"Part 7" of 8K
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c. TAMMY JO PERKINS, age 27, is Huttoe's niece;
d. KAREN PURVIS, age 41, also known as Karen Purvis
Huttoe, is Huttoe's wife; and
e. JOSEPHINE BROOKS, age 72, is Huttoe's mother.
9. HUTTOE & ASSOCIATES was a Florida broker-dealer operated and
controlled by defendant Huttoe, and now operates as an alter-ego of Huttoe.
10. SGA GOLDSTAR RESEARCH INC., is a corporation wholly owned by
defendant Theodore R. Melcher, Jr. SGA publishes "SGA Goldstar Whisper
Stocks," an electronic tout sheet that aggressively promoted public investment
in SOE stock without disclosing that it was compensated by SOE for doing so.
11. THEODORE R. MELCHER, JR., age 51, owns SGA, and is one of its
two employees. Melcher, personally and through his nominee Alpha Securities
Ltd., received unregistered SOE stock as undisclosed compensation for promoting
SOE's stock in the Whisper Stock report.
12. ALPHA SECURITIES LTD. is a corporation owned and controlled by
Melcher.
13. SHANNON B. TERRY is SGA's only other employee. Terry,
personally and through his nominee Dunbar Holdings Ltd., received unregistered
SOE stock as undisclosed compensation for promoting SOE's stock in the Whisper
stock report.
14. DUNBAR HOLDINGS LTD. is a corporation owned and controlled by
Terry.
15. SYSTEMS OF EXCELLENCE, INC. is a Florida corporation,
incorporated in 1989, with offices in McLean, Virginia and Coral Gables,
Florida. SOE is engaged in the manufacture and distribution of video
tele-conferencing equipment. SOE's stock is |
