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Strategies & Market Trends : The Final Frontier - Online Remote Trading

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To: Scott Overholser who wrote (4244)	5/21/1998 6:08:00 AM
From: Dirk Hente	Read Replies (2) of 12617

[regulations online] Scott, here are some of my favourite links for 'regulations': * The best source is this one (the Nasd Manual): 206.99.246.119 it contains all NASD rules, and refers to the relevant SEC Rules, Regulation T and Federal Reserve. additional rules can be found here: * Securities Exchange Act 1933/34: law.uc.edu * Regulation T ('Margin Credit Extended by Brokers and Dealers', current version of 12 CFR Part 220 ): bankinfo.com * Amendmend to Regulation T (effective Date: April 1., 1998, some sort of 'discussion') bog.frb.fed.us * good introductory discussion of day trading & cash/margin account & settlement rule: savoystocks.com * NASDAQ market place rules: Nasdaq Trader Manual (about Market Maker, SOES, SelectNet, Limit Orders,....): nasdaqtrader.com Nasdaq User Guides for: * Nasdaq Workstation II: nasdaqtrader.com * OTCBB: otcbb.com * SelectNet: nasdaqtrader.com * SOES: nasdaqtrader.com other useful links: * 'Code of Federal Regulations' on CD: govinst.com * home page Federal Reserve: bog.frb.fed.us

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