"Part 20" of 8K
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a statement with the Commission (and, if such security is
registered on a national securities exchange, also with the
exchange) of the amount of all equity securities of such
issuer of which he is the beneficial owner, and within ten
days after the close of each calendar month thereafter, if
there has been a change in such ownership during such month,
failing to file with the Commission (and if such security is
registered on a national securities exchange, also with the
exchange) a statement indicating his ownership at the close of
the calendar month and such changes in his ownership as have
occurred during such calendar month,
in violation of Section 16(a) of the Exchange Act [15 U.S.C. Section 78p(a)],
and Rules 16a-2 and 16a-3 thereunder [17 C.F.R. Sections 240.16a-2 and
240.16a-3].
II.
ASSET AND ACCOUNTS FREEZE
IT IS FURTHER ORDERED that, pending determination of the Order To Show
Cause, see IX, below,
A. That the defendants, other than SOE, along with their
directors, officers, agents, servants, employees, attorneys, depositories,
banks, and those persons in active concert or participation with any one or
more of them, and each of them, BE AND THEY HEREBY ARE RESTRAINED FROM,
directly or indirectly, transferring, setting off, receiving, changing,
selling, pledging, assigning, liquidating or otherwise disposing of, or
withdrawing any assets or property, including cash, free credit balances, fully
paid for securities, and/or property pledged or hypothecated as collateral for
loans, legally or
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beneficially owned by, controlled by, or in the possession of:
1. Charles O. Huttoe,
2. Huttoe & Associates,
3. National Trading Services, Inc.,
4. Word Corporation,
5. Karen Purvis, also known as Karen Purvis Huttoe
6. Tammy Jo Perkins,
7. Josephine Brooks,
8. SGA Goldstar Research, Inc.,
9. Theodore R. Melcher, Jr.,
10. Shannon B. Terry,
11. Alpha Securities Ltd., and
12. Dunbar Holdings Ltd.,
provided, however, that defendant Huttoe may expend up to a maximum of $5,000
each month for reasonable living expenses, $1,000 each month for travel
expenses, and a maximum of $5,000 each month beginning on December 1, 1996, for
legal expenses. Purvis, Brooks, and Perkins may each expend a maximum of
$5,000 per month for living expenses, and may apply to the Court for a
reasonable allowance for travel and legal expenses. Any party may petition the
Court for modification of these limits in the event of hardship.
B. That any financial or brokerage institution or other person or
entity located within the territorial jurisdiction of the United States courts
and holding any such funds |
