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Microcap & Penny Stocks : SEXI: Mostly Fact, A Little Fiction, Not Vicious Attacks

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To: michael d kugler who wrote (6306)11/7/1996 12:27:00 AM
From: Mr. Aloha   of 13351
 
Michael, how familiar are you with Transfer Agents?

Do you think that a Transfer Agent would just give someone 1,000,000 shares without paper work. I think they have a copy of the letter and the agreement or something to that matter. I think SOE held off on the filing of the S-8's to the SEC to keep the shares quiet. But I think that SOE had the original agreements completed before hand and just through the S-8 form and info. on top and submitted half-ass to the SEC when ready.

My point is, don't you think the Transfer Agent would require information for there records? Can they just give shares to someone based on a letter from the company and no other Transfer Form etc..?

Definately worth looking into!

Aloha
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