"Part 16" of 8K
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VII.
Granting such temporary and preliminary relief as is necessary to
assure defendants' compliance with the Court's orders, including: a temporary
restraining order; a preliminary injunction; a temporary freeze of defendants'
assets and accounts, other than SOE's; the temporary surrender of Huttoe's
passport; an order prohibiting the destruction and alteration of documents; an
order expediting discovery; an order directing defendants to answer the
complaint; and an order directing defendants, other than SOE, to file an
Accounting.
VIII.
Granting such other relief as this Court may deem just and proper.
Respectfully submitted,
----------------------------------------
OF COUNSEL NANCY GRUNBERG, Trial Counsel
D.C. Bar No. 380169
NORAN J. CAMP, Trial Counsel
THOMAS C. NEWKIRK Attorneys for Plaintiff
ERICH T. SCHWARTZ Securities and Exchange Commission
KENNETH R. LENCH P.O. Box 50239, Mail Stop 4-2
PAULA L. KASHTAN Washington, D.C. 20091-0239
ERIC R. WERNER [Courier: 450 5th Street, N.W.,
MS-4-2, Washington, D.C. 20549]
Dated: November 7, 1996 Tel: 202-942-4734 (Grunberg)
Washington, D.C. FAX: 202-942-9581
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EXHIBIT 99.3
UNITED STATES DISTRICT COURT
DISTRICT OF COLUMBIA
________________________________________________
:
SECURITIES AND EXCHANGE COMMISSION, :
450 FIFTH STREET, N.W. :
WASHINGTON, D.C. 20549, :
:
PLAINTIFF, : CIVIL ACTION NO. 96-02543 GK
:
:
V. :
:
CHARLES O. HUTTOE, HUTTOE & :
ASSOCIATES, INC., WORD CORPORATION, :
NATIONAL TRADING SERVICES, :
KAREN PURVIS, TAMMY JO PERKINS, :
JOSEPHINE BROOKS, SGA GOLDSTAR :
RESEARCH INC., THEODORE R. :
MELCHER, JR., SHANNON B. TERRY, :
SYSTEMS OF EXCELLENCE, INC., :
ALPHA SECURITIES LTD., AND :
DUNBAR HOLDINGS LTD., :
:
DEFENDANTS. :
________________________________________________:
ORDER GRANTING PLAINTIFF'S REQUEST FOR TEMPORARY
RESTRAINING ORDER, ASSET FREEZE, AND OTHER RELIEF
This cause comes before the Court upon motion by the Plaintiff
Securities and Exchange Commission ("Commission") for the following Orders with
respect to Defendants:
1. Temporarily Restraining defendants from violating the
federal securities laws;
2. Temporarily freezing assets and accounts of
defendants, other than Systems of Excellence, Inc.;
3. Requiring Charles O. Huttoe to temporarily surrender
his passport and refrain from foreign travel pending
identification of accounts;
4. Prohibiting destruction and alteration of documents;
5. Expediting discovery;
6. Expediting the production of bank records subject to
12 U.S.C. Sections 3401, et seq., by delaying notice
to the customer, as provided by 12 U.S.C. Section
3409;
7. Directing defendants to answer the Complaint;
8. Directing defendants, other than Systems of
Excellence, Inc., to file an Accounting; and
9. Directing defendants to Show Cause why the Court
should not issue a Preliminary Injunction and impose
other relief against them. |
