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Technology Stocks : Teletek (TLTK): Relaxed and Holding
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To: Ken Salaets who wrote (3594)3/27/1998 9:51:00 AM
From: Charles A. King  Read Replies (2) of 3645
 
PROCEEDINGS INSTITUTED AGAINST THOMAS ANTHONY CALISE

On March 25, the Commission issued an Order instituting public
administrative proceedings against Thomas Anthony Calise, of
Vallejo, California. In the Order, the Division of Enforcement
alleges that Calise sold thousands of shares of the common stock of
Teletek, Inc. to his unsuspecting customers in return for
undisclosed compensation from affiliates of Teletek. The Division
also alleges that Calise encouraged other registered representatives
to receive undisclosed payments in return for sales to their
customers of Teletek stock. Calise is alleged to have willfully
violated antifraud provisions of the Securities Act of 1933 and the
Securities Exchange Act of 1934. A hearing will be held to
determine whether the staff allegations are true and to afford
Calise an opportunity to establish any defenses and to determine
what, if any, remedial action is appropriate. (Rel. 34-39795; File
No. 3-9566)

sec.gov
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