Monthly update:
Todays totals: Non-income producing shares: $482,314 / 42.29% of portfolio. Cash +70,854 = $553,168 / 51.94% non income producing.
Investment / CurrentValue / PriorValue / PeriodChange %Change /EstimatedIncome /EstimatedYield
Oct. Total $1,050,280.17..... $868,740.85..... $181,539.32....... 20.9%... $30,225.95... 2.9%
Nov. Total $1,064,954.57... $1,050,280.17...... $14,674.40........ 1.4%... $33,289.91... 3.1%
YOC: 18.64% = $33,289 / $178,518
Since Jan. 1, 2021:
S+P 500 3756 to 4567 =…...…..........+22.60%
My IRA $645,138 to $1,064,954.57 = +62.80%
Since inception Jan. 1, 2010:
Now using this for long term S+P return w/dividend reinvest: dqydj.com
S+P 500 Since Jan. 1, 2010 =.........+422.30%
My IRA $178,518 to $1,064,954 = ..+496.55%
Actual dividends received:
2010 total: $12,317
2011 total: $14,160
2012 total: $16,497
2013 total: $19,421
2014 total: $20,564
2015 total: $19,565
2016 total: $17,634
2017 total: $19,328
2018 total: $17,700
2019 total: $20,914
2020 total: $23,319
2021 total: $23,053
Trades:
11/01/2021 12:54:35 Bought 150 AIV @ 7.5096
-1,126.44 0.00 0.00
11/01/2021 18:06:58 Sold 100 ENPH @ 240
23,999.87 0.00 0.13
11/03/2021 13:19:48 Bought 150 MDIA @ 8.33
-1,249.50 0.00 0.00
11/04/2021 10:05:56 Bought 10 AMGN @ 212.76
-2,127.60 0.00 0.00
11/05/2021 12:50:34 Bought 400 ANIX @ 5.04
-2,016.00 0.00 0.00
11/05/2021 13:07:40 Bought 10 AMGN @ 213.9
-2,139.00 0.00 0.00
11/05/2021 13:26:30 Bought 100 AIV @ 7.88
-788.00 0.00 0.00
11/05/2021 13:37:06 Bought 10 AMGN @ 213.3
-2,133.00 0.00 0.00
11/05/2021 14:48:30 Bought 25 FLNG @ 20.3
-507.50 0.00 0.00
11/05/2021 15:25:10 Bought 10 AMGN @ 212.9
-2,129.00 0.00 0.00
11/08/2021 09:49:37 Sold 100 ENPH @ 245
24,499.87 0.00 0.13
11/08/2021 10:06:05 Bought 10 AMGN @ 212.59
-2,125.90 0.00 0.00
11/08/2021 10:41:58 Bought 10 AMGN @ 212.43
-2,124.30 0.00 0.00
11/08/2021 11:09:08 Bought 10 AMGN @ 211.9
-2,119.00 0.00 0.00
11/08/2021 12:32:39 Bought 10 AMGN @ 211.51
-2,115.10 0.00 0.00
11/08/2021 12:41:36 Bought 10 AMGN @ 211.3
-2,113.00 0.00 0.00
11/08/2021 14:13:45 Bought 150 ATLCP @ 25.015
-3,752.25 0.00 0.00
11/08/2021 16:10:00 Bought 10 AMGN @ 210.58
-2,105.80 0.00 0.00
11/09/2021 10:29:53 Bought 5 PYPL @ 203.01
-1,015.05 0.00 0.00
11/09/2021 11:37:00 Bought 5 PYPL @ 201.01
-1,005.05 0.00 0.00
11/10/2021 10:38:35 Bought 150 MCHX @ 3.16
-474.00 0.00 0.00
11/10/2021 13:00:48 Bought 2 RIVN @ 106.75
-213.50 0.00 0.00
11/10/2021 13:09:49 Bought 2 RIVN @ 112
-224.00 0.00 0.00
11/10/2021 13:50:51 Bought 2 RIVN @ 100.65
-201.30 0.00 0.00
11/10/2021 13:54:52 Bought 1 RIVN @ 100
-100.00 0.00 0.00
11/10/2021 14:34:34 Bought 2 RIVN @ 96
-192.00 0.00 0.00
11/10/2021 15:05:27 Bought 10 PYPL @ 203.09
-2,030.90 0.00 0.00
11/11/2021 10:51:34 Sold 100 ENPH @ 248.5
24,849.86 0.00 0.14
11/11/2021 10:53:38 Sold 100 ENPH @ 250
24,999.86 0.00 0.14
11/12/2021 14:49:56 Bought 100 PRIF PRK @ 24.9
-2,490.00 0.00 0.00
11/12/2021 15:08:55 Bought 10 IBM @ 118.9991
-1,189.99 0.00 0.00
11/12/2021 15:40:24 Bought 10 IBM @ 118.96
-1,189.60 0.00 0.00
11/12/2021 15:58:03 Bought 28 FATBP @ 21.6
-604.80 0.00 0.00
11/15/2021 08:52:16 Sold 1 ENPH @ 255
255.00 0.00 0.00
11/15/2021 12:39:47 Bought 100 CORR PRA @ 23.6883
-2,368.83 0.00 0.00
11/15/2021 12:50:57 Bought 100 HDSN @ 4.2099
-420.99 0.00 0.00
11/15/2021 14:26:47 Bought 20 AMGN @ 207.65
-4,153.00 0.00 0.00
11/15/2021 14:29:26 Bought 100 HDSN @ 4.13
-413.00 0.00 0.00
11/16/2021 10:07:53 Bought 100 FLNG @ 21.559
-2,155.90 0.00 0.00
11/16/2021 14:09:46 Bought 200 ATLCP @ 24.9953
-4,999.06 0.00 0.00
11/17/2021 09:40:21 Sold 99 ENPH @ 255
25,244.86 0.00 0.14
11/17/2021 10:31:31 Sold 100 ENPH @ 260
25,999.86 0.00 0.14
11/18/2021 10:00:42 Bought 2 RIVN @ 128
-256.00 0.00 0.00
11/18/2021 10:05:58 Sold 600 GSM @ 5.94
3,563.91 0.00 0.09
11/18/2021 10:34:18 Sold 400 AMPY @ 2.6801
1,071.98 0.00 0.06
11/18/2021 11:19:32 Bought 10 PYPL @ 201.53
-2,015.30 0.00 0.00
11/18/2021 12:27:57 Bought 2 RIVN @ 125
-250.00 0.00 0.00
11/18/2021 14:42:29 Bought 25 VZ @ 51.16
-1,279.00 0.00 0.00
11/19/2021 09:30:01 Bought 100 NYMGV @ 24.5
-2,456.95 6.95 0.00
11/19/2021 09:30:01 Bought 100 NYMGV @ 24.5
2,456.95 -6.95 0.00
11/19/2021 09:30:01 Bought 100 NYMGV @ 24.5
-2,456.95 6.95 0.00
11/19/2021 10:38:29 Bought 200 USA @ 8.3568
-1,671.36 0.00 0.00
11/19/2021 14:28:24 Bought 150 USA @ 8.2299
-1,234.49 0.00 0.00
11/23/2021 10:42:45 Bought 20 ENPH @ 256
-5,120.00 0.00 0.00
11/23/2021 10:44:57 Bought 20 ENPH @ 255
-5,100.00 0.00 0.00
11/23/2021 10:45:13 Bought 20 ENPH @ 254
-5,080.00 0.00 0.00
11/23/2021 10:52:16 Bought 20 ENPH @ 253
-5,060.00 0.00 0.00
11/23/2021 10:53:16 Bought 20 ENPH @ 252
-5,040.00 0.00 0.00
11/23/2021 10:55:39 Bought 20 ENPH @ 250.5
-5,010.00 0.00 0.00
11/23/2021 10:57:22 Bought 20 ENPH @ 249
-4,980.00 0.00 0.00
11/23/2021 11:01:18 Bought 20 ENPH @ 248
-4,960.00 0.00 0.00
11/23/2021 11:02:07 Bought 20 ENPH @ 247
-4,940.00 0.00 0.00
11/23/2021 11:55:08 Bought 100 HDSN @ 4.08
-408.00 0.00 0.00
11/23/2021 12:00:59 Bought 100 HDSN @ 4.05
-405.00 0.00 0.00
11/23/2021 13:41:27 Sold 150 CAI PRA @ 25
3,750.00 0.00 0.00
11/23/2021 15:35:41 Bought 12 AIRTP @ 24.1
-289.20 0.00 0.00
11/24/2021 09:30:01 Bought 100 NYMGV @ 24.5
2,456.95 -6.95 0.00
11/24/2021 09:30:01 Bought 100 NYMTZ @ 24.5
-2,456.95 6.95 0.00
11/24/2021 09:36:16 Bought 20 ENPH @ 244.5
-4,890.00 0.00 0.00
11/24/2021 09:43:55 Bought 20 ENPH @ 243.5
-4,870.00 0.00 0.00
11/24/2021 10:32:12 Sold 40 ENPH @ 251
10,039.95 0.00 0.05
11/26/2021 11:15:18 Bought 20 ENPH @ 245
-4,900.00 0.00 0.00
11/26/2021 11:19:35 Bought 20 ENPH @ 244
-4,880.00 0.00 0.00
11/29/2021 13:10:48 Sold 40 ENPH @ 256
10,239.95 0.00 0.05
11/30/2021 11:07:10 Bought 10 ENPH @ 248.51
-2,485.10 0.00 0.00
11/30/2021 11:27:51 Bought 10 ENPH @ 248.01
-2,480.10 0.00 0.00
11/30/2021 11:32:05 Bought 10 ENPH @ 247.51
-2,475.10 0.00 0.00
11/30/2021 11:35:42 Bought 10 ENPH @ 247.01
-2,470.10 0.00 0.00
11/30/2021 11:46:17 Bought 10 ENPH @ 246.51
-2,465.10 0.00 0.00
11/30/2021 11:47:23 Bought 10 ENPH @ 246.01
-2,460.10 0.00 0.00
11/30/2021 11:50:47 Bought 10 ENPH @ 245.51
-2,455.10 0.00 0.00
11/30/2021 12:06:19 Bought 10 ENPH @ 245.01
-2,450.10 0.00 0.00
11/30/2021 12:06:53 Bought 10 ENPH @ 244.51
-2,445.10 0.00 0.00
11/30/2021 12:07:47 Bought 10 ENPH @ 244.01
-2,440.10
Dividends:
11/01/2021 00:00:01 PARTNERSHIP DISTRIBUTION (CODI PRB)
98.44 0.00 0.00
11/01/2021 00:00:01 QUALIFIED DIVIDEND (ABR PRE)
68.58 0.00 0.00
11/01/2021 00:00:01 ORDINARY DIVIDEND (JGH)
22.60 0.00 0.00
11/01/2021 00:00:01 ORDINARY DIVIDEND (ERH)
40.52 0.00 0.00
11/15/2021 00:00:01 QUALIFIED DIVIDEND (ABBV)
390.00 0.00 0.00
11/15/2021 00:00:01 QUALIFIED DIVIDEND (BRMK)
28.00 0.00 0.00
11/15/2021 00:00:01 ORDINARY DIVIDEND (ET PRE)
95.00 0.00 0.00
11/15/2021 00:00:01 ORDINARY DIVIDEND (FDEU)
54.00 0.00 0.00
11/15/2021 00:00:01 PARTNERSHIP DISTRIBUTION (GLP PRA)
121.88 0.00 0.00
11/15/2021 00:00:01 QUALIFIED DIVIDEND (NRZ PRD)
56.39 0.00 0.00
11/15/2021 00:00:01 QUALIFIED DIVIDEND (TECTP)
450.00 0.00 0.00
11/15/2021 12:04:37 QUALIFIED DIVIDEND (HMLP PRA)
54.69 0.00 0.00
11/19/2021 00:00:01 ORDINARY DIVIDEND (AWF)
26.20 0.00 0.00
11/22/2021 00:00:01 QUALIFIED DIVIDEND (CDR PRC)
81.25 0.00 0.00
11/22/2021 00:00:01 ORDINARY DIVIDEND (GGN)
58.50 0.00 0.00
11/22/2021 00:00:01 QUALIFIED DIVIDEND (FATBP)
34.38 0.00 0.00
11/23/2021 13:41:27 QUALIFIED DIVIDEND (CAI PRA)
33.65 0.00 0.00
11/26/2021 00:00:01 QUALIFIED DIVIDEND (ORC)
78.00 0.00 0.00
11/30/2021 00:00:01 ORDINARY DIVIDEND (UTG)
155.61 0.00 0.00
11/30/2021 00:00:01 QUALIFIED DIVIDEND (AWP)
32.00 0.00 0.00
11/30/2021 00:00:01 QUALIFIED DIVIDEND (ARC)
13.00 0.00 0.00
11/30/2021 00:00:01 ORDINARY DIVIDEND (AGD)
99.13 0.00 0.00
11/30/2021 00:00:01 ORDINARY DIVIDEND (ABR)
272.67 0.00 0.00
11/30/2021 00:00:01 ORDINARY DIVIDEND (BST)
12.50 0.00 0.00
11/30/2021 00:00:01 ORDINARY DIVIDEND (GLQ)
26.82 0.00 0.00
11/30/2021 00:00:01 ORDINARY DIVIDEND (GLO)
21.74 0.00 0.00
11/30/2021 00:00:01 QUALIFIED DIVIDEND (CORR PRA)
46.09 0.00 0.00
11/30/2021 00:00:01 PARTNERSHIP DISTRIBUTION (ECTM)
76.00 0.00 0.00
11/30/2021 00:00:01 QUALIFIED DIVIDEND (HMPT)
20.00 0.00 0.00
11/30/2021 00:00:01 ORDINARY DIVIDEND (THW)
70.02
Holdings:
AMER SHARED HOSPITAL
SERVICES
COM
AMS 550 2.5998 1,429.89 05/10/21 1,717.98 3.12 (288.09) - -
AMGEN INC
COM
AMGN 120 198.88 23,865.60 11/04/21 25,384.70 211.54 (1,519.10) 844.84 3.5%
ANIXA BIOSCIENCES INC
COM
ANIX 1,000 3.64 3,640.00 09/27/21 4,914.00 4.91 (1,274.00) - -
APARTMENT INVEST AND
MGMT CO
COM USD0.01 CL A (POST
REV
AIV 250 7.41 1,852.50 11/01/21 1,914.44 7.66 (61.94) - -
ARBOR REALTY TRUST
INC
COM USD0.01
ABR 757.415 17.55 13,292.63 07/27/18 8,411.85 11.11 4,880.78 1,045.20 7.9%
ARBOR REALTY TRUST
INC
SER E CUM RED PFD SHS
*CLBL
ABR PRE 200 24.81 4,962.00 08/09/21 5,018.95 25.09 (56.95) 274.40 5.5%
ARC DOCUMENT
SOLUTIONS INC
COM
ARC 650 2.90 1,885.00 05/12/21 1,621.99 2.50 263.01 52.01 2.8%
ATLANTICUS HLDGS
CORP
7.625% PERP PFD SER B
*CLBL
ATLCP 500 24.61 12,305.00 06/16/21 12,448.80 24.90 (143.80) 953.02 7.7%
AVALON HOLDINGS
CORP
COM CL A
AWX 1,000 3.86 3,860.00 05/12/21 4,005.86 4.01 (145.86) - -
BLACKROCK SCIENCE &
TECH TR
SHS
BST 50 52.24 2,612.00 09/28/21 2,607.75 52.16 4.25 150.01 5.7%
BRAEMAR HOTELS &
RESORTS INC
8.25% CUM PRF STK SER
D *CLBL
BHR PRD 250 26.80 6,700.00 11/28/18 5,540.23 22.16 1,159.77 515.50 7.7%
BRISTOL-MYERS SQUIBB
CO
COM
BMY 50 53.63 2,681.50 10/08/21 2,849.00 56.98 (167.50) 98.01 3.7%
BROADMARK REALTY
CAPITAL INC
COM
BRMK 400 9.00 3,600.00 05/11/21 3,968.00 9.92 (368.00) 335.99 9.3%
CASSAVA SCIENCES INC
COM
SAVA 65 53.49 3,476.85 07/29/21 5,394.20 82.99 (1,917.35) - -
CEDAR REALTY TRUST
INC
6.5% CUM RED PRF SER
C
CDR PRC 200 25.16 5,032.00 06/11/19 4,509.07 22.55 522.93 325.02 6.5%
CITIUS
PHARMACEUTICALS INC
COM
CTXR 22,250 1.69 37,602.50 02/10/21 49,446.95 2.22 (11,844.45) - -
CITY OFFICE REIT INC
PRF CUM REDM PFD SER
A
CIO PRA 250 25.18 6,295.00 05/08/20 5,315.66 21.26 979.34 414.02 6.6%
CLOUGH GLOBAL EQUITY
FUND
COM
GLQ 200 14.44 2,888.00 06/18/21 2,769.91 13.85 118.09 321.81 11.1%
CLOUGH GLOBAL
OPPORTUNITIES FU
SH BEN INT
GLO 200 11.81 2,362.00 06/21/21 2,330.00 11.65 32.00 260.79 11.0%
COMPASS DIVERSIFIED
7.875%FXD FLTG RAT
CUM S *CLBL
CODI PRB 200 27.22 5,444.00 11/30/18 3,910.95 19.55 1,533.05 393.82 7.2%
CONFORMIS INC
COM
CFMS 500 0.8341 417.05 09/23/21 670.99 1.34 (253.94) - -
CORENERGY
INFRASTRUCTURE TRUST
DEP SH REP 1/100 PFD
SER *CLBL
CORR PRA 200 21.90 4,380.00 11/01/18 4,795.30 23.98 (415.30) 368.80 8.4%
DCP MIDSTREAM LP
7.875%CUM RED FIX FLT
RA *CLBL
DCP PRB 200 24.63 4,926.00 07/27/18 5,062.95 25.31 (136.95) 393.78 8.0%
DHI GROUP INC
COM
DHX 800 5.14 4,112.00 09/28/21 3,675.49 4.59 436.51 - -
DYNATRONICS CORP
COM
DYNT 1,100 1.12 1,232.00 08/26/21 1,505.49 1.37 (273.49) - -
ECA MARCELLUS TRUST I
COM
ECTM 1,000 0.76 760.00 09/09/21 571.95 0.57 188.05 144.00 18.9%
ENERGY TRANSFER LP
7.6% FIX TO FLTG CUM
RED *CLBL
ET PRE 200 24.11 4,822.00 06/11/19 4,912.95 24.56 (90.95) 380.02 7.9%
ENPHASE ENERGY INC
COM
ENPH 1,520 250.00 380,000.00 11/14/17 171,214.11 112.64 208,785.89 - -
ENZO BIOCHEM INC
COM
ENZ 300 3.48 1,044.00 10/12/21 1,071.56 3.57 (27.56) - -
EURO TECH HLDGS
COM
CLWT 700 3.41 2,387.00 05/27/21 2,391.00 3.42 (4.00) - -
FAT BRANDS INC
COM
FAT 50 9.98 499.00 10/07/21 438.00 8.76 61.00 26.00 5.2%
FAT BRANDS INC
8.25% CUM PRF STK SER
B *CLBL
FATBP 228 20.81 4,744.68 07/01/21 4,940.79 21.67 (196.11) 470.39 9.9%
FIRST TR DYNAMIC
EUROPE EQY IN
COM SHS
FDEU 900 12.28 11,052.00 05/13/19 11,965.31 13.29 (913.31) 647.98 5.9%
FIRST TRUST SPECIALTY
FINANCE
COM BEN INTR
FGB 1,650 4.00 6,600.00 03/01/17 11,045.68 6.69 (4,445.68) 544.50 8.3%
FLEX LNG LTD (BM)
COM
FLNG 125 24.20 3,025.00 11/05/21 2,663.40 21.31 361.60 375.01 12.4%
FS KKR CAPITAL CORP
COM
FSK 200 20.92 4,184.00 10/26/21 4,430.97 22.15 (246.97) 496.01 11.9%
GABELLI EQUITY TRUST
INC
COM
GAB 500 7.07 3,535.00 07/27/21 3,303.60 6.61 231.40 360.00 10.2%
GABELLI GLOBAL GOLD
NATURAL RE
COM SH BEN INT
GGN 1,950 3.81 7,429.50 10/14/19 8,313.68 4.26 (884.18) 702.01 9.4%
GABELLI MULTIMEDIA
TRUST INC
COM
GGT 900 9.28 8,352.00 07/12/21 8,775.73 9.75 (423.73) 792.02 9.5%
GASLOG PARTNERS LP
8.5%CUM RED PREP FXD
FLT *CLBL
GLOP PRC 200 25.98 5,196.00 11/14/18 4,926.95 24.63 269.05 424.98 8.2%
GLOBAL PARTNERS LP
9.75%CUM RED PER FIX
TO *CLBL
GLP PRA 200 25.99 5,198.00 03/08/19 4,991.96 24.96 206.04 487.62 9.4%
GRAYSTONE CO INC
COM CL A
GYST 10,000 0.0372 372.00 05/10/21 168.90 0.02 203.10 - -
HOEGH LNG PARTNERS
LP
8.75% CUM RED PFD
UNITS *CLBL
HMLP PRA 100 21.44 2,144.00 07/28/21 2,116.00 21.16 28.00 218.80 10.2%
HOME PT CAPITAL
INCORPORATED
COM
HMPT 500 3.85 1,925.00 08/11/21 2,228.00 4.46 (303.00) 80.00 4.2%
HUDSON TECHNOLOGIES
INC
COM
HDSN 1,000 3.77 3,770.00 07/29/21 3,715.99 3.72 54.01 - -
INTEL CORP
COM
INTC 70 49.20 3,444.00 10/22/21 3,435.25 49.08 8.75 97.29 2.8%
INTERNATIONAL BUS
MACH CORP
COM
IBM 95 117.10 11,124.50 10/21/21 11,589.51 121.99 (465.01) 623.19 5.6%
INVESTCORP CR MGMT
BDC INC
COM
ICMB 450 5.4471 2,451.20 06/16/21 2,671.50 5.94 (220.30) 270.00 11.0%
IRON MOUNTAIN INC
COM
IRM 621 45.44 28,218.24 01/12/18 19,669.62 31.67 8,548.62 1,536.48 5.4%
KYNDRYL HLDGS INC
COM
KD 15 15.80 237.00 10/21/21 402.08 26.81 (165.08) - -
LADDER CAPITAL CORP
COM USD0.001 CL A
LADR 724.586 11.39 8,253.03 08/02/18 9,508.93 13.12 (1,255.90) 579.69 7.0%
LIBERTY ALL STAR
EQUITY FUND
SH BEN INT
USA 350 8.22 2,877.00 11/19/21 2,905.85 8.30 (28.85) 283.50 9.9%
LIBERTY ALL STAR
GROWTH FUND
COM
ASG 800 8.88 7,104.00 07/15/21 6,804.00 8.51 300.00 544.02 7.7%
LUMENT FINANCE TRUST
INC
COM USD0.01
LFT 300 3.83 1,149.00 03/30/21 1,062.00 3.54 87.00 107.99 9.4%
MANHATTAN BRIDGE
COM USD0.001
LOAN 300 5.55 1,665.00 07/14/21 1,881.00 6.27 (216.00) 150.00 9.0%
MARCHEX INC
COM CL B
MCHX 500 2.51 1,255.00 09/27/21 1,524.50 3.05 (269.50) - -
MEDIACO HOLDING INC
COM CL A
MDIA 400 4.90 1,960.00 10/07/21 3,261.80 8.15 (1,301.80) - -
MEDICAL PROPERTIES
TRUST INC
COM USD0.001
MPW 1,500 21.29 31,935.00 01/17/06 14,909.50 9.94 17,025.50 1,680.10 5.3%
MIRAGEN THERAPENC
CVR
604CVR019 1,500 NA NA 11/05/20 - - - - -
NEW RESIDENTIAL INVT
CORP
COM NPV
NRZ 400 10.63 4,252.00 07/30/21 3,931.12 9.83 320.88 399.99 9.4%
NEW RESIDENTIAL INVT
CORP
FIX TO FLT PFD SR D
NRZ PRD 200 24.87 4,974.00 09/17/21 4,980.95 24.90 (6.95) 350.02 7.0%
NEW YORK MORTGAGE
TRUST INC
7.75% PERP PRF SERB
NYMTP 100 25.29 2,529.00 03/17/21 2,468.50 24.69 60.50 193.80 7.7%
NEW YORK MORTGAGE
TRUST INC
SER G CUM PFD STK
USD25 *CLBL
NYMTZ 100 24.62 2,462.00 11/19/21 2,456.95 24.57 5.05 - -
NUVEEN GLOBAL HIGH
INCOME FUND
SHS
JGH 200 15.57 3,114.00 06/16/21 3,180.00 15.90 (66.00) 271.20 8.7%
OAKTREE SPECIALTY
LENDING CORP
COM
OCSL 300 7.36 2,208.00 03/17/21 1,877.30 6.26 330.70 165.00 7.5%
ORCHID ISLAND CAPITAL
INC
COM USD0.01
ORC 1,200 4.52 5,424.00 11/19/20 6,446.92 5.37 (1,022.92) 936.02 17.3%
PANGAEA LOGISTICS
SOLUTIONS LT
COM
PANL 1,400 3.82 5,348.00 07/12/21 6,991.46 4.99 (1,643.46) 196.00 3.7%
PAYPAL HOLDINGS INC
COM
PYPL 30 184.89 5,546.70 11/09/21 6,066.30 202.21 (519.60) - -
PENNYMAC MTG INVEST
TRUST
8% FXD FLTG CUM RED
PFD *CLBL
PMT PRB 100 25.29 2,529.00 06/30/17 2,491.95 24.92 37.05 199.99 7.9%
PINNACLE WEST CAPITAL
CORP
COM
PNW 50 65.05 3,252.50 10/08/21 3,316.00 66.32 (63.50) 170.01 5.2%
PITNEY BOWES INC
6.7% PRF USD25
(07/03/43)
PBI PRB 125 24.66 3,082.50 03/17/21 2,991.25 23.93 91.25 209.36 6.8%
PRIORITY INCOME FUND
INC
7% CUM PFD STK SER K
*CLBL
PRIF PRK 200 24.85 4,970.00 10/18/21 4,950.00 24.75 20.00 - -
PROPHASE LABS INC
COM
PRPH 600 6.28 3,768.00 06/29/21 3,703.00 6.17 65.00 - -
READY CAPITAL
CORPORATION
COM USD0.0001
RC 100 15.36 1,536.00 12/18/20 1,258.77 12.59 277.23 168.01 10.9%
REAVES UTILITY INCOME
FD
COM SH BEN INT
UTG 819 33.11 27,117.09 01/03/14 22,392.92 27.34 4,724.17 1,867.28 6.9%
RESTORBIO INC
CVR
761CVR026 57 NA NA 09/16/20 - - - - -
RIVIAN AUTOMOTIVE INC
COM CL A
RIVN 13 119.76 1,556.88 11/10/21 1,436.80 110.52 120.08 - -
SACHEM CAPITAL CORP
COM USD0.001
SACH 300 5.76 1,728.00 04/12/21 1,593.00 5.31 135.00 143.99 8.3%
SACHEM CAPITAL CORP
7.75% NOTES DUE
30/09/20 *CLBL
SCCC 100 25.9599 2,595.99 10/21/20 2,480.00 24.80 115.99 193.79 7.5%
SFL CORPORATION LTD
COM
SFL 300 8.34 2,502.00 07/05/16 4,238.73 14.13 (1,736.73) 216.00 8.6%
SOMBRERO RES INC
COM
83445U102 400 NA NA - - - - - -
SOUTH JERSEY
INDUSTRIES INC
COM
SJI 200 23.50 4,700.00 03/18/21 4,340.00 21.70 360.00 248.02 5.3%
SUNLINK HEALTH
SYSTEMS INC
COM
SSY 600 2.01 1,206.00 05/10/21 1,864.00 3.11 (658.00) - -
TECTONIC FINANCIAL INC
9% FXD/FLTG NON CUM
PERP *CLBL
TECTP 2,000 10.61 21,220.00 07/06/21 20,040.43 10.02 1,179.57 1,800.09 8.5%
TELEPHONE & DATA
SYSTEMS INC
DEP SHS REPSTG
1/1000TH PER
TDS PRV 200 25.97 5,194.00 08/10/21 4,995.70 24.98 198.30 300.01 5.8%
TEXTAINER GROUP
HLDGS LTD
DEP SHS REP 1/1000TH
CUM *CLBL
TGH PRB 200 25.95 5,190.00 08/20/21 4,950.95 24.75 239.05 - -
THE ALKALINE WATER
CO INC
COM
WTER 500 1.25 625.00 08/30/21 927.97 1.86 (302.97) - -
TRITON INTL LTD
8.5% CUM RED PRF SHS
SR *CLBL
TRTN PRA 150 27.88 4,182.00 03/14/19 3,753.95 25.03 428.05 318.75 7.6%
TRITON INTL LTD
8% CUM RED PERP PRF
SHS *CLBL
TRTN PRB 200 27.20 5,440.00 06/18/19 4,992.95 24.96 447.05 400.00 7.4%
U M H PROPERTIES INC
6.75% CUM RED PFD SER
C
UMH PRC 200 25.59 5,118.00 05/14/19 4,924.95 24.62 193.05 337.58 6.6%
VERIZON
COMMUNICATIONS
COM
VZ 75 50.27 3,770.25 10/12/21 3,841.50 51.22 (71.25) 192.02 5.1%
WELLS FARGO UTILITIES
AND HIGH
WF UTILITIES INC
ERH 550 14.69 8,079.50 03/12/20 6,103.57 11.10 1,975.93 475.72 5.9%
ALBERTON ACQUISITION $ $ $ $ $ $
CORP
WARRANT EXP 04/26/2025
ALACW 14,657 0.3149 4,615.49 09/09/20 14,886.68 1.02 (10,271.19) - -
Non income producing. Actual today, not from statement:
1000 ADIL
250 AIV
14657 ALACW
550 AMS
1000 ANIX
1000 AWX
500 CFMS
700 CLWT
22250 CTXR
800 DHX
1100 DYNT
1000 ECTM
1670 ENPH
500 ENZ
10000 GYST
1000 HDSN
15 KD
500 MCHX
400 MDIA
600 PRPH
30 PYPL
13 RIVN
65 SAVA
600 SSY
500 WTER |
