To: +John Reed Stark (29052 )
From: +Riley G
Thursday, Apr 23 1998 4:46PM ET
Reply # of 46493
Complaint: OTC Market Manipulations- Outright fraud by the Market
______________________________________________________________________
Date: Thu, 23 Apr 1998 16:43:07 -0400
To: senforc@aol.com, "enforcement@sec.gov" <enforcement@sec.gov>
From: Riley G
Subject: Complaint: OTC Market Manipulations- Outright fraud by the Market
Cc: "cnn.feedback@cnn.com" <cnn.feedback@cnn.com>,
"comments@foxnews.com" <comments@foxnews.com>,
"dateline@nbc.com" <dateline@nbc.com>,
"hschneid@newsday.com" <hschneid@newsday.com>,
"Leeza@nbc.com" <Leeza@nbc.com>, montel_williams@pde.paramount.com,
"lisabel@newsday.com" <lisabel@newsday.com>,
"newsroom@bizwire.com" <newsroom@bizwire.com>,
"newyork@fbi.gov" <newyork@fbi.gov>,
"nightly@nbc.com" <nightly@nbc.com>, senator_Hatch@Hatch.senate.gov,
senator_thompson@thompson.senate.gov, senator_dewine@dewine.senate.gov,
senator_specter@specter.senate.gov, Michigan@abraham.senate.gov,
info@kyl.senate.gov, John_Ashcroft@ashcroft.senate.gov,
senator_leahy@leahy.senate.gov
_____________________________________________________________________
The the SEC , Honorable Senators, and members of the media,
Reference OTC Market Manipulation of Rocky Mountain International Limited
(OTC: RMIL),
So someone sold 300 shares of RMIL at a whooping .10 cents a share. Strange
how we keep seeing 300 shares being traded around. For the record Mike
Kugler a broker at Principal Financial Securities has (had) 300 shares
(self admitted to a long RMIL shareholder via telephone conversation.)
after the halt. It is also strange that this comes within 24 hours after
POSITIVE news from a shareholder that pulled a surprise visit on the RMIL
offices in Florida. The shareholder and his representative had a face to
face with some of RMIL's BOD upon the arrival, and the meeting went great.
It appears to other shareholders and myself that the magic number may have
been reached (certificated name shares) and the Market Makers's and
brokerage firms, and a self admitted short seller concerned that may be
short the estimated 5 million plus naked or shorted shares are tape
painting a security that is not trading in an effort to cause other
shareholders of name and street to sell their shares into a non-trading
RMIL market. Granted that RMIL has a 15C-211 pending action over at the OTC
desk, and RMIL is presently trying to raise funds to get the 10KSB completed.
It's about time the SEC took the right action against the naked sellers
(shorts) of OTC stocks before legal class action is taken against the SEC
by the shareholders of RMIL!
A shareholder of RMIL,
Riley G
Retired NYPD Police Officer
Mr. Al-len
No speculation, the answer to your question is MM Hill Thompson Magid. Look very closely at this MM in your diligence and don't miss the forest because of the trees!
Good Day!
RB
I have not seen a new letter to all those mailed with the truth, and naturally the exoneration of Principle Securities and Mike Kugler.
Mike would appreciate the proper follow up be made to all these honorable recipients now that we know for a fact it wasn't them, and an apology. You wouldn't let them be mislead purposely, would you?
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