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Microcap & Penny Stocks : 504 Reg D and Beyond - Going public without an Underwriter
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To: Beermeister who wrote (4)6/23/1998 11:53:00 AM
From: Neurogenesis  Read Replies (1) of 50
 
You are correct that it (504) is an unregistered public offering, for which there is an exemption (504). However, when stock is sold by the recipients of this stock who then 'return' half the money to the company this is:

1. A sham transaction
2. Fraud (see #1)
3. An unregistered public offering for which there is no exemption

What was the name of the firm you worked for?
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