought 25 ANY @ 6.6899
-167.25 0.00 0.00
10/07/2021 10:51:24 Bought 25 ANY @ 6.6399
-166.00 0.00 0.00
10/07/2021 10:53:13 Bought 25 ANY @ 6.6199
-165.50 0.00 0.00
10/07/2021 11:28:49 Bought 15 MDIA @ 8.31
-124.65 0.00 0.00
10/07/2021 11:28:49 Bought 25 MDIA @ 8.33
-208.25 0.00 0.00
10/07/2021 11:50:17 Bought 30 MDIA @ 8.26
-247.80 0.00 0.00
10/07/2021 12:00:11 Bought 50 FAT @ 8.76
-438.00 0.00 0.00
10/07/2021 12:03:03 Bought 25 ANY @ 6.53
-163.25 0.00 0.00
10/07/2021 12:18:01 Bought 50 ANY @ 6.46
-323.00 0.00 0.00
10/07/2021 12:28:48 Bought 30 MDIA @ 8.17
-245.10 0.00 0.00
10/07/2021 12:31:28 Bought 50 ANY @ 6.4099
-320.50 0.00 0.00
10/07/2021 12:41:12 Bought 50 MDIA @ 8.07
-403.50 0.00 0.00
10/07/2021 12:58:00 Bought 50 MDIA @ 7.96
-398.00 0.00 0.00
10/07/2021 13:25:46 Bought 50 CIO PRA @ 25.0299
-1,251.50 0.00 0.00
10/07/2021 14:33:04 Bought 50 MDIA @ 7.7
-385.00 0.00 0.00
10/08/2021 12:31:16 Bought 50 BMY @ 56.9799
-2,849.00 0.00 0.00
10/08/2021 12:37:16 Bought 50 PNW @ 66.32
-3,316.00 0.00 0.00
10/08/2021 13:01:32 Bought 25 PNW @ 66.07
-1,651.75 0.00 0.00
10/12/2021 11:00:32 Sold 30 ENPH @ 171.01
5,130.27 0.00 0.03
10/12/2021 11:33:03 Bought 25 ANY @ 7.1
-177.50 0.00 0.00
10/12/2021 11:46:57 Bought 100 CFMS @ 1.25
-125.00 0.00 0.00
10/12/2021 12:17:13 Bought 200 ENZ @ 3.6778
-735.56 0.00 0.00
10/12/2021 14:37:55 Bought 50 VZ @ 51.25
-2,562.50 0.00 0.00
10/12/2021 15:07:52 Bought 100 ARC @ 2.81
-281.00 0.00 0.00
10/12/2021 16:06:58 Bought 100 DYNT @ 1.56
-156.00 0.00 0.00
10/12/2021 16:37:58 Bought 100 DHX @ 4.61
-461.00 0.00 0.00
10/13/2021 09:31:23 Sold 30 ENPH @ 175.01
5,250.27 0.00 0.03
10/13/2021 10:08:43 Bought 100 DHX @ 4.61
-461.00 0.00 0.00
10/14/2021 10:01:30 Sold 100 MPW @ 20.53
2,052.98 0.00 0.02
10/14/2021 10:27:33 Sold 25 ANY @ 8.42
210.50 0.00 0.00
10/14/2021 11:52:06 Sold 25 PNW @ 67.46
1,686.49 0.00 0.01
10/15/2021 11:56:29 Bought 150 DYNT @ 1.53
-229.50 0.00 0.00
10/18/2021 10:16:32 Sold 30 ENPH @ 179.01
5,370.27 0.00 0.03
10/18/2021 11:57:14 Sold 30 ENPH @ 181.01
5,430.27 0.00 0.03
10/18/2021 14:26:32 Bought 100 ENZ @ 3.36
-336.00 0.00 0.00
10/18/2021 15:29:07 Bought 100 PRIF PRK @ 24.6
-2,460.00 0.00 0.00
10/19/2021 09:32:34 Sold 30 ENPH @ 183.01
5,490.27 0.00 0.03
10/19/2021 09:43:46 Sold 30 ENPH @ 185.01
5,550.27 0.00 0.03
10/19/2021 10:00:18 Sold 450 EXPR @ 4.1702
1,876.53 0.00 0.06
10/19/2021 10:07:07 Sold 25 ENPH @ 187.01
4,675.23 0.00 0.02
10/19/2021 11:07:38 Sold 25 ENPH @ 189
4,724.98 0.00 0.02
10/19/2021 11:34:18 Sold 400 VOLT @ 3.2801
1,311.98 0.00 0.06
10/20/2021 09:45:13 Bought 10 ENPH @ 180
-1,800.00 0.00 0.00
10/20/2021 09:52:17 Bought 15 ENPH @ 179
-2,685.00 0.00 0.00
10/20/2021 10:03:05 Bought 15 ENPH @ 178
-2,670.00 0.00 0.00
10/20/2021 11:37:47 Sold 40 ENPH @ 182
7,279.96 0.00 0.04
10/21/2021 10:58:46 Bought 10 IBM @ 131.2
-1,312.00 0.00 0.00
10/21/2021 12:04:22 Bought 10 IBM @ 130.2
-1,302.00 0.00 0.00
10/21/2021 13:37:04 Bought 15 IBM @ 129.2
-1,938.00 0.00 0.00
10/22/2021 09:35:25 Bought 25 INTC @ 49.77
-1,244.25 0.00 0.00
10/22/2021 09:55:10 Sold 200 ANY @ 6.46
1,291.97 0.00 0.03
10/22/2021 12:25:58 Bought 20 IBM @ 127.2
-2,544.00 0.00 0.00
10/22/2021 13:43:09 Bought 25 INTC @ 49.2
-1,230.00 0.00 0.00
10/25/2021 08:26:20 Sold 500 PAE @ 9.9
4,949.91 0.00 0.09
10/25/2021 11:11:15 Bought 100 CFMS @ 1.23
-123.00 0.00 0.00
10/25/2021 13:06:26 Bought 100 DYNT @ 1.48
-148.00 0.00 0.00
10/26/2021 12:29:57 Bought 150 DHX @ 4.9
-735.00 0.00 0.00
10/26/2021 14:36:53 Bought 100 FSK @ 22.26
-2,226.00 0.00 0.00
10/27/2021 10:53:38 Sold 700 VTGN @ 2.24
1,567.91 0.00 0.09
10/27/2021 10:54:19 Bought 100 FSK @ 22.0497
-2,204.97 0.00 0.00
10/27/2021 11:24:43 Bought 20 INTC @ 48.05
-961.00 0.00 0.00
10/27/2021 11:30:07 Bought 20 IBM @ 125.8
-2,516.00 0.00 0.00
10/29/2021 09:51:28 Sold 100 ENPH @ 232
23,199.87 0.00 0.13
10/29/2021 15:39:59 Bought 150 DHX @ 4.75
-712.50 0.00 0.00
Dividends:
10/01/2021 02:41:51 ORDINARY DIVIDEND (JGH)
22.60 0.00 0.00
10/01/2021 02:55:50 ORDINARY DIVIDEND (ERH)
40.23 0.00 0.00
10/04/2021 00:00:01 QUALIFIED DIVIDEND (SJI)
60.50 0.00 0.00
10/06/2021 00:00:01 QUALIFIED DIVIDEND (IRM)
384.09 0.00 0.00
10/14/2021 00:00:01 QUALIFIED DIVIDEND (ICMB)
67.50 0.00 0.00
10/14/2021 00:00:01 ORDINARY DIVIDEND (MPW)
420.00 0.00 0.00
10/15/2021 00:00:01 QUALIFIED DIVIDEND (LADR)
144.92 0.00 0.00
10/15/2021 00:00:01 QUALIFIED DIVIDEND (LOAN)
37.50 0.00 0.00
10/15/2021 00:00:01 ORDINARY DIVIDEND (NYMTP)
48.44 0.00 0.00
10/15/2021 00:00:01 QUALIFIED DIVIDEND (AGNCO)
81.25 0.00 0.00
10/15/2021 00:00:01 ORDINARY DIVIDEND (AWF)
26.20 0.00 0.00
10/15/2021 00:00:01 QUALIFIED DIVIDEND (BHR PRD)
128.90 0.00 0.00
10/15/2021 00:00:01 QUALIFIED DIVIDEND (CAI PRA)
79.69 0.00 0.00
10/15/2021 00:00:01 QUALIFIED DIVIDEND (BRMK)
28.00 0.00 0.00
10/15/2021 00:00:01 ORDINARY DIVIDEND (FDEU)
54.00 0.00 0.00
10/15/2021 00:00:01 QUALIFIED DIVIDEND (LFT)
27.00 0.00 0.00
10/20/2021 00:00:01 QUALIFIED DIVIDEND (FATBP)
34.38 0.00 0.00
10/22/2021 00:00:01 QUALIFIED DIVIDEND (CIO PRA)
82.81 0.00 0.00
10/22/2021 00:00:01 ORDINARY DIVIDEND (GGN)
58.50 0.00 0.00
10/27/2021 00:00:01 QUALIFIED DIVIDEND (ORC)
78.00 0.00 0.00
10/29/2021 00:00:01 ORDINARY DIVIDEND (UTG)
155.61 0.00 0.00
10/29/2021 00:00:01 QUALIFIED DIVIDEND (AWP)
32.00 0.00 0.00
10/29/2021 00:00:01 ORDINARY DIVIDEND (AGD)
99.13 0.00 0.00
10/29/2021 00:00:01 ORDINARY DIVIDEND (BST)
12.50 0.00 0.00
10/29/2021 00:00:01 ORDINARY DIVIDEND (GLO)
21.74 0.00 0.00
10/29/2021 00:00:01 ORDINARY DIVIDEND (GLQ)
26.82 0.00 0.00
10/29/2021 00:00:01 QUALIFIED DIVIDEND (NRZ)
100.00 0.00 0.00
10/29/2021 00:00:01 QUALIFIED DIVIDEND (RC)
42.00 0.00 0.00
10/29/2021 00:00:01 ORDINARY DIVIDEND (THW)
70.02 0.00 0.00
10/29/2021 00:00:01 QUALIFIED DIVIDEND (SACH)
36.00
Holdings:
$FZC: TEKLA WORLD $ $ $ $ $ $
HEALTHCARE FUND
BEN INT SHS
THW 600 16.96 10,176.00 03/30/21 9,000.00 15.00 1,176.00 840.03 8.3%
ABBVIE INC
COM
ABBV 300 114.67 34,401.00 03/17/21 32,377.50 107.93 2,023.50 1,560.09 4.5%
ABERDEEN GLOBAL
DYNAMIC DIVIDE
COM
AGD 1,525 12.01 18,315.25 09/16/16 13,822.43 9.06 4,492.82 1,189.58 6.5%
ABERDEEN GLOBAL
PREMIER PPTTS
COM SH BEN INT
AWP 800 6.56 5,248.00 08/10/17 4,960.76 6.20 287.24 384.00 7.3%
ADIAL
PHARMACEUTICALS INC
COM
ADIL 1,000 3.21 3,210.00 06/30/21 3,261.97 3.26 (51.97) - -
AGNC INVESTMENT
CORP
6.5% DEP SHS REP 1/1000
*CLBL
AGNCO 200 25.93 5,186.00 09/27/19 4,986.95 24.93 199.05 325.01 6.3%
ALLIANCEBERNSTEIN
GLOBAL HGH I
COM
AWF 400 12.44 4,976.00 10/05/16 4,985.54 12.46 (9.54) 314.38 6.3%
AMER SHARED HOSPITAL
SERVICES
COM
AMS 550 2.92 1,606.00 05/10/21 1,717.98 3.12 (111.98) - -
AMPLIFY ENERGY CORP
COM
AMPY 400 3.41 1,364.00 06/25/21 1,690.00 4.23 (326.00) - -
ANIXA BIOSCIENCES INC
COM
ANIX 600 4.77 2,862.00 09/27/21 2,898.00 4.83 (36.00) - -
ARBOR REALTY TRUST
INC
COM USD0.01
ABR 757.415 20.11 15,231.62 07/27/18 8,411.85 11.11 6,819.77 1,014.88 6.7%
ARBOR REALTY TRUST
INC
SER E CUM RED PFD SHS
*CLBL
ABR PRE 200 25.67 5,134.00 08/09/21 5,018.95 25.09 115.05 - -
ARC DOCUMENT
SOLUTIONS INC
COM
ARC 650 3.03 1,969.50 05/12/21 1,621.99 2.50 347.51 51.99 2.6%
ATLANTICUS HLDGS
CORP
7.625% PERP PFD SER B
*CLBL
ATLCP 150 25.08 3,762.00 06/16/21 3,697.49 24.65 64.51 285.91 7.6%
AVALON HOLDINGS
CORP
COM CL A
AWX 1,000 3.83 3,830.00 05/12/21 4,005.86 4.01 (175.86) - -
BLACKROCK SCIENCE &
TECH TR
SHS
BST 50 54.67 2,733.50 09/28/21 2,607.75 52.16 125.75 149.99 5.5%
BRAEMAR HOTELS &
RESORTS INC
8.25% CUM PRF STK SER
D *CLBL
BHR PRD 250 26.5607 6,640.18 11/28/18 5,540.23 22.16 1,099.95 515.48 7.8%
BRISTOL-MYERS SQUIBB
CO
COM
BMY 50 58.40 2,920.00 10/08/21 2,849.00 56.98 71.00 98.00 3.4%
BROADMARK REALTY
CAPITAL INC
COM
BRMK 400 10.32 4,128.00 05/11/21 3,968.00 9.92 160.00 336.02 8.1%
CAI INTERNATIONAL INC
8.5% SER A FXD FLOAG
RAT *CLBL
CAI PRA 150 25.275 3,791.25 07/31/18 3,798.16 25.32 (6.91) 318.77 8.4%
CASSAVA SCIENCES INC
COM
SAVA 65 43.13 2,803.45 07/29/21 5,394.20 82.99 (2,590.75) - -
CEDAR REALTY TRUST
INC
6.5% CUM RED PRF SER
C
CDR PRC 200 25.75 5,150.00 06/11/19 4,509.07 22.55 640.93 325.02 6.3%
CITIUS
PHARMACEUTICALS INC
COM
CTXR 22,250 1.87 41,607.50 02/10/21 49,446.95 2.22 (7,839.45) - -
CITY OFFICE REIT INC
PRF CUM REDM PFD SER
A
CIO PRA 250 25.33 6,332.50 05/08/20 5,315.66 21.26 1,016.84 414.02 6.5%
CLOUGH GLOBAL EQUITY
FUND
COM
GLQ 200 15.27 3,054.00 06/18/21 2,769.91 13.85 284.09 321.80 10.5%
CLOUGH GLOBAL
OPPORTUNITIES FU
SH BEN INT
GLO 200 12.87 2,574.00 06/21/21 2,330.00 11.65 244.00 260.80 10.1%
COMPASS DIVERSIFIED
7.875%FXD FLTG RAT
CUM S *CLBL
CODI PRB 200 26.75 5,350.00 11/30/18 3,910.95 19.55 1,439.05 393.81 7.4%
CONFORMIS INC
COM
CFMS 500 1.23 615.00 09/23/21 670.99 1.34 (55.99) - -
CORENERGY
INFRASTRUCTURE TRUST
DEP SH REP 1/100 PFD
SER *CLBL
CORR PRA 100 24.52 2,452.00 11/01/18 2,426.47 24.26 25.53 184.39 7.5%
DCP MIDSTREAM LP
7.875%CUM RED FIX FLT
RA *CLBL
DCP PRB 200 25.23 5,046.00 07/27/18 5,062.95 25.31 (16.95) 393.79 7.8%
DHI GROUP INC
COM
DHX 650 4.70 3,055.00 09/28/21 2,962.99 4.56 92.01 - -
DYNATRONICS CORP
COM
DYNT 1,100 1.43 1,573.00 08/26/21 1,505.49 1.37 67.51 - -
ECA MARCELLUS TRUST I
COM UNITS BEN
INTEREST
ECTM 1,000 0.7602 760.20 09/09/21 571.95 0.57 188.25 68.00 8.9%
ENERGY TRANSFER LP
7.6% FIX TO FLTG CUM
RED *CLBL
ET PRE 200 25.52 5,104.00 06/11/19 4,912.95 24.56 191.05 379.99 7.4%
ENPHASE ENERGY INC
COM
ENPH 2,000 231.63 463,260.00 11/14/17 235,314.51 117.66 227,945.49 - -
ENZO BIOCHEM INC
COM
ENZ 300 3.44 1,032.00 10/12/21 1,071.56 3.57 (39.56) - -
EURO TECH HLDGS
COM
CLWT 700 3.43 2,401.00 05/27/21 2,391.00 3.42 10.00 - -
FAT BRANDS INC
COM
FAT 50 9.99 499.50 10/07/21 438.00 8.76 61.50 26.00 5.2%
FAT BRANDS INC
8.25% CUM PRF STK SER
B *CLBL
FATBP 200 22.50 4,500.00 07/01/21 4,335.99 21.68 164.01 412.61 9.2%
FERROGLOBE PLC
COM
GSM 600 6.63 3,978.00 07/07/21 3,770.69 6.28 207.31 - -
FIRST TR DYNAMIC
EUROPE EQY IN
COM SHS
FDEU 900 13.24 11,916.00 05/13/19 11,965.31 13.29 (49.31) 647.99 5.4%
FIRST TRUST SPECIALTY
FINANCE
COM BEN INTR
FGB 1,650 4.1825 6,901.13 03/01/17 11,045.68 6.69 (4,144.55) 544.50 7.9%
FS KKR CAPITAL CORP
COM
FSK 200 21.96 4,392.00 10/26/21 4,430.97 22.15 (38.97) 520.01 11.8%
GABELLI EQUITY TRUST
INC
COM
GAB 500 6.91 3,455.00 07/27/21 3,303.60 6.61 151.40 300.00 8.7%
GABELLI GLOBAL GOLD
NATURAL RE
COM SH BEN INT
GGN 1,950 3.88 7,566.00 10/14/19 8,313.68 4.26 (747.68) 701.97 9.3%
GABELLI MULTIMEDIA
TRUST INC
COM
GGT 900 9.15 8,235.00 07/12/21 8,775.73 9.75 (540.73) 791.96 9.6%
GASLOG PARTNERS LP
8.5%CUM RED PREP FXD
FLT *CLBL
GLOP PRC 200 25.05 5,010.00 11/14/18 4,926.95 24.63 83.05 425.00 8.5%
GLOBAL PARTNERS LP
9.75%CUM RED PER FIX
TO *CLBL
GLP PRA 200 25.9401 5,188.02 03/08/19 4,991.96 24.96 196.06 487.62 9.4%
GRAYSTONE CO INC
COM CL A
GYST 10,000 0.0312 312.00 05/10/21 168.90 0.02 143.10 - -
HOEGH LNG PARTNERS
LP
8.75% CUM RED PFD
UNITS *CLBL
HMLP PRA 100 23.20 2,320.00 07/28/21 2,116.00 21.16 204.00 218.80 9.4%
HOME PT CAPITAL
INCORPORATED
COM
HMPT 500 4.575 2,287.50 08/11/21 2,228.00 4.46 59.50 300.01 13.1%
HUDSON TECHNOLOGIES
INC
COM
HDSN 600 3.54 2,124.00 07/29/21 2,069.00 3.45 55.00 - -
INTEL CORP
COM
INTC 70 49.00 3,430.00 10/22/21 3,435.25 49.08 (5.25) 97.31 2.8%
INTERNATIONAL BUS
MACH CORP
COM
IBM 75 125.10 9,382.50 10/21/21 9,612.00 128.16 (229.50) 492.02 5.2%
INVESTCORP CR MGMT
BDC INC
COM
ICMB 450 5.34 2,403.00 06/16/21 2,671.50 5.94 (268.50) 270.00 11.2%
IRON MOUNTAIN INC
COM
IRM 621 45.64 28,342.44 01/12/18 19,669.62 31.67 8,672.82 1,536.44 5.4%
LADDER CAPITAL CORP
COM USD0.001 CL A
LADR 724.586 12.00 8,695.03 08/02/18 9,508.93 13.12 (813.90) 579.70 6.7%
LIBERTY ALL STAR
GROWTH FUND
COM
ASG 800 9.41 7,528.00 07/15/21 6,804.00 8.51 724.00 511.98 6.8%
LUMENT FINANCE TRUST
INC
COM USD0.01
LFT 300 4.00 1,200.00 03/30/21 1,062.00 3.54 138.00 108.00 9.0%
MANHATTAN BRIDGE
COM USD0.001
LOAN 300 6.40 1,920.00 07/14/21 1,881.00 6.27 39.00 149.99 7.8%
MARCHEX INC
COM CL B
MCHX 350 3.28 1,148.00 09/27/21 1,050.50 3.00 97.50 - -
MEDIACO HOLDING INC
COM CL A
MDIA 250 8.38 2,095.00 10/07/21 2,012.30 8.05 82.70 - -
MEDICAL PROPERTIES
TRUST INC
COM USD0.001
MPW 1,500 21.33 31,995.00 01/17/06 14,909.50 9.94 17,085.50 1,680.06 5.3%
MIRAGEN THERAPENC
CVR
604CVR019 1,500 NA NA 11/05/20 - - - - -
NEW RESIDENTIAL INVT
CORP
COM NPV
NRZ 400 11.36 4,544.00 07/30/21 3,931.12 9.83 612.88 400.01 8.8%
NEW RESIDENTIAL INVT
CORP
FIX TO FLT PFD SR D
NRZ PRD 200 25.25 5,050.00 09/17/21 4,980.95 24.90 69.05 - -
NEW YORK MORTGAGE
TRUST INC
7.75% PERP PRF SERB
NYMTP 100 25.385 2,538.50 03/17/21 2,468.50 24.69 70.00 193.79 7.6%
NUVEEN GLOBAL HIGH
INCOME FUND
SHS
JGH 200 15.95 3,190.00 06/16/21 3,180.00 15.90 10.00 271.21 8.5%
OAKTREE SPECIALTY
LENDING CORP
COM
OCSL 300 7.37 2,211.00 03/17/21 1,877.30 6.26 333.70 174.01 7.9%
ORCHID ISLAND CAPITAL
INC
COM USD0.01
ORC 1,200 4.96 5,952.00 11/19/20 6,446.92 5.37 (494.92) 936.01 15.7%
PANGAEA LOGISTICS
SOLUTIONS LT
COM
PANL 1,400 4.52 6,328.00 07/12/21 6,991.46 4.99 (663.46) 195.98 3.1%
PENNYMAC MTG INVEST
TRUST
8% FXD FLTG CUM RED
PFD *CLBL
PMT PRB 100 26.46 2,646.00 06/30/17 2,491.95 24.92 154.05 200.01 7.6%
PINNACLE WEST CAPITAL
CORP
COM
PNW 50 64.49 3,224.50 10/08/21 3,316.00 66.32 (91.50) 166.00 5.1%
PITNEY BOWES INC
6.7% PRF USD25
(07/03/43)
PBI PRB 125 25.24 3,155.00 03/17/21 2,991.25 23.93 163.75 209.37 6.6%
PRIORITY INCOME FUND
INC
7% CUM PFD STK SER K
*CLBL
PRIF PRK 100 24.80 2,480.00 10/18/21 2,460.00 24.60 20.00 - -
PROPHASE LABS INC
COM
PRPH 600 5.89 3,534.00 06/29/21 3,703.00 6.17 (169.00) - -
READY CAPITAL
CORPORATION
COM USD0.0001
RC 100 15.47 1,547.00 12/18/20 1,258.77 12.59 288.23 168.00 10.9%
REAVES UTILITY INCOME
FD
COM SH BEN INT
UTG 819 33.96 27,813.24 01/03/14 22,392.92 27.34 5,420.32 1,867.38 6.7%
RESTORBIO INC
CVR
761CVR026 57 NA NA 09/16/20 - - - - -
SACHEM CAPITAL CORP
COM USD0.001
SACH 300 5.78 1,734.00 04/12/21 1,593.00 5.31 141.00 143.99 8.3%
SACHEM CAPITAL CORP
7.75% NOTES DUE
30/09/20 *CLBL
SCCC 100 25.85 2,585.00 10/21/20 2,480.00 24.80 105.00 193.80 7.5%
SFL CORPORATION LTD
COM
SFL 300 7.91 2,373.00 07/05/16 4,238.73 14.13 (1,865.73) 179.99 7.6%
SOMBRERO RES INC
COM
83445U102 400 NA NA - - - - - -
SOUTH JERSEY
INDUSTRIES INC
COM
SJI 200 22.76 4,552.00 03/18/21 4,340.00 21.70 212.00 241.98 5.3%
SUNLINK HEALTH
SYSTEMS INC
COM
SSY 600 2.40 1,440.00 05/10/21 1,864.00 3.11 (424.00) - -
TECTONIC FINANCIAL INC
9% FXD/FLTG NON CUM
PERP *CLBL
TECTP 2,000 10.50 21,000.00 07/06/21 20,040.43 10.02 959.57 1,799.91 8.6%
TELEPHONE & DATA
SYSTEMS INC
DEP SHS REPSTG
1/1000TH PER
TDS PRV 200 26.22 5,244.00 08/10/21 4,995.70 24.98 248.30 300.01 5.7%
TEXTAINER GROUP
HLDGS LTD
DEP SHS REP 1/1000TH
CUM *CLBL
TGH PRB 200 26.0399 5,207.98 08/20/21 4,950.95 24.75 257.03 - -
THE ALKALINE WATER
CO INC
COM
WTER 500 1.70 850.00 08/30/21 927.97 1.86 (77.97) - -
TRITON INTL LTD
8.5% CUM RED PRF SHS
SR *CLBL
TRTN PRA 150 27.88 4,182.00 03/14/19 3,753.95 25.03 428.05 318.75 7.6%
TRITON INTL LTD
8% CUM RED PERP PRF
SHS *CLBL
TRTN PRB 200 27.78 5,556.00 06/18/19 4,992.95 24.96 563.05 399.98 7.2%
U M H PROPERTIES INC
6.75% CUM RED PFD SER
C
UMH PRC 200 26.29 5,258.00 05/14/19 4,924.95 24.62 333.05 337.62 6.4%
VERIZON
COMMUNICATIONS
COM
VZ 50 52.99 2,649.50 10/12/21 2,562.50 51.25 87.00 128.00 4.8%
WELLS FARGO UTILITIES
AND HIGH
WF UTILITIES INC
ERH 550 14.55 8,002.50 03/12/20 6,103.57 11.10 1,898.93 472.47 5.9%
ALBERTON ACQUISITION $ $ $ $ $ $
CORP
WARRANT EXP 04/26/2025
ALACW 14,657 0.4094 6,000.58 09/09/20 14,886.68 1.02 (8,886.10) - -
Non income producing. Actual today, not from statement:
1000 ADIL
14657 ALACW
400 AMPY
550 AMS
600 ANIX
1000 AWX
500 CFMS
700 CLWT
22250 CTXR
800 DHX
1100 DYNT
1000 ECTM
1900 ENPH
300 ENZ
600 GSM
10000 GYST
600 HDSN
350 MCHX
250 MDIA
600 PRPH
65 SAVA
500 SSY
500 WTER |
