Vancouver Stock Exchange
Thursday, May 14, 1998
Corporate Finance Services Policy And Procedures Manual
Policy Amendment
VANCOUVER STOCK EXCHANGE ("VSE")- Corporate Finance Services Policy And Procedures Manual- Policy Amendment
Please note the following.
In January 1998, the Corporate Finance Services Policy and Procedures Manual (the 'Manual') was amended regarding the procedure to be followed with respect to trades by control persons. Although publication of Form 23's via a VSE Notice is no longer required before a trade can take place, Form 23's must be publicly disseminated by listed companies before a trade by a control person can take place through VCT (please see bolding). The Policy provision is as follows:
6.10.2
The Exchange has not established independent policies or filing requirements with respect to insider trading. It does,however, require that before a trade from a control person can take place through VCT, Securities Act Form 23 (Notice of Intention to Sell and Declaration) be publicly disseminated by the Company, and filed with the Exchange in accordance with section 136 of the Securities Rules.*
*Last amended January 1998
For those requiring a new Manual, a Manual subscription, or a full copy of any revised policies with applicable appendices,these are available through the 4th Floor - Main Reception,
609 Granville Street, phone: (604) 689-3334.
Should you have any questions regarding the content of the Policies, please contact Susan Copland, Manager, Policy,Corporate Finance Services, (604)643-6531.
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