SEXI: Mostly Fact, A Little Fiction, Not Vicious Attacks Message Board

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Microcap & Penny Stocks : SEXI: Mostly Fact, A Little Fiction, Not Vicious Attacks

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To: Steve Brandt who wrote (5803)	10/31/1996 11:21:00 AM
From: K.C.	of 13351

Steve, I believe that the SEC no longer tolerates this type of behavior. About 6 months ago there were alot of people who I guess had complained about hype created for certain stocks because of another newsletter writer and the SEC made a point of reading his newsletter and contacting all parties concerned to find out what exactly was his relationship as far as stock ownership/compensation etc. The SEC does not take this rule lightly at all and I hope that they are as persistent in prosecuting all such companies that violate this rule as they were in the case of this particular newsletter writer that I alluded to. Maybe this is why SGA has been so nice to Linda lately. In the case of this particular writer I think he was forced to give back a large quantity of stock which had been given to him as compensation for promoting this stock. He had not disclosed that he was paid by this company in any way. K.C.

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