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Microcap & Penny Stocks : SEXI: Mostly Fact, A Little Fiction, Not Vicious Attacks

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To: Steve Brandt who wrote (12610)3/30/1998 7:20:00 AM
From: Gene  Read Replies (1) of 13351
 
All,
The National Association of Securities Dealers launched a site that
allows investors to determine whether a broker has had any criminal
convictions, bankruptcies, suspensions, civil actions, or customer
complaints. Later this year, the site will also provide data on
current investigations that involve criminal or regulatory actions,
broker settlements worth over $10,000, pending arbitration, and
pending written customer complaints worth over $5,000.
pdpi.nasdr.com

F.Y.I......Could help save someone some hard earned dough!
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